July 19, 2018 Adviser Exams: Mitigating Enforcement Risks

The International Comparative Legal Guide to: Alternative Investment Funds 2018

July 18, 2018 Ninth Circuit Holds That Section 10(b) Reaches Domestic Purchases of Unsponsored ADRs and That the Supreme Court’s Morrison Decision Does Not Preclude Claims Against Issuers Arising Out of Such Purchases
Client Memorandum
July 18, 2018 Boards and #MeToo
Client Memorandum
July 17, 2018 Recent Developments Relating to Corporate Governance
Client Memorandum
July 11, 2018 Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
July 10, 2018 What Chinese Banks and Companies Should Know About DOJ Overseas Subpoenas and Asset Seizures
Client Memorandum
July 9, 2018 ESG in Private Equity Part 1: UN PRI & Related ESG Reports and Ratings
Client Memorandum
July 6, 2018 U.S. Supreme Court Says Interpretation of PRC Law Not to Receive Deference in Vitamin C Antitrust Case
Client Memorandum
July 6, 2018 SEC’s Proposed Amendments to Its Whistleblower Program May Increase Reporting of Potential Securities-Law Violations to the SEC
Client Memorandum
July 5, 2018 SEC Issues Sanctions for Inadequate Perk Disclosure
Client Memorandum
July 5, 2018 In Amended Decision, U.S. Court of Appeals (Second Circuit) Leaves Open the Ability to Prosecute Insider Trading Absent Evidence of a “Meaningfully Close Personal Relationship”
Client Memorandum
July 5, 2018 Davis Polk Financial Services Regulatory Reform Tool — Summer Beach Read Edition
Client Memorandum
July 5, 2018 CFTC Proposes Maintaining Swap Dealer De Minimis Registration Threshold at $8 Billion with Expanded Exceptions
Client Memorandum
July 3, 2018 Supreme Court Issues Landmark Decision on Two-Sided Markets
Client Memorandum
July 3, 2018 Sovereign Bond Offerings and Liability Management Exercises – U.S. Perspectives
Client Memorandum
July 3, 2018 SEC lowers threshold to qualify as a Smaller Reporting Company
Client Memorandum
July 2, 2018 New York’s Highest Court Holds That Three-Year Statute of Limitations Applies to Martin Act Claims
Client Memorandum
June 29, 2018 SEC Proposes New ETF Rule
Client Memorandum
June 28, 2018 Private Equity Regulatory Update - June 2018
Client Newsletter
June 28, 2018 Investment Management Regulatory Update - June 2018
Client Newsletter
June 25, 2018 Supreme Court Holds that SEC Administrative Law Judges Have Been Unconstitutionally Appointed in Decision that is Likely to Have Far-Reaching Impact
Client Memorandum
June 19, 2018 FCA Publishes the Final Rules for the Premium Listing Segment for Sovereign-Controlled Commercial Companies
Client Memorandum
June 18, 2018 Proposed Amendments to the Volcker Rule Regulations
Client Memorandum
June 14, 2018 Ninth Circuit Clarifies Delaware Demand Futility Standard in Derivative Case
Client Memorandum
June 12, 2018 U.S. Supreme Court Further Limits Tolling in the Class Action Context in China Agritech v. Resh
Client Memorandum
June 5, 2018 When the FBI Can Help Companies Deal With a Cyber Event

New York Law Journal, June 4, 2018

June 4, 2018 DOJ Announces Largest-Ever U.S. Antitrust Divestiture in the Bayer/Monsanto Transaction
Client Memorandum
May 31, 2018 Private Equity Regulatory Update - May 2018
Client Newsletter
May 31, 2018 Investment Management Regulatory Update - May 2018
Client Newsletter
May 22, 2018 Bipartisan Banking Act Will Rebalance the Financial Regulatory Landscape
Client Memorandum
May 18, 2018 Conseils en haut de bilan: l’AMF et l’ACPR donnent des précisions sur le périmètre d’activité

Capital Finance, April 16, 2018

May 16, 2018 Banking Regulators’ Examination Authority Does Not Override Attorney-Client Privilege
Client Memorandum
May 11, 2018 Deputy Attorney General Rosenstein Announces New Policy to Avoid “Piling On” in Corporate Enforcement Actions
Client Memorandum
May 9, 2018 President Trump Withdraws from Iran Deal, U.S. Sanctions to “Snap Back” After Limited Wind-down Period
Client Memorandum
May 7, 2018 SEC Proposes Enhanced Standards for Advice to Retail Investors
Client Memorandum
May 3, 2018 LIBOR Fallbacks in Focus: A Lesson in Unintended Consequences

Oliver Wyman, May 2018

May 2, 2018 European Commission Imposes Highest Ever Gun-jumping Fine
Client Memorandum
April 30, 2018 Private Equity Regulatory Update - April 2018
Client Newsletter
April 30, 2018 Investment Management Regulatory Update - April 2018
Client Newsletter
April 27, 2018 SEC Pursues Compliance Officers at Broker-Dealer for Aiding and Abetting AML Violations
Client Memorandum
April 26, 2018 With $35 Million Fine, SEC Shows Late Cyberbreach Disclosure Can Result in Enforcement
Client Memorandum
April 26, 2018 Quarterly Report – Life Sciences Securities Litigation Activity in Q1 2018
Client Memorandum
April 25, 2018 香港交易所推出同股不同权方案
Client Memorandum
April 25, 2018 Supreme Court Upholds Constitutionality of Inter Partes Review and Holds That Petitioners Are Entitled to a Written Decision Addressing All Challenged Claims
Client Memorandum
April 25, 2018 Ninth Circuit Analyzes ’34 Act Mens Rea Requirement in Tender Offer Disclosure Litigation
Client Memorandum
April 25, 2018 Hong Kong Stock Exchange Launches New Rules for Dual Class and Biotech Listings
Client Memorandum
April 17, 2018 The CONSENT Act and Renewed Congressional Data Privacy Interest
Client Memorandum
April 13, 2018 The Supreme Court’s Cyan Decision and What Happens Next
Client Memorandum
April 10, 2018 FinCEN Issues Frequently Asked Questions Regarding Its Customer Due Diligence Rule
Client Memorandum
April 2, 2018 A Notable Footnote In High Court Merit Management Decision

Law360, April 2, 2018

March 30, 2018 Private Equity Regulatory Update - March 2018
Client Newsletter
March 30, 2018 Investment Management Regulatory Update - March 2018
Client Newsletter
March 29, 2018 The Federal Circuit Resurrects Oracle’s Multibillion Dollar Copyright Claim against Google, Narrowing The Fair Use Doctrine for Software
Client Memorandum
March 28, 2018 Trump Intends to Nominate Final FTC Commissioner
Client Memorandum
March 28, 2018 Senate Bipartisan Banking Bill to Rebalance the Financial Regulatory Landscape
Client Memorandum
March 28, 2018 Intellectual Property and Tech Transactions Update
Client Newsletter
March 26, 2018 Impact of the European General Data Protection Regulation on U.S. M&A
Client Memorandum
March 17, 2018 China to Consolidate Antitrust Powers in Single Agency
Client Memorandum
March 15, 2018 SEC Announces Self-Reporting Initiative for Rule 12b-1 Fee Disclosures
Client Memorandum
March 7, 2018 First Wave of Pay Ratio Disclosures Filed
Client Memorandum
February 28, 2018 Supreme Court Interprets Scope of Section 546(e) Safe Harbor
Client Memorandum
February 28, 2018 Private Equity Regulatory Update - February 2018
Client Newsletter
February 28, 2018 Investment Management Regulatory Update - February 2018
Client Newsletter
February 27, 2018 Supreme Court Rules that Dodd-Frank Whistleblower Protections Do Not Extend to Internal Reporting
Client Memorandum
February 27, 2018 Hong Kong Stock Exchange Fleshes Out Game Plan for Dual Class and Biotech Listings
Client Memorandum
February 26, 2018 香港交易所推出同股不同权方案
Client Memorandum
February 23, 2018 The offer of cryptocurrency derivatives requires authorization and electronic prohibition thereof is prohibited.
Client Memorandum
February 23, 2018 SEC Issues Updated Cybersecurity Guidance
Client Memorandum
February 23, 2018 Publication of the French Financial Markets Authority (“AMF”) summary of answers following the public consultation on Initial Coin Offerings (“ICO”)
Client Memorandum
February 23, 2018 Latest U.S. Sanctions Developments Show Focus on Mainland China and Hong Kong
Client Memorandum
February 21, 2018 Recent Developments in Fund Financing: Hybrid Facilities, Insider Leverage and Overcall Limitations

GLI - Fund Finance 2018, Second Edition

February 21, 2018 Getting the Deal Through: Shareholder Activism & Engagement Trends and Developments in the UK 2018

Law Business Research Ltd.

February 21, 2018 Getting the Deal Through: Shareholder Activism & Engagement Trends and Developments in France 2018

Law Business Research Ltd.

February 20, 2018 Nasdaq Proposes to Modify Shareholder Approval Rule
Client Memorandum
February 13, 2018 SFC Warns of Potential Action Against Cryptocurrency Exchanges and Issuers of ICOs
Client Memorandum
February 8, 2018 Second and Ninth Circuits Weigh in on Securities Litigation Standards
Client Memorandum
February 8, 2018 New Tax Act Has Meaningful Implications for Broad-Based Employee Benefit Plans
Client Memorandum
February 7, 2018 NYSE Introduces New Rules for Direct Listings
Client Memorandum
February 6, 2018 Management Incentive Plans Under a Microscope

ABI Journal, Vol. XXXVI, No. 12, December 2017

February 6, 2018 2017年中国反垄断法领域回顾
Client Memorandum
February 2, 2018 Tax Themes in Acquisition Financing
February 1, 2018 A Dangerous Mix: Multiple Board Service and Insolvency

ABI Journal, Vol. XXXVII, No. 2, February 2018

January 31, 2018 Reminder for NYSE-Listed Companies: Expanded Hours for Dividend Notices Begin February 1
Client Memorandum
January 31, 2018 China Antitrust Review 2017
Client Memorandum
January 31, 2018 Administering Compensation Programs in the Wake of TCJA – New Section 162(m)
Client Memorandum
January 30, 2018 Private Equity Regulatory Update - January 2018
Client Newsletter
January 30, 2018 Investment Management Regulatory Update - January 2018
Client Newsletter
January 30, 2018 2017 Tax Cuts and Jobs Act: Impact on U.S. Real Estate Businesses
Client Memorandum
January 26, 2018 Revised 2018 Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
January 23, 2018 Six US Market Regulation Predictions for 2018

Financial Times, January 19, 2018

January 23, 2018 Quarterly Report – Life Sciences Securities Litigation Activity in Q4 2017
Client Memorandum
January 22, 2018 Potential SEC Shutdown - 18 Law Firm Consensus Report
Client Memorandum
January 18, 2018 U.S. Supreme Court to Decide Whether to Defer to Chinese Government’s Interpretation of PRC Laws in Vitamin C Antitrust Case
Client Memorandum
January 18, 2018 Delaware Supreme Court’s Rulings Re-Establish Importance of Deal Price and Sale Process in Appraisal Proceedings
Client Memorandum
January 16, 2018 Trends and Updates in the CFIUS Space
Client Memorandum
January 16, 2018 CFIUS发展趋势和最新动态
Client Memorandum
January 11, 2018 How Foreign is Too Foreign? Extraterritorial Limits on the Recovery of Fraudulent Transfers

Global Restructuring Review

January 8, 2018 UK Takeover Code – Asset Sales; Statements of Intention and Post-Offer Undertakings
Client Memorandum
January 8, 2018 New Tax Act Provides Tax Deferral Opportunity for Private Company Equity Compensation Awards
Client Memorandum
January 4, 2018 Two Arbitration Centers in Shenzhen, China combined into Shenzhen Court of International Arbitration
Client Memorandum
December 21, 2017 The New Tax Regime - Disclosure Considerations for Public Companies
Client Memorandum
December 21, 2017 Securities Fraud Class Action Suits Following Cyber Breaches: The Trickle Before the Wave
Client Memorandum
December 21, 2017 Private Equity Regulatory Update - December 2017
Client Newsletter
December 21, 2017 Final QFC Stay Rules Visual Memorandum
Client Memorandum
December 21, 2017 Investment Management Regulatory Update - December 2017
Client Newsletter
December 20, 2017 UK Listing Regime – Developments Over the Last 12 Months
Client Memorandum
December 20, 2017 Estate Planning Update: New 2018 Federal Transfer Tax Rules
Client Memorandum
December 20, 2017 Davis Polk Previews the New Tax Regime
Client Memorandum
December 19, 2017 Hong Kong Gears Up to Welcome Dual Class and Biotech Winners
Client Memorandum
December 18, 2017 La France révolutionne la représentation et la transmission de titres non cotés en autorisant le recours à la technologie blockchain
Client Memorandum
December 18, 2017 Intellectual Property and Tech Transactions Update
Client Memorandum
December 18, 2017 France to Allow the Use of Blockchain Technology for Unlisted Securities
Client Memorandum
December 14, 2017 Private M&A 2018: Law, Regulation and Market Practice (France)
Getting the Deal Through: Private M&A 2018

Law Business Research Ltd.

December 14, 2017 Preparing Your 2017 Form 20-F
Client Memorandum
December 13, 2017 Supreme Court shook up patent venue in 2017

Daily Journal, December 4, 2017

December 8, 2017 NYSE Requires Listed Companies to Delay Issuing Material News Immediately After Market Close
Client Memorandum
December 5, 2017 White Collar Update: Solicitor General Sides with Opponents, Agrees SEC ALJs are Unconstitutionally Appointed
Client Memorandum
December 4, 2017 Last Minute Retention of Corporate AMT in Senate Tax Bill has Unintended Consequences
December 1, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Announces New FCPA Corporate Enforcement Policy Establishing a Category of Presumptive Declinations
Client Memorandum
November 28, 2017 Private Equity Regulatory Update - November 2017
Client Newsletter
November 28, 2017 Investment Management Regulatory Update - November 2017
Client Newsletter
November 21, 2017 Ninth Circuit Upholds Dismissal of Yelp Securities Class Action
Client Memorandum
November 20, 2017 Private M&A 2018: Law, Regulation and Market Practice
Getting the Deal Through: Private M&A 2018

Law Business Research Ltd.

November 8, 2017 Tax Reform Proposal - Uncertainty for Year-End Compensation Planning: What You Can Do to Prepare
Client Memorandum
November 6, 2017 SEC Issues Three No-Action Letters to Facilitate Cross-Border Implementation of MiFID II's Research Provisions
Client Memorandum
November 3, 2017 House Passes Two Bipartisan Bills to Facilitate Securities Offerings
Client Memorandum
November 2, 2017 FINRA Establishes New Registration and Qualification Requirements
Client Memorandum
November 1, 2017 New York City Commission on Human Rights Salary History Law
Client Memorandum
October 31, 2017 Private Equity Regulatory Update - October 2017
Client Newsletter
October 31, 2017 Investment Management Regulatory Update - October 2017
Client Newsletter
October 30, 2017 SEC Division of Enforcement Co-Directors Stephanie Avakian and Steven Peikin Provide Remarks on Enforcement Division’s Initiatives and Priorities
Client Memorandum
October 27, 2017 CIETAC Publishes Rules for Investor-State International Investment Arbitration
Client Memorandum
October 25, 2017 SEC Approves PCAOB Rule Expanding Auditor’s Report
Client Memorandum
October 24, 2017 ESG in Private Equity: What Every GP Needs to Know About Public Pension Fund Requirements
Client Memorandum
October 23, 2017 Second Circuit Holds Momentive Noteholders May Be Entitled to Market Interest Rate on Replacement Notes, Not Entitled to Make-Whole Premium
Client Memorandum
October 19, 2017 Trump’s Nominees for the FTC
Client Memorandum
October 18, 2017 Life Sciences Securities Litigation Activity in Q3 2017
Client Memorandum
October 18, 2017 Tighter UK Foreign Investments Rules on the Horizon
Client Memorandum
October 16, 2017 SEC Releases Proposal Aimed at Simplifying Public Company Disclosure
Client Memorandum
October 16, 2017 President Trump Decertifies the Iran Deal – What Happens Next?
Client Memorandum
October 13, 2017 Getting the Deal Through: Merger Control 2018
United States

Law Business Research Ltd.

October 12, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Delivers Address on Corporate Enforcement Policy
Client Memorandum
October 11, 2017 Review of Volcker Rule Comment Letters
Client Memorandum
October 5, 2017 DOJ Challenges Consummated Merger Following HSR Clearance
Client Memorandum
October 2, 2017 New Revenue Recognition Rules Could Create a Speed Bump for Offerings in 2018
Client Memorandum
September 29, 2017 Private Equity Regulatory Update - September 2017
Client Newsletter
September 29, 2017 Investment Management Regulatory Update - September 2017
Client Newsletter
September 25, 2017 So You Want to Buy a Stake in a Private Equity Manager?
Client Memorandum
September 25, 2017 Pay Ratio Disclosure Rule: The SEC’s Latest Guidance Should Ease Compliance Costs for Companies
Client Memorandum
September 25, 2017 Getting the Deal Through: Editor Q&A - Shareholder Activism & Engagement 2017

Law Business Research Ltd.

September 22, 2017 CFIUS最新动态:美国总统否决莱迪思半导体收购案;参议院就可能的CFIUS改革举行听证
Client Memorandum
September 20, 2017 So, Now You Own a Broker-Dealer!
Client Memorandum
September 19, 2017 SFC and HKEx Release Listing Regulatory Structure Consultation Conclusions
Client Memorandum
September 19, 2017 CFIUS: President Blocks Lattice Semiconductor Corporation Acquisition; Senate Holds Hearing on Possible CFIUS Reforms
Client Memorandum
September 12, 2017 UK Takeover Code Update - September 2017
Client Memorandum
September 8, 2017 Life Sciences Companies Under Attack by Plaintiffs’ Securities Bar

Daily Journal, August 31, 2017

September 7, 2017 Reminder: Reporting Your “Say-on-Frequency” Decision
Client Memorandum
September 6, 2017 Recent Developments for Sections 409A and 457: Proposed Regulations and Chief Counsel Memorandum
Client Memorandum
September 5, 2017 U.S. Court of Appeals (Second Circuit) Upholds Convictions, Eliminates Newman’s “Meaningfully Close Personal Relationship” Requirement
Client Memorandum
September 4, 2017 Macron Reform – Labor Law Orders
Client Memorandum
September 1, 2017 Réforme Macron - Ordonnances en droit du travail
Client Memorandum
August 31, 2017 Private Equity Regulatory Update - August 2017
Client Newsletter
August 31, 2017 Investment Management Regulatory Update - August 2017
Client Newsletter
August 25, 2017 La cour d’appel de Paris applique avec réserve la théorie du retrait des actes administratifs en matière d’offres publiques

Revue De Droit Bancaire Et Financier, Revue Bimestrielle Lexisnexis Jurisclasseur, Juillet-Août 2017

August 21, 2017 U.S. Banking Agencies Clarify Capital Treatment of Cleared Derivatives with Settled-to-Market Variation Margin
Client Memorandum
August 21, 2017 SEC Staff Provides Additional Relief to Facilitate IPO Filings
Client Memorandum
August 14, 2017 The Federal Reserve Breathes Fresh Air into Its Corporate Governance Guidance
Client Memorandum
August 14, 2017 Delaware Supreme Court’s Ruling in DFC Global Provides Important Clarity on the Role of Deal Price and the Sale Process in Appraisal Proceedings
Client Memorandum
August 10, 2017 DOL Has Taken Steps to Delay Certain Requirements of the Fiduciary Rule
Client Memorandum
August 10, 2017 D.C. Circuit Raises the Bar on SEC Review of SRO Rule Filings—May Further Slow Pace of Agency Actions
Client Memorandum
August 9, 2017 Managing and Resolving Hedge Fund and Private Equity Fund Disputes

Corporate Disputes, Jul-Sep 2017

August 8, 2017 What Happens if the CFPB Arbitration Rule Isn't Overturned? - Ten Practical Tips to Think About Now
Client Memorandum
August 7, 2017 Environmental & Social Standards in Project Finance: Overview, Current State of Play
Client Memorandum
August 4, 2017 The Countering America’s Adversaries Through Sanctions Act Becomes Law
Client Memorandum
August 3, 2017 NYSE Announces Ex-Date Changes for T+2 Settlement; Proposes Expanded Hours for Dividend Notice Policy
Client Memorandum
August 2, 2017 OCC Seeks Input on Volcker Regulation Reforms
Client Memorandum
August 1, 2017 Snap Decision: Leading Index Providers Nix Multi-Class Shares
Client Memorandum
July 31, 2017 Corporate Governance Trends and Developments: 2017
July 28, 2017 Private Equity Regulatory Update - July 2017
Client Newsletter
July 28, 2017 Luke M. Froeb Appointed Chief Economist at DOJ Antitrust Division
Client Memorandum
July 28, 2017 Investment Management Regulatory Update - July 2017
Client Newsletter
July 27, 2017 SEC Confirms That Some Initial Coin Offerings Are Illegal Unregistered Securities Offerings
Client Memorandum
July 27, 2017 ESG Reports and Ratings: What They Are, Why They Matter | July 2017

The Harvard Law School Forum on Corporate Governance and Financial Regulation

July 25, 2017 France’s Reform Agenda: Overview of Key Announcements
Client Memorandum
July 24, 2017 FCA Consultation on a New Category of Premium Listing for Sovereign Controlled Companies
Client Memorandum
July 21, 2017 The New EU Prospectus Regulation and ESMA Draft Technical Advice: Impact on Capital Markets Transactions
Client Memorandum
July 19, 2017 Increased Activity and Emerging Patterns in Securities Litigation Against Life Sciences Companies
Client Memorandum
July 17, 2017 Court Holds Non-U.S. Investor Is Not Taxable on Sale of U.S. Operating Partnership Interest
Client Memorandum
July 14, 2017 Treasury Report on Regulatory Reform: Key Recommendations and Initial Regulatory Responses on Capital, Stress Testing and Liquidity
Client Memorandum
July 12, 2017 ESG Reports and Ratings: What They Are, Why They Matter
Client Memorandum
July 11, 2017 Morrison and Class Certification: The Second Circuit Petrobras Decision
Client Memorandum
July 5, 2017 SEC Staff Expands Ability to File Registration Statements on a Nonpublic Basis
Client Memorandum
June 28, 2017 Securities Litigation Update: After Full D.C. Circuit Deadlocks, Circuit Court Split over the Constitutionality of SEC Administrative Law Judges Likely Bound for Supreme Court
Client Memorandum
June 27, 2017 Supreme Court Declines to Apply Class Action Tolling and Upholds Dismissal of Individual Securities Cases Filed After Expiration of Statutes of Repose
Client Memorandum
June 27, 2017 Regulatory Reform for Mid-Sized and Regional Banks: Where Are We at Mid-Year?
Client Memorandum
June 26, 2017 Private Equity Regulatory Update - June 2017
Client Newsletter
June 26, 2017 Issue 12: Lex et Brexit — Supervisory Convergence in Financial Services and Proposals Amend the EMIR Supervisory Regime
Client Newsletter
June 26, 2017 Investment Management Regulatory Update - June 2017
Client Newsletter
June 23, 2017 The Common Interest Privilege in Bankruptcy: Recent Trends and Practical Guidance

Norton Journal of Bankruptcy Law and Practice, No. 3, 2017, Thomson Reuters 

June 22, 2017 NASDAQ Announces Ex-Dividend Date Changes For T+2 Settlement
Client Memorandum

Pages

Resources Search: