February 13, 2020 Volcker 2.1: Visual Memo on Proposed Amendments to Volcker Rule Covered Fund Provisions
Client Memorandum
February 3, 2020 SEC Issues Disclosure Guidance on Key Performance Indicators and Other Metrics
Client Alert
February 3, 2020 Volcker 2.1: Agencies Propose Revisions to Covered Fund Provisions
Client Memorandum
January 31, 2020 China Antitrust Review 2019
Client Memorandum
January 31, 2020 2019 年中国反垄断法领域回顾
Client Memorandum
January 31, 2020 Investment Management Regulatory Update - January 2020
Client Newsletter
January 31, 2020 Private Equity Regulatory Update - January 2020
Client Newsletter
January 30, 2020 SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices
Client Memorandum
January 28, 2020 2020 HSR Jurisdictional Thresholds Announced
Client Memorandum
January 27, 2020 SEC Issues Guidance on Revised MD&A Rules
Client Memorandum
January 22, 2020 CFIUS Issues Final FIRRMA Regulations
Client Memorandum
January 22, 2020 CFTC Staff Clarifies Guidance Regarding CCO Annual Reports
Client Memorandum
January 21, 2020 House Passes 8-K Trading Gap Act
Client Memorandum
January 17, 2020 Federal Banking Agencies Recognize the Rise of Index Funds and Passive Investing
Client Memorandum
January 16, 2020 DOJ and FTC Release Draft Vertical Merger Guidelines: a Modest and Overdue Makeover
Client Memorandum
January 16, 2020 Encouraging Innovation: Brokered Deposits—What Fintechs Need to Know to Partner with Banks under the FDIC’s Proposed Regulations
Client Memorandum
January 16, 2020 SEC Proposes to Expand Access to Private Offerings
Client Memorandum
January 15, 2020 FSOC Shift to an Activities-Based Approach Signals an Emphasis on the Risks to Financial Stability from Digital Transformation
Client Memorandum
January 15, 2020 FTC Workshop on Non-Compete Clauses Demonstrates New Interest—But Little Likelihood of Shift in Current Enforcement Approach
Client Memorandum
January 14, 2020 Estate Planning in 2020
Client Memorandum
January 14, 2020 Proposed Rule on Derivatives Use by Registered Funds
Client Memorandum
January 14, 2020 “Maximum Pressure” to the Max: United States Sanctions Additional Sectors of Iran’s Economy
Client Memorandum
January 13, 2020 Financial Institutions Enforcement Update
Client Memorandum
January 13, 2020 SEC Re-Proposes Resource Extraction Rules
Client Memorandum
January 13, 2020 Who Is a PDMR Under MAR? The FCA Provides Some Insight
Client Memorandum
January 8, 2020 The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption
Client Memorandum
January 7, 2020 Second Circuit Lowers the Bar for Charging Criminal Insider Trading
Client Memorandum
January 6, 2020 Davis Polk Financial Services Regulatory Reform Tool—2020 Vision Edition
Client Memorandum
January 6, 2020 SEC Issues Guidance on Disclosing Technology and IP Risks in International Operations
Client Memorandum
December 26, 2019 Investment Management Regulatory Update - December 2019
Client Newsletter
December 26, 2019 Private Equity Regulatory Update - December 2019
Client Newsletter
December 23, 2019 IRS Issues Proposed Regulations under Section 162(m)
Client Memorandum
December 19, 2019 Proposed Amendments to the Advertising and Cash Solicitation Rules for Investment Advisers
Client Memorandum
December 18, 2019 CFTC Staff Issues Guidance Regarding CCO Annual Reports
Client Memorandum
December 13, 2019 FinCEN Director Highlights Value of BSA Reporting; Focuses on Persistent Beneficial Ownership Information Gap
Client Memorandum
December 11, 2019 U.S. Department of Commerce Proposes Rule Governing Information and Communications Technology and Services
Client Memorandum
December 10, 2019 New York Enacts UVTA, Modernizing Fraudulent Conveyance Law
Client Memorandum
December 10, 2019 Human Capital and Climate Risk Disclosure – Analysis of 2019 Mandatory and Voluntary Reporting
Client Memorandum
December 9, 2019 DOJ Clarifies Position on Agency Liability under the FCPA post-Hoskins; New FCPA Chief Named
Client Memorandum
December 3, 2019 DOJ Clarifies Corporate Enforcement Policy
Client Memorandum
November 26, 2019 UK Merger Control - CMA Interventionism on the Rise
Client Memorandum
November 26, 2019 Investment Management Regulatory Update - November 2019
Client Newsletter
November 26, 2019 Preparing Your 2019 Form 20-F
Client Memorandum
November 26, 2019 Private Equity Regulatory Update - November 2019
Client Newsletter
November 21, 2019 Final Tailoring Rules for U.S. Banking Organizations
Client Memorandum
November 18, 2019 Leaning into Fairness: Executive Order On Enforcement
Client Memorandum
November 15, 2019 FTC Finds Consummated Merger Anticompetitive, Orders Assets to be Divested
Client Memorandum
November 14, 2019 SEC Describes Active Enforcement Program and Focus on Corporate Conduct in 2019 Annual Report
Client Memorandum
November 14, 2019 Recent Delaware Cases Reinforce Director Accountability for Risk Oversight
Client Memorandum
November 12, 2019 Blockchain & Cryptocurrency Regulation: France

Global Legal Insights – Blockchain & Cryptocurrency Regulation 2020

November 12, 2019 SEC Proposed Rules to Regulate Proxy Advisory Firms and Shareholder Proposals
Client Memorandum
November 8, 2019 New York City's Climate Mobilization Act
Client Memorandum
November 4, 2019 Supreme Court to Review SEC’s Authority to Seek Disgorgement
Client Memorandum
October 31, 2019 Blockchain Technology: Data Privacy Issues and Potential Mitigation Strategies

Practical Law – Thomson Reuters

October 31, 2019 Investment Management Regulatory Update - October 2019
Client Newsletter
October 31, 2019 Private Equity Regulatory Update - October 2019
Client Newsletter
October 30, 2019 SEC Adopts New ETF Rule
Client Memorandum
October 29, 2019 Cryptocurrency and Other Digital Assets for Asset Managers

Global Legal Insights - Blockchain & Cryptocurrency Regulation 2020, 2nd Ed.

October 22, 2019 SEC Division of Corporation Finance Addresses Ordinary Business Basis for Shareholder Proposal Exclusion
Client Memorandum
October 21, 2019 Expertise Indépendante – Pression accrue sur les conseils d’administration

La Semaine Juridique - Édition Générale - N° 43

October 17, 2019 Leaning Into Transparency: Executive Order on Guidance
Client Memorandum
October 16, 2019 United States Sanctions Turkish Government over Syrian Incursion
Client Memorandum
October 15, 2019 Preparing for Brexit – The FCA Publishes Important Updates for Listed Companies
Client Memorandum
October 14, 2019 A New Framework for Resolution Plans
Client Memorandum
October 11, 2019 "Off the Rack": Federal Reserve Finalizes Tailoring Rules with Few Changes
Client Memorandum
October 11, 2019 ESMA Publishes Consultation Paper on the Market Abuse Regulation
Client Memorandum
October 10, 2019 Guidelines on Risk Factors under the New Prospectus Regulation Published by ESMA
Client Memorandum
October 8, 2019 U.S. Prudential Regulators Expected to Propose Amendments to Swap Margin Rule
Client Memorandum
September 30, 2019 CFIUS Issues Proposed FIRRMA Regulations
Client Memorandum
September 30, 2019 European Court of Justice Limits Territorial Reach of “Right to Be Forgotten”
Client Memorandum
September 30, 2019 Investment Management Regulatory Update - September 2019
Client Newsletter
September 30, 2019 Private Equity Regulatory Update - September 2019
Client Newsletter
September 27, 2019 SEC Expands "Testing the Waters" Communications
Client Memorandum
September 24, 2019 Proposed Cannabis Legislation: Three Different Paths Before Congress
Client Memorandum
September 23, 2019 SEC Proposes an Update of Guide 3
Client Memorandum
September 20, 2019 FTC Confirms Vertical Mergers Remain a Priority Despite DOJ’s Loss in AT&T/Time Warner Challenge
Client Memorandum
September 18, 2019 SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers
Client Memorandum
September 17, 2019 First Thing We Do, Let’s Exclude All the Lawyers

Business Law Today

September 13, 2019 Proposed Changes on Loss Carryforwards Are a (R)BIG Deal for M&A
Client Memorandum
September 13, 2019 SEC’s Shareholder Proposal Change May Muddle 2020 Proxies
Law360

 

September 11, 2019 Lessons From Equifax on How to Mitigate Post-Breach Legal Liability
Cybersecurity Law Report
September 11, 2019 OFAC Amends Cuba Sanctions Regulations to Remove “U-Turn” General License and Impose Limits on Remittances
Client Memorandum
September 11, 2019 Volcker Rule 2019 Final Amendments: Summary and Proprietary Trading Flowcharts
Client Memorandum
September 10, 2019 District Court Opens the Door to Potential Restitution Claims in FCPA Cases
Client Memorandum
September 6, 2019 Considerations in Using Incremental Facilities to Finance Acquisitions
Client Memorandum
September 5, 2019 Davis Polk Financial Services Regulatory Reform Tool – Fall Focus Edition
Client Memorandum
September 2, 2019 Fusions-acquisitions : les points-clés du mandat de conseil

Revue Actes pratiques et ingénierie sociétaire n° 167, sept.-oct. 2019

August 30, 2019 Third Point Funds Fined for HSR Violation
Client Memorandum
August 27, 2019 Investment Management Regulatory Update - August 2019
Client Newsletter
August 27, 2019 Commerce Department Extends Huawei General License, Adds More Huawei Affiliates to Entity List
Client Memorandum
August 27, 2019 Private Equity Regulatory Update - August 2019
Client Newsletter
August 23, 2019 SEC Proposes Updated Disclosure Rules for Business Description, Legal Proceedings and Risk Factors
Client Memorandum
August 21, 2019 The Business Roundtable Statement on Corporate Purpose
Client Memorandum
August 13, 2019 SFO Announces New Corporate Cooperation Guidance
Client Memorandum
August 9, 2019 Federal Reserve Announces Plan to Build Its Own Real-Time Gross Settlement System for Retail Payments
Client Memorandum
August 7, 2019 Second Round of Sanctions on the Russian Federation under Chemical and Biological Weapons Control and Warfare Elimination Act
Client Memorandum
August 7, 2019 United States Imposes Blocking Sanctions on the Government of Venezuela
Client Memorandum
July 31, 2019 Investment Management Regulatory Update - July 2019
Client Newsletter
July 31, 2019 Private Equity Regulatory Update - July 2019
Client Newsletter
July 25, 2019 Corporate Governance 2019

International Comparative Legal Guide: Corporate Governance 2019Twelfth Edition 

July 25, 2019 Public Investment Funds 2019

International Comparative Legal Guide: Public Investment Funds 2019, Second Edition

July 24, 2019 Legal Interpretation Is Not Like Reading Poetry: How to Let Go of Ordinary Reading and Interpret the Legal Framework of the Regulatory State
Business Law Today
July 22, 2019 Banking and Cannabis — Updated Briefing on the SAFE Banking Act and STATES Act
Client Memorandum
July 22, 2019 DOJ Expands Opportunities for Cooperation Credit in Criminal Antitrust Investigations
Client Memorandum
July 22, 2019 Financial Action Task Force Issues Guidance for the Virtual Asset Sector
Client Memorandum
July 22, 2019 Intellectual Property and Tech Transactions Update - July 2019
Client Memorandum
July 19, 2019 Agencies Extend Volcker Rule Relief for Qualifying Foreign Excluded Funds
Client Memorandum
July 18, 2019 Chairman Jay Clayton Announces Change in SEC Waiver Process
Client Memorandum
July 17, 2019 Privatisations : anticiper les enjeux clés

La Tribune Afrique, 2019

July 17, 2019 Volcker Agencies Implement Small-Bank Exclusion and Name-Sharing Provisions of EGRRCPA
Client Memorandum
July 15, 2019 Banking Agencies Simplify Capital Rules for Non-Advanced Approaches Firms
Client Memorandum
July 12, 2019 SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions
Client Memorandum
July 12, 2019 Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules
Client Memorandum
July 10, 2019 Dealing with Difficult Conditions in the Term Loan B Market
Client Memorandum
July 2, 2019 Proposed Regulations Likely to Stimulate Investment in Qualified Opportunity Zones
Client Memorandum
July 1, 2019 Getting the Through Deal: Merger Control 2020

Law Business Research Ltd.

June 27, 2019 Kisor v. Wilkie: Auer Deference Lives On, But In What Form?
Client Memorandum
June 26, 2019 Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process
Client Memorandum
June 26, 2019 SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption
Client Memorandum
June 26, 2019 U.S. and U.K. Regulators Focus on “Opportunistic Strategies” in Credit Default Swaps
Client Memorandum
June 24, 2019 New U.S. Greenhouse Gas Emissions Rule for the Power Sector
Client Memorandum
June 21, 2019 Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations
Client Memorandum
June 20, 2019 10th Edition of The Banking Regulation Review
United States Chapter of the 10th Edition of The Banking Regulation Review
June 19, 2019 Investment Management Regulatory Update - June 2019
Client Newsletter
June 19, 2019 Howey, Ralston Purina and the SEC's Digital Asset Framework

The Review of Securities & Commodities Regulation, Vol. 52, No. 12, 2019

June 19, 2019 Private Equity Regulatory Update - June 2019
Client Newsletter
June 10, 2019 Impact of the California Consumer Privacy Act on M&A
Client Memorandum
June 6, 2019 Market Tracker Trend Report: Trends in UK Equity Capital Markets

LexisNexis, June 2019

June 4, 2019 Striking a Balance Between Cybersecurity and Employee Privacy

New York Law Journal, Vol. 261, No. 105, 2019

June 3, 2019 Davis Polk Financial Services Regulatory Reform Tool–Summer Spotlight Edition
Client Memorandum
May 31, 2019 Recent Cases Address the IRS's Penalty Approval Procedures
Client Memorandum
May 29, 2019 Investment Management Regulatory Update - May 2019
Client Newsletter
May 29, 2019 Private Equity Regulatory Update - May 2019
Client Newsletter
May 21, 2019 Supreme Court Settles Rights of Trademark Licensee Upon Rejection in Bankruptcy
Client Memorandum
May 17, 2019 SEC Proposes Relaxed Audit Rule for Smaller Companies
Client Memorandum
May 14, 2019 Supreme Court Issues Decision on Apple’s App Store
Client Memorandum
May 7, 2019 DOJ Provides Additional Guidance and Clarity Regarding Its Evaluation of Corporate Compliance Programs
Client Memorandum
May 7, 2019 Getting the Deal Through: Financial Services Compliance 2019

Law Business Research Ltd., April 2019

May 7, 2019 SEC Proposes Simplified Disclosure for Acquisitions and Dispositions
Client Memorandum
May 6, 2019 Digital and Digitized Assets: Federal and State Jurisdictional Issues

American Bar Association, March 2019

May 2, 2019 Fed Panel Floats New Floater Fallback Language to Address Future Loss of LIBOR
Client Memorandum
May 2, 2019 Federal Reserve’s Proposed Rule on Controlling Influence: A Step in the Right Direction
Client Memorandum
April 30, 2019 Investment Management Regulatory Update - April 2019
Client Newsletter
April 30, 2019 Private Equity Regulatory Update - April 2019
Client Newsletter
April 25, 2019 Second Circuit Decision May Lead to More Offshore M&A Litigation Filed in the United States
Client Memorandum
April 23, 2019 France Adopts an Innovative Optional Legal Framework for Digital Assets
Client Memorandum
April 16, 2019 Banking and Cannabis — Updated Briefing on the SAFE Banking Act and STATES Act
Client Memorandum
April 16, 2019 The Current State of U.S. Public Cryptocurrency Funds

Public Investment Funds (2019 ed.)

April 15, 2019 Blockchain Technology — Acquisitions & Joint Ventures
Client Memorandum
April 5, 2019 SEC Guidance on New Rules for Confidential Treatment of Material Agreements
Client Memorandum
March 29, 2019 Investment Management Regulatory Update - March 2019
Client Newsletter
March 29, 2019 Private Equity Regulatory Update - March 2019
Client Newsletter
March 28, 2019 SEC Adopts Rules to Modernize and Simplify Disclosure For Public Companies
Client Memorandum
March 21, 2019 Regulators Join in Event-Driven Securities Litigation: The SEC Files New Action Against Volkswagen
Client Memorandum
March 13, 2019 The Continuing Evolution of NAV Facilities

Global Legal Insights - Fund Finance 2019, 3rd Ed. 

March 11, 2019 CFTC Is Latest Entrant to Anti-Corruption Enforcement
Client Memorandum
March 5, 2019 The Role of In-House Counsel in Incident Response Planning

New York Law Journal, Vol. 261, No. 41, 2019

March 1, 2019 Davis Polk Financial Services Regulatory Reform Tool–New Congress Edition
Client Memorandum
February 28, 2019 Investment Management Regulatory Update - February 2019
Client Newsletter
February 28, 2019 Private Equity Regulatory Update - February 2019
Client Newsletter
February 27, 2019 D.C. Circuit Allows AT&T-Time Warner Merger to Stand, Rejecting DOJ’s Challenge
Client Memorandum
February 24, 2019 What Should Be Disclosed in an Initial Coin Offering?

Oxford University Press (2019)

February 20, 2019 SEC Proposes Expansion of "Testing the Waters"
Client Memorandum
February 15, 2019 Revised 2019 Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
February 13, 2019 Reducing Risk in the Dawn of Equifax and Other Cyber-Related Securities Fraud Class Actions
Cybersecurity Law Report
February 12, 2019 FCA Provides New Guidance on the UK Sponsor Regime
Client Memorandum
February 8, 2019 Proposed U.S. Federal Cannabis Legislation: Briefing on the SAFE Act and STATES Act
Client Memorandum
January 31, 2019 2018年中国反垄断法领域回顾
Client Memorandum
January 31, 2019 China Antitrust Review 2018
Client Memorandum
January 28, 2019 Fifth Circuit Questions the Enforceability of Make-Whole and Postpetition Interest Claims in Bankruptcy
Client Memorandum
January 24, 2019 Acquiring a Minority Equity Stake in a French Public Company
Client Memorandum
January 24, 2019 Investment Management Regulatory Update - January 2019
Client Newsletter
January 24, 2019 Private Equity Regulatory Update - January 2019
Client Newsletter
January 22, 2019 Five US market regulation forecasts for 2019

Financial Times

January 22, 2019 SEC Proposes Significant Changes to Rules for Funds of Funds
Client Memorandum
January 15, 2019 UK Corporate Finance Update
Client Memorandum
January 14, 2019 Estate Planning in 2019
Client Memorandum
January 14, 2019 Intellectual Property and Tech Transactions Update - January 2019
Client Newsletter
January 8, 2019 The Affordable Clean Energy Rule and the Past, Present and Future of Climate Change Regulation of the U.S. Power Industry

Fordham Environmental Law Review, Vol. 30, No. 2, 2018

January 2, 2019 Update on the SEC Shutdown
Client Memorandum
December 27, 2018 Ninth Circuit reaffirms that a plaintiff must plead detailed facts demonstrating that at least half of directors could not have exercised disinterested business judgment in responding to a shareholder demand
Client Memorandum
December 21, 2018 Investment Management Regulatory Update - December 2018
Client Newsletter
December 21, 2018 SEC Shutdown: Pointers for Capital Markets Transactions
Client Memorandum
December 21, 2018 Private Equity Regulatory Update - December 2018
Client Newsletter
December 21, 2018 SEC Adopts Hedging Disclosure Rule
Client Memorandum
December 20, 2018 SEC Chair Highlights Disclosure Topics for Upcoming Filings
Client Memorandum
December 20, 2018 US – How Foreign is Too Foreign? Extraterritorial Limits on the Recovery of Fraudulent Transfers

Global Restructuring Review’s The Restructuring Review of the Americas 2019

December 17, 2018 Preparing Your 2018 Form 20-F
Client Memorandum
December 14, 2018 The Guide to M&A Arbitration: United States

Law Business Research Ltd., Global Arbitration Review

December 12, 2018 First Guidance on the Application of Section 83(i) - Tax Deferral for Private Corporation Equity Compensation Awards
Client Memorandum
December 11, 2018 What Comes Next with Respect to CRA Reform
ABA Business Law Today
December 10, 2018 A New Cut: Federal Reserve and U.S. Banking Agencies Propose Tailored Regulatory Framework
Client Memorandum
November 29, 2018 A Say-on-Pay Update — Plus Strategies for Responding to a Negative Recommendation by a Proxy Advisory Firm
Client Memorandum
November 21, 2018 Issue 13: Lex et Brexit — The Law and Brexit
Client Memorandum
November 20, 2018 Investment Management Regulatory Update - November 2018
Client Newsletter
November 20, 2018 Newsflash: FTC Hearings 5, 6 and 7 on Competition and Consumer Protection in the 21st Century
Client Memorandum
November 20, 2018 Private Equity Regulatory Update - November 2018
Client Newsletter
November 20, 2018 SEC Lays Out Roadmap for Resolving Illegal ICOs
Client Memorandum
November 19, 2018 Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition
Client Memorandum
November 15, 2018 SEC Adopts New Mining Disclosure Rules
Client Memorandum

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