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February 8, 2018 Second and Ninth Circuits Weigh in on Securities Litigation Standards
Client Memorandum
February 8, 2018 New Tax Act Has Meaningful Implications for Broad-Based Employee Benefit Plans
Client Memorandum
February 7, 2018 NYSE Introduces New Rules for Direct Listings
Client Memorandum
February 6, 2018 Management Incentive Plans Under a Microscope

ABI Journal, Vol. XXXVI, No. 12, December 2017

February 6, 2018 2017年中国反垄断法领域回顾
Client Memorandum
February 1, 2018 A Dangerous Mix: Multiple Board Service and Insolvency

ABI Journal, Vol. XXXVII, No. 2, February 2018

January 31, 2018 Reminder for NYSE-Listed Companies: Expanded Hours for Dividend Notices Begin February 1
Client Memorandum
January 31, 2018 China Antitrust Review 2017
Client Memorandum
January 31, 2018 Administering Compensation Programs in the Wake of TCJA – New Section 162(m)
Client Memorandum
January 30, 2018 Private Equity Regulatory Update - January 2018
Client Newsletter
January 30, 2018 Investment Management Regulatory Update - January 2018
Client Newsletter
January 30, 2018 2017 Tax Cuts and Jobs Act: Impact on U.S. Real Estate Businesses
Client Memorandum
January 26, 2018 Revised 2018 Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
January 23, 2018 Six US Market Regulation Predictions for 2018

Financial Times, January 19, 2018

January 23, 2018 Quarterly Report – Life Sciences Securities Litigation Activity in Q4 2017
Client Memorandum
January 22, 2018 Potential SEC Shutdown - 18 Law Firm Consensus Report
Client Memorandum
January 18, 2018 U.S. Supreme Court to Decide Whether to Defer to Chinese Government’s Interpretation of PRC Laws in Vitamin C Antitrust Case
Client Memorandum
January 18, 2018 Delaware Supreme Court’s Rulings Re-Establish Importance of Deal Price and Sale Process in Appraisal Proceedings
Client Memorandum
January 16, 2018 Trends and Updates in the CFIUS Space
Client Memorandum
January 16, 2018 CFIUS发展趋势和最新动态
Client Memorandum
January 11, 2018 How Foreign is Too Foreign? Extraterritorial Limits on the Recovery of Fraudulent Transfers

Global Restructuring Review

January 8, 2018 UK Takeover Code – Asset Sales; Statements of Intention and Post-Offer Undertakings
Client Memorandum
January 8, 2018 New Tax Act Provides Tax Deferral Opportunity for Private Company Equity Compensation Awards
Client Memorandum
January 4, 2018 Two Arbitration Centers in Shenzhen, China combined into Shenzhen Court of International Arbitration
Client Memorandum
December 21, 2017 The New Tax Regime - Disclosure Considerations for Public Companies
Client Memorandum
December 21, 2017 Securities Fraud Class Action Suits Following Cyber Breaches: The Trickle Before the Wave
Client Memorandum
December 21, 2017 Private Equity Regulatory Update - December 2017
Client Newsletter
December 21, 2017 Final QFC Stay Rules Visual Memorandum
Client Memorandum
December 21, 2017 Investment Management Regulatory Update - December 2017
Client Newsletter
December 20, 2017 UK Listing Regime – Developments Over the Last 12 Months
Client Memorandum
December 20, 2017 Estate Planning Update: New 2018 Federal Transfer Tax Rules
Client Memorandum
December 20, 2017 Davis Polk Previews the New Tax Regime
Client Memorandum
December 19, 2017 Hong Kong Gears Up to Welcome Dual Class and Biotech Winners
Client Memorandum
December 18, 2017 La France révolutionne la représentation et la transmission de titres non cotés en autorisant le recours à la technologie blockchain
Client Memorandum
December 18, 2017 Intellectual Property and Tech Transactions Update
Client Memorandum
December 18, 2017 France to Allow the Use of Blockchain Technology for Unlisted Securities
Client Memorandum
December 14, 2017 Private M&A 2018: Law, Regulation and Market Practice (France)
Getting the Deal Through: Private M&A 2018

Law Business Research Ltd.

December 14, 2017 Preparing Your 2017 Form 20-F
Client Memorandum
December 13, 2017 Supreme Court shook up patent venue in 2017

Daily Journal, December 4, 2017

December 8, 2017 NYSE Requires Listed Companies to Delay Issuing Material News Immediately After Market Close
Client Memorandum
December 5, 2017 White Collar Update: Solicitor General Sides with Opponents, Agrees SEC ALJs are Unconstitutionally Appointed
Client Memorandum
December 4, 2017 Last Minute Retention of Corporate AMT in Senate Tax Bill has Unintended Consequences
Client Memorandum
December 1, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Announces New FCPA Corporate Enforcement Policy Establishing a Category of Presumptive Declinations
Client Memorandum
November 28, 2017 Private Equity Regulatory Update - November 2017
Client Newsletter
November 28, 2017 Investment Management Regulatory Update - November 2017
Client Newsletter
November 21, 2017 Ninth Circuit Upholds Dismissal of Yelp Securities Class Action
Client Memorandum
November 20, 2017 Private M&A 2018: Law, Regulation and Market Practice
Getting the Deal Through: Private M&A 2018

Law Business Research Ltd.

November 8, 2017 Tax Reform Proposal - Uncertainty for Year-End Compensation Planning: What You Can Do to Prepare
Client Memorandum
November 6, 2017 SEC Issues Three No-Action Letters to Facilitate Cross-Border Implementation of MiFID II's Research Provisions
Client Memorandum
November 3, 2017 House Passes Two Bipartisan Bills to Facilitate Securities Offerings
Client Memorandum
November 2, 2017 FINRA Establishes New Registration and Qualification Requirements
Client Memorandum
November 1, 2017 New York City Commission on Human Rights Salary History Law
Client Memorandum
October 31, 2017 Private Equity Regulatory Update - October 2017
Client Newsletter
October 31, 2017 Investment Management Regulatory Update - October 2017
Client Newsletter
October 30, 2017 SEC Division of Enforcement Co-Directors Stephanie Avakian and Steven Peikin Provide Remarks on Enforcement Division’s Initiatives and Priorities
Client Memorandum
October 27, 2017 CIETAC Publishes Rules for Investor-State International Investment Arbitration
Client Memorandum
October 25, 2017 SEC Approves PCAOB Rule Expanding Auditor’s Report
Client Memorandum
October 24, 2017 ESG in Private Equity: What Every GP Needs to Know About Public Pension Fund Requirements
Client Memorandum
October 23, 2017 Second Circuit Holds Momentive Noteholders May Be Entitled to Market Interest Rate on Replacement Notes, Not Entitled to Make-Whole Premium
Client Memorandum
October 19, 2017 Trump’s Nominees for the FTC
Client Memorandum
October 18, 2017 Life Sciences Securities Litigation Activity in Q3 2017
Client Memorandum
October 18, 2017 Tighter UK Foreign Investments Rules on the Horizon
Client Memorandum
October 16, 2017 SEC Releases Proposal Aimed at Simplifying Public Company Disclosure
Client Memorandum
October 16, 2017 President Trump Decertifies the Iran Deal – What Happens Next?
Client Memorandum
October 13, 2017 Getting the Deal Through: Merger Control 2018
United States

Law Business Research Ltd.

October 12, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Delivers Address on Corporate Enforcement Policy
Client Memorandum
October 11, 2017 Review of Volcker Rule Comment Letters
Client Memorandum
October 5, 2017 DOJ Challenges Consummated Merger Following HSR Clearance
Client Memorandum
October 2, 2017 New Revenue Recognition Rules Could Create a Speed Bump for Offerings in 2018
Client Memorandum
September 29, 2017 Private Equity Regulatory Update - September 2017
Client Newsletter
September 29, 2017 Investment Management Regulatory Update - September 2017
Client Newsletter
September 25, 2017 So You Want to Buy a Stake in a Private Equity Manager?
Client Memorandum
September 25, 2017 Pay Ratio Disclosure Rule: The SEC’s Latest Guidance Should Ease Compliance Costs for Companies
Client Memorandum
September 25, 2017 Getting the Deal Through: Editor Q&A - Shareholder Activism & Engagement 2017

Law Business Research Ltd.

September 22, 2017 CFIUS最新动态:美国总统否决莱迪思半导体收购案;参议院就可能的CFIUS改革举行听证
Client Memorandum
September 20, 2017 So, Now You Own a Broker-Dealer!
Client Memorandum
September 19, 2017 SFC and HKEx Release Listing Regulatory Structure Consultation Conclusions
Client Memorandum
September 19, 2017 CFIUS: President Blocks Lattice Semiconductor Corporation Acquisition; Senate Holds Hearing on Possible CFIUS Reforms
Client Memorandum
September 12, 2017 UK Takeover Code Update - September 2017
Client Memorandum
September 8, 2017 Life Sciences Companies Under Attack by Plaintiffs’ Securities Bar

Daily Journal, August 31, 2017

September 7, 2017 Reminder: Reporting Your “Say-on-Frequency” Decision
Client Memorandum
September 6, 2017 Recent Developments for Sections 409A and 457: Proposed Regulations and Chief Counsel Memorandum
Client Memorandum
September 5, 2017 U.S. Court of Appeals (Second Circuit) Upholds Convictions, Eliminates Newman’s “Meaningfully Close Personal Relationship” Requirement
Client Memorandum
September 4, 2017 Macron Reform – Labor Law Orders
Client Memorandum
September 1, 2017 Réforme Macron - Ordonnances en droit du travail
Client Memorandum
August 31, 2017 Private Equity Regulatory Update - August 2017
Client Newsletter
August 31, 2017 Investment Management Regulatory Update - August 2017
Client Newsletter
August 25, 2017 La cour d’appel de Paris applique avec réserve la théorie du retrait des actes administratifs en matière d’offres publiques

Revue De Droit Bancaire Et Financier, Revue Bimestrielle Lexisnexis Jurisclasseur, Juillet-Août 2017

August 21, 2017 U.S. Banking Agencies Clarify Capital Treatment of Cleared Derivatives with Settled-to-Market Variation Margin
Client Memorandum
August 21, 2017 SEC Staff Provides Additional Relief to Facilitate IPO Filings
Client Memorandum
August 14, 2017 The Federal Reserve Breathes Fresh Air into Its Corporate Governance Guidance
Client Memorandum
August 14, 2017 Delaware Supreme Court’s Ruling in DFC Global Provides Important Clarity on the Role of Deal Price and the Sale Process in Appraisal Proceedings
Client Memorandum
August 10, 2017 DOL Has Taken Steps to Delay Certain Requirements of the Fiduciary Rule
Client Memorandum
August 10, 2017 D.C. Circuit Raises the Bar on SEC Review of SRO Rule Filings—May Further Slow Pace of Agency Actions
Client Memorandum
August 9, 2017 Managing and Resolving Hedge Fund and Private Equity Fund Disputes

Corporate Disputes, Jul-Sep 2017

August 8, 2017 What Happens if the CFPB Arbitration Rule Isn't Overturned? - Ten Practical Tips to Think About Now
Client Memorandum
August 7, 2017 Environmental & Social Standards in Project Finance: Overview, Current State of Play
Client Memorandum
August 4, 2017 The Countering America’s Adversaries Through Sanctions Act Becomes Law
Client Memorandum
August 3, 2017 NYSE Announces Ex-Date Changes for T+2 Settlement; Proposes Expanded Hours for Dividend Notice Policy
Client Memorandum
August 2, 2017 OCC Seeks Input on Volcker Regulation Reforms
Client Memorandum
August 1, 2017 Snap Decision: Leading Index Providers Nix Multi-Class Shares
Client Memorandum
July 31, 2017 Corporate Governance Trends and Developments: 2017
July 28, 2017 Private Equity Regulatory Update - July 2017
Client Newsletter
July 28, 2017 Luke M. Froeb Appointed Chief Economist at DOJ Antitrust Division
Client Memorandum
July 28, 2017 Investment Management Regulatory Update - July 2017
Client Newsletter
July 27, 2017 SEC Confirms That Some Initial Coin Offerings Are Illegal Unregistered Securities Offerings
Client Memorandum
July 27, 2017 ESG Reports and Ratings: What They Are, Why They Matter | July 2017

The Harvard Law School Forum on Corporate Governance and Financial Regulation

July 25, 2017 France’s Reform Agenda: Overview of Key Announcements
Client Memorandum
July 24, 2017 FCA Consultation on a New Category of Premium Listing for Sovereign Controlled Companies
Client Memorandum
July 21, 2017 The New EU Prospectus Regulation and ESMA Draft Technical Advice: Impact on Capital Markets Transactions
Client Memorandum
July 19, 2017 Increased Activity and Emerging Patterns in Securities Litigation Against Life Sciences Companies
Client Memorandum
July 17, 2017 Court Holds Non-U.S. Investor Is Not Taxable on Sale of U.S. Operating Partnership Interest
Client Memorandum
July 14, 2017 Treasury Report on Regulatory Reform: Key Recommendations and Initial Regulatory Responses on Capital, Stress Testing and Liquidity
Client Memorandum
July 12, 2017 ESG Reports and Ratings: What They Are, Why They Matter
Client Memorandum
July 11, 2017 Morrison and Class Certification: The Second Circuit Petrobras Decision
Client Memorandum
July 5, 2017 SEC Staff Expands Ability to File Registration Statements on a Nonpublic Basis
Client Memorandum
June 28, 2017 Securities Litigation Update: After Full D.C. Circuit Deadlocks, Circuit Court Split over the Constitutionality of SEC Administrative Law Judges Likely Bound for Supreme Court
Client Memorandum
June 27, 2017 Supreme Court Declines to Apply Class Action Tolling and Upholds Dismissal of Individual Securities Cases Filed After Expiration of Statutes of Repose
Client Memorandum
June 27, 2017 Regulatory Reform for Mid-Sized and Regional Banks: Where Are We at Mid-Year?
Client Memorandum
June 26, 2017 Private Equity Regulatory Update - June 2017
Client Newsletter
June 26, 2017 Issue 12: Lex et Brexit — Supervisory Convergence in Financial Services and Proposals Amend the EMIR Supervisory Regime
Client Newsletter
June 26, 2017 Investment Management Regulatory Update - June 2017
Client Newsletter
June 23, 2017 The Common Interest Privilege in Bankruptcy: Recent Trends and Practical Guidance

Norton Journal of Bankruptcy Law and Practice, No. 3, 2017, Thomson Reuters 

June 22, 2017 NASDAQ Announces Ex-Dividend Date Changes For T+2 Settlement
Client Memorandum
June 21, 2017 Allocating Fees and Expenses: The SEC Is Paying Close Attention

The International Comparative Legal Guide to: Alternative Investment Funds 2017, 5th Edition

June 16, 2017 How Group Purchasing Organizations Reduce Healthcare Procurement Costs in a Highly Competitive Market

The Antitrust Source, June 2017

June 7, 2017 PCAOB Adopts New Standard Expanding Auditors’ Reports
Client Memorandum
June 6, 2017 Securities Enforcement Update: Supreme Court Rules that Five-Year Statute of Limitations Applies to SEC Disgorgement Actions
Client Memorandum
June 6, 2017 Just How Iron-Clad are Contractual Rights to Payment On Preferred Stock of a Solvent Company?
Client Memorandum
May 30, 2017 Target Corp. Cyber Breach Settlement Reflects Emerging Best Practices for Cybersecurity
Client Memorandum
May 25, 2017 Private Equity Regulatory Update - May 2017
Client Newsletter
May 25, 2017 Investment Management Regulatory Update - May 2017
Client Newsletter
May 15, 2017 CFTC’s Project KISS Gets Underway: Giancarlo Makes the First Move
Client Memorandum
May 9, 2017 D&O Insurance & Insolvency: Navigating the Intersection

The Corporate Governance Advisor, May/June 2017, Volume 25, Number 3

May 8, 2017 Financial CHOICE Act 2.0 Passes House Financial Services Committee
Client Memorandum
April 27, 2017 Private Equity Regulatory Update - April 2017
Client Newsletter
April 27, 2017 Investment Management Regulatory Update - April 2017
Client Newsletter
April 27, 2017 FINRA Proposes Desk Commentary Safe Harbor
Client Memorandum
April 26, 2017 Securities Enforcement Update: Supreme Court Hints at Statute of Limitations for Disgorgement Actions, Justices Question SEC’s Authority to Seek Disgorgement Altogether
Client Memorandum
April 25, 2017 Escrow Funding in the Term Loan B Market

The International Comparative Legal Guide to: Lending & Secured Finance 2017, Fifth Edition

April 12, 2017 SEC Staff Announces Further Relief from Conflict Minerals Reporting Requirements
Client Memorandum
April 11, 2017 U.S. Supreme Court Confirmation of Justice Neil Gorsuch and Potential Future Impacts on Environmental Laws and Regulations
Client Memorandum
April 10, 2017 Hong Kong Market Misconduct Tribunal Rejects Hong Kong SFC Case in CITIC Pacific
Client Memorandum
April 5, 2017 President Trump's Climate Change Executive Order: Legal Impacts and Business Implications
Client Memorandum
April 5, 2017 Issue 11: Lex et Brexit — Cross-border models for financial services and SEs and cross-border mergers
Client Newsletter
April 3, 2017 JOBS Act EGC Revenue Cap Raised to $1.07 Billion to Adjust for Inflation
Client Memorandum
March 30, 2017 PCAOB Cross-Border Enforcement
Client Memorandum
March 29, 2017 Private Equity Regulatory Update - March 2017
Client Newsletter
March 29, 2017 Investment Management Regulatory Update - March 2017
Client Newsletter
March 27, 2017 Proposed Expansion of New York State Real Estate Transfer Tax
Client Memorandum
March 27, 2017 President Trump Appoints Makan Delrahim to Lead the Antitrust Division
Client Memorandum
March 24, 2017 SEC Approves Move to T+2 Standard Settlement Cycle in September 2017
Client Memorandum
March 21, 2017 Getting the Deal Through: Shareholder Activism & Engagement Trends and Developments in the UK 2017

Law Business Research Ltd.

March 21, 2017 Getting the Deal Through: Shareholder Activism & Engagement Trends and Developments in France 2017

Law Business Research Ltd.

March 7, 2017 SEC Requires Active Hyperlinks in Exhibit Indexes Beginning September 2017; Proposes Inline XBRL
Client Memorandum
March 7, 2017 Getting the Deal Through: Shareholder Activism & Engagement 2017

Law Business Research Ltd.

March 6, 2017 White Collar Update: New DOJ Guide to Evaluation of Corporate Compliance Programs
Client Memorandum
March 6, 2017 Companies Reporting in IFRS Must Meet XBRL Requirements Starting in 2018
Client Memorandum
March 1, 2017 Trump Executive Order Targets EPA Waters of the United States Rule
Client Memorandum
March 1, 2017 Third Circuit Finds Noteholders Have Right to Payment of Make-Whole Premium After Bankruptcy Acceleration

The Banking Law Journal, Volume 134, Number 3, March 2017

February 28, 2017 Investment Management Regulatory Update - February 2017
Client Newsletter
February 21, 2017 FCA Launches Consultation on Effectiveness of UK Primary Capital Markets and Amendments to Listing Rules
Client Memorandum
February 21, 2017 The Use of Net Asset Value Facilities for Portfolio Acquisitions

GLI - Fund Finance, First Edition, 2017

February 16, 2017 Recent UK and US Merger Control Developments
Client Memorandum
February 16, 2017 Federal Coal Mining Stream Protection Rule Nullified
Client Memorandum
February 14, 2017 Resource Extraction Disclosure Repealed
Client Memorandum
February 7, 2017 ESMA Practical Guide to National Rules on Notifications of Major Shareholdings Across EEA under the Transparency Directive
Client Memorandum
February 7, 2017 Antitrust Agencies Reach Settlements in Three HSR Act Cases
Client Memorandum
January 30, 2017 Issue 10: Lex et Brexit — The Miller Case and Brexit for Benchmark Administrators in the UK
Client Newsletter
January 26, 2017 Comparison of Legislation in the 115th Congress Affecting the Rulemaking Process
Client Memorandum
January 25, 2017 White Collar Update: Rolls-Royce Reaches Global $800 Million Resolution in Bribery Scheme
Client Memorandum
January 25, 2017 China Antitrust Review 2016
Client Memorandum
January 23, 2017 Investment Management Regulatory Update - January 2017
Client Newsletter
January 20, 2017 Revised 2017 Jurisdictional Thresholds Under the HSR Act
Client Memorandum
January 19, 2017 Securities Enforcement Update: Supreme Court to Decide Statute of Limitations for SEC Disgorgement Actions
Client Memorandum
January 19, 2017 Eight US Regulatory Predictions for 2017

Financial Times, January 13, 2017

January 17, 2017 Second Circuit Court of Appeals Overturns Marblegate
Client Memorandum
January 12, 2017 Patent Buyers Beware—Former Owner of a Patent Can Challenge Its Validity in an Inter Partes Review

Intellectual Property & Technology Law Journal, Vol. 29, No. 1, January 2017

January 11, 2017 No, Not the End of Covenants
Client Memorandum
January 11, 2017 Federal Reserve’s Final Rule on TLAC, Eligible LTD and Clean Holding Company Requirements
Client Memorandum
January 5, 2017 VW Ruling – Morrison Not A Bar To Securities Claims Involving ADRs
Client Memorandum
January 5, 2017 Circuit Court Split over the Constitutionality of SEC Administrative Law Judges Tees Up Issue for the Supreme Court
Client Memorandum
January 4, 2017 Davis Polk Submits Comment Letter to SEC on Proposal for Universal Proxy Cards
Client Memorandum
January 3, 2017 White Collar Update: Teva to Pay $519 Million in FCPA Resolution, a Pharmaceutical Industry Record
Client Memorandum
December 23, 2016 White Collar Update: Odebrecht and Braskem to Pay Record FCPA Penalty of at Least $3.5 Billion in Petrobras Fallout
Client Memorandum
December 22, 2016 SEC Announces Two Enforcement Actions Regarding Restrictive Language in Severance Agreements
Client Memorandum
December 20, 2016 SEC Approves Consolidated Audit Trail Plan
Client Memorandum
December 12, 2016 Predictions on Possible Changes to and Timing of the Dodd-Frank Executive Compensation Provisions
Client Memorandum
December 12, 2016 PCAOB Enforcement Milestone
Client Memorandum
December 9, 2016 Beyond FinTech: The OCC's Special Purpose National Bank Charter
Client Memorandum
December 8, 2016 White Collar Update: Supreme Court Rejects Second Circuit’s Narrow Interpretation of Insider-Trading Law
Client Memorandum
December 8, 2016 Preparing Your 2016 Form 20-F
Client Memorandum
December 8, 2016 Court Rules Debt-for-Debt Exchange Offer Limited to Institutional Investors Does Not Violate Trust Indenture Act
Client Memorandum
December 6, 2016 Addressing the Growing Threat of Securities Class Actions in the Life Sciences Sector
Client Memorandum
December 2, 2016 Setting the Stage for Comprehensive Tax Reform
Client Memorandum
November 30, 2016 Sanctions Update: The Iran Nuclear Deal in the Trump Administration and the 115th Congress
Client Memorandum
November 30, 2016 Issue 9: Lex et Brexit — The Cliff Edge and New Proposals for EU Intermediate Holding Companies
Client Newsletter
November 29, 2016 The Trump Transition - Potential Environmental Regulatory and Legal Outcomes and Business Implications
Client Memorandum
November 29, 2016 Post-Election Estate Planning; Year-End Reminders
Client Memorandum
November 28, 2016 Third Circuit Finds Noteholders Have Right to Payment of Make-Whole Premium After Bankruptcy Acceleration
Client Memorandum

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