January 19, 2021 Impact of U.S. Congressional Shift in Control on the Biden Climate Change and Environmental Agenda
Client Memorandum
January 19, 2021 Recent Merger Challenges Show DOJ and FTC Focus on Nascent Competition
Client Memorandum
January 13, 2021 SEC Takes No-Action Position on Custody of Digital Asset Securities by Special Purpose Broker-Dealers
Client Memorandum
January 13, 2021 The Road Ahead for Financial Regulatory Reform in a Time of Democrats in Control
Client Memorandum
January 11, 2021 IRS Finalizes Carried Interest Regulations
Client Alert
January 11, 2021 NYSE Proposes Relaxation of Shareholder Approval Rules
Client Memorandum
January 7, 2021 FCA Policy Statement on Climate-Related Disclosures by Listed Companies
Client Memorandum
January 6, 2021 Two Important December New York District Court Decisions Highlight Risks in Distressed Company Decision-Making
Client Memorandum
January 4, 2021 Veto Override Enacts Expanded SEC Disgorgement Authority
Client Memorandum
January 4, 2021 The Anti-Money Laundering Act of 2020 – Key Takeaways
Client Memorandum
December 30, 2020 Investment Management Regulatory Update - December 2020
Client Newsletter
December 30, 2020 Private Equity Regulatory Update - December 2020
Client Newsletter
December 23, 2020 Pandemic Relief Package – PPP and Federal Reserve Provisions
Client Memorandum
December 23, 2020 SEC Adopts Modernized Marketing Rule for Investment Advisers
Client Alert
December 23, 2020 SEC Proposes Changes to Rule 144
Client Memorandum
December 23, 2020 SEC Re-Approves NYSE Direct Listings
Client Alert
December 23, 2020 FDIC Issues Final Rule on Supervision of ILC Holding Companies
Client Memorandum
December 22, 2020 SEC Enacts Resource Extraction Disclosure Rules
Client Memorandum
December 22, 2020 Banking Agencies Propose Cyber Reporting Rule: Implications for Cybersecurity Compliance
Client Memorandum
December 22, 2020 SEC Disgorgement Authority Would Expand in National Defense Authorization Act
Client Memorandum
December 18, 2020 SEC Adopts New Rule Governing Registered Funds’ Use of Derivatives
Client Memorandum
December 10, 2020 Preparing Your 2020 Form 20-F
Client Memorandum
December 7, 2020 SEC Modernizes Framework for Registered Fund Valuation Practices under Investment Company Act
Client Alert
December 7, 2020 U.S. Bill Threatens to Delist China-Based Companies
Client Memorandum
December 7, 2020 SEC Proposes Amendments and Temporary Rules to Modernize Rule 701 and Form S-8 and Allow for “Platform Worker” Participation
Client Memorandum
December 4, 2020 CFTC Reports Record Year for Enforcement
Client Memorandum
December 3, 2020 Post-Election Update: U.S. Federal Cannabis Legislation
Client Memorandum
November 30, 2020 IBA and Regulators Announce Major New Developments Related to the Publication and Use of USD LIBOR Beyond 2021
Client Memorandum
November 25, 2020 SEC Enacts Significant Changes to Financial Disclosure Rules
Client Memorandum
November 24, 2020 Private Equity Regulatory Update - November 2020
Client Newsletter
November 24, 2020 Investment Management Regulatory Update - November 2020
Client Newsletter
November 23, 2020 IBA and UK FCA Announce New Consultations Addressing LIBOR Cessation and “Tough Legacy” Contracts
Client Memorandum
November 20, 2020 UK Government Announces Review of UK Listing Regime
Client Memorandum
November 17, 2020 SEC Updates Regulatory Framework for Fund of Funds Arrangements
Client Memorandum
November 16, 2020 United States Bans Certain Investments by U.S. Persons in Companies Linked to the Chinese Military
Client Memorandum
November 16, 2020 Environment and Climate Change under the Biden Administration
Client Memorandum
November 12, 2020 UK Mandatory Foreign Direct Investment (FDI) Screening for Transactions in Sensitive Sectors
Client Memorandum
November 9, 2020 Financial Services Regulatory Reform in the Biden Administration: Key Areas of Focus
Client Memorandum
November 6, 2020 SEC Simplifies Private Offering Rules
Client Memorandum
November 3, 2020 SEC Announces 2020 Enforcement Results
Client Memorandum
October 30, 2020 Investment Management Regulatory Update - October 2020
Client Newsletter
October 30, 2020 Private Equity Regulatory Update - October 2020
Client Newsletter
October 30, 2020 Estate Planning Election Eve Highlights
Client Memorandum
October 23, 2020 New Chinese Law Passed to Create the Nation’s First Comprehensive Export Control Framework
Client Memorandum
October 19, 2020 Stock Buybacks Under 10b5-1 Plan Draw SEC Rebuke
Client Memorandum
October 19, 2020 Intellectual Property and Tech Transactions Update - October 2020
Client Newsletter
October 16, 2020 SEC Whistleblower Amendments May Increase Reporting in Smaller Cases
Client Memorandum
October 16, 2020 SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements
Client Memorandum
October 15, 2020 State Department Sends Hong Kong Autonomy Act Report to Congress
Client Memorandum
October 7, 2020 SBA Guidance: M&A Transactions and PPP Borrowers
Client Memorandum
October 5, 2020 California Enacts Law Requiring Public Company Boards to Include Members of Underrepresented Communities
Client Memorandum
October 5, 2020 SEC Maintains Its Focus on Perk Disclosures
Client Memorandum
October 1, 2020 SEC Signals Increased Penalties Post-Liu
Client Memorandum
September 30, 2020 Private Equity Regulatory Update - September 2020
Client Newsletter
September 30, 2020 Investment Management Regulatory Update - September 2020
Client Newsletter
September 29, 2020 SEC Amends Shareholder Proposal Rule
Client Memorandum
September 29, 2020 SEC No-Action Letter Facilitates Secondary Market Trading of Digital Asset Securities
Client Memorandum
September 29, 2020 FTC Proposes Rule Changes and Issues Updated Guidance for Hart-Scott-Rodino Filings
Client Memorandum
September 23, 2020 OCC Confirms that National Banks May Take Deposits that Serve as Reserves for Fiat-Pegged Stablecoins
Client Memorandum
September 22, 2020 SEC Finalizes Guide 3 Replacement
Client Memorandum
September 21, 2020 DOJ Antitrust Division Warns Civil Investigative Demand Recipients Regarding Risk of Self-Incrimination
Client Memorandum
September 21, 2020 Financial Conduct Authority Sets Out Its Approach to Assessing Listing Applications from Cannabis-related Companies
Client Memorandum
September 14, 2020 Main Street Support for Nonprofits
Client Memorandum
September 8, 2020 DOJ Issues Updated Merger Remedies Manual, Emphasizing a Strong Preference for Structural Remedies
Client Memorandum
September 4, 2020 SEC Updates Business, Legal Proceedings and Risk Factors Disclosure
Client Memorandum
September 1, 2020 SEC Expands Access to Private Offerings
Client Memorandum
August 31, 2020 Private Equity Regulatory Update - August 2020
Client Newsletter
August 31, 2020 Investment Management Regulatory Update - August 2020
Client Newsletter
August 28, 2020 Direct Listings by Companies Gain Momentum
Client Memorandum
August 20, 2020 The Federal Reserve And Central Bank Digital Currencies
Client Memorandum
August 17, 2020 FedNow: the Federal Reserve’s Planned Instant Payments Service
Client Memorandum
August 5, 2020 10 Key Takeaways from the Federal Reserve’s Final Rule on CSI and FOIA
Client Memorandum
August 3, 2020 IRS Proposes Carried Interest Regulations
Client Alert
July 31, 2020 Investment Management Regulatory Update - July 2020
Client Newsletter
July 31, 2020 Private Equity Regulatory Update - July 2020
Client Newsletter
July 27, 2020 OCC Confirms that National Banks May Provide Cryptocurrency Custody Services
Client Memorandum
July 24, 2020 SEC Finalizes Rules for Proxy Advisors
Client Alert
July 24, 2020 Securities and Exchange Commission Issues Supplemental Guidance Concerning Proxy Voting Responsibilities of Investment Advisers
Client Alert
July 23, 2020 FRC Publishes Thematic Review of Company Disclosures During the Coronavirus (COVID-19) Pandemic
Client Memorandum
July 22, 2020 The OCC Proposes Two Standards for the True Lender Question
Client Memorandum
July 20, 2020 China’s Draft Data Security Law Published for Public Consultation
Client Memorandum
July 20, 2020 U.S. Prudential Regulators Finalize Amendments to Swap Margin Rule
Client Memorandum
July 17, 2020 Listing Dual-Class Share Companies in Hong Kong - What You Need to Know
Client Memorandum
July 17, 2020 Listing Pre-Revenue Biotech Companies in Hong Kong - What You Need to Know
Client Memorandum
July 16, 2020 President Trump Signs Hong Kong Autonomy Act, Issues Executive Order Authorizing Sanctions and Other Measures
Client Memorandum
July 15, 2020 ESG Disclosure Frameworks – Recent Updates
Client Memorandum
July 14, 2020 UK Takeovers – New Judiciary Practice Statement for Schemes of Arrangement
Client Memorandum
July 9, 2020 DOJ and SEC Publish Updated FCPA Resource Guide
Client Memorandum
July 8, 2020 DOL Officially Reinstates Original Fiduciary Rule and Proposes New Class Exemption for Investment Advice Fiduciaries
Client Memorandum
July 4, 2020 CARES Act: Relief for Nonprofit and Tax-Exempt Organizations – Updated
Client Memorandum
July 1, 2020 DOJ and FTC Issue Final Revised Vertical Merger Guidelines
Client Memorandum
June 29, 2020 Private Equity Regulatory Update - June 2020
Client Newsletter
June 29, 2020 Investment Management Regulatory Update - June 2020
Client Newsletter
June 26, 2020 Final Volcker Rule 2.1 – Covered Funds
Client Memorandum
June 26, 2020 UK Government Announces Enhanced FCA Powers to Deal with “Tough Legacy” LIBOR Contracts
Client Memorandum
June 25, 2020 Expansive New California Privacy Measure Cleared for November Ballot
Client Memorandum
June 25, 2020 SEC Staff Issues Additional Guidance on COVID-19 Disclosure
Client Memorandum
June 24, 2020 NYSE Issues New Proposal on Direct Listings
Client Alert
June 23, 2020 Supreme Court Preserves SEC's Disgorgement Authority, But with Limits
Client Memorandum
June 23, 2020 The UK Extends its Discretionary Powers to Intervene in Foreign Takeovers
Client Memorandum
June 22, 2020 Taking Care of Employees During COVID-19: Consider This Handy Employee Benefit Tool
Client Memorandum
June 22, 2020 SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak – Updated
Client Alert
June 18, 2020 President Trump Signs Sanctions Law to Address Human Rights Violations in China
Client Memorandum
June 15, 2020 Ninth Circuit Affirms Dismissal of Securities Class Action Against Endologix, Inc.
Client Memorandum
June 12, 2020 Main Street Program: Davis Polk Visual Memo
Client Memorandum
June 12, 2020 Main Street Program: Legal Architecture – Updated
Client Memorandum
June 12, 2020 COVID-19: Incentive Compensation Design in a Shifting Landscape
Client Memorandum
June 10, 2020 DOL Letter Paves Way for Including Private Equity in 401(k) Plans
Client Memorandum
June 9, 2020 The OCC Moves on Digital Banking Activities and Regulatory Modernization
Client Memorandum
June 9, 2020 Top 10 Key Trends at 2020 Proxy Mid-Season
Client Memorandum
June 8, 2020 Inadequate Perk Disclosure Remains in SEC’s Sights
Client Memorandum
June 1, 2020 The OCC Reaffirms the Valid-When-Made Doctrine
Client Memorandum
May 29, 2020 Investment Management Regulatory Update - May 2020
Client Newsletter
May 29, 2020 Private Equity Regulatory Update - May 2020
Client Newsletter
May 29, 2020 U.S. Securities Laws Considerations and Options for Japanese Cash Tender Offers
Client Memorandum
May 29, 2020 日本における現金対価の公開買付けに関連する米国証券法令上の留意点及び選択肢(参考和訳)
Client Memorandum
May 28, 2020 SEC Adopts Rules for Financial Disclosure Requirements for Acquisitions and Dispositions
Client Memorandum
May 28, 2020 FCA Announces Further Measures to Assist UK Listed Companies During the Coronavirus (COVID-19) Pandemic
Client Memorandum
May 27, 2020 Proposed Regulations on Deductibility of Governmental Settlements
Client Memorandum
May 27, 2020 CFIUS修订强制申报标准
Client Memorandum
May 22, 2020 CFIUS Amends Mandatory Declaration Standards
Client Memorandum
May 21, 2020 COVID-19 Pandemic Spurs Renewed State and Federal Focus on Price Gouging Enforcement
Client Memorandum
May 20, 2020 COVID-19: Update to the Covid Corporate Financing Facility
Client Memorandum
May 20, 2020 Form F-4 Registration of Japanese Business Combinations with the U.S. SEC under the U.S. Securities Act
Client Memorandum
May 20, 2020 Rule 802 and Application of U.S. Securities Laws to Japanese Business Combination Transactions Involving Stock Consideration
Client Memorandum
May 20, 2020 ルール802及び日本における株式対価を伴う経営統合取引への米国証券法制の適用(参考和訳)
Client Memorandum
May 20, 2020 米国証券法フォームF-4における経営統合取引の登録(参考和訳)
Client Memorandum
May 19, 2020 NYSE Modifies Additional Shareholder Approval Rules
Client Memorandum
May 11, 2020 SEC Orders SROs to Implement Changes to NMS Plan Governance
Client Memorandum
May 11, 2020 Supreme Court Reverses “Bridgegate” Convictions, Clarifies Meaning of “Property” Under Federal Fraud Statutes
Client Memorandum
May 7, 2020 Foreign Direct Investment (FDI) Screening – Filings in a Time of Crisis
Client Memorandum
May 7, 2020 Nasdaq Modifies Certain Shareholder Approval Rules on Temporary Basis
Client Memorandum
May 6, 2020 SEC Issues FAQs Relating to COVID-19 Reporting Relief
Client Memorandum
May 6, 2020 COVID-19: Reductions in Executive Pay
Client Memorandum
May 5, 2020 Hong Kong Stock Exchange Issues Additional Guidance on Pre-Revenue Biotech Listings
Client Memorandum
April 30, 2020 Codes of Ethics and Securities Litigation
Client Memorandum
April 30, 2020 Private Equity Regulatory Update - April 2020
Client Newsletter
April 30, 2020 Investment Management Regulatory Update - April 2020
Client Newsletter
April 30, 2020 UK COVID-19 Considerations for Authorised Firms - Update
Client Memorandum
April 30, 2020 Investment Association Outlines Shareholder Expectations on Executive Pay in Light of Coronavirus
Client Memorandum
April 29, 2020 COVID-19: Impact on Nonqualified Deferred Compensation Plans
Client Memorandum
April 27, 2020 The CARES Act for Gig Workers and Others Who Work for Themselves
Client Memorandum
April 22, 2020 OFAC Releases Fact Sheet on Humanitarian Assistance
Client Memorandum
April 21, 2020 Consequences of Coronavirus on General and Governance Bodies’ Meetings and Annual Accounts Approvals
Client Memorandum
April 21, 2020 Establishment in France of a “Legally Protected” Period Extending Many Legal Deadlines and Neutralizing Certain Contractual Prerogatives
Client Memorandum
April 21, 2020 UK Announces £500 Million Convertible Loan Scheme for UK Start-ups Hit By Coronavirus
Client Memorandum
April 20, 2020 Intellectual Property and Tech Transactions Update - April 2020
Client Newsletter
April 17, 2020 COVID-19 and Environmental Matters – New EPA Remediation Guidance
Client Memorandum
April 15, 2020 FRC Publishes Its Revised Standards for Investment Reporting
Client Memorandum
April 14, 2020 SBA Paycheck Protection Program: Key Provisions and Related Fed Secured Lending Facility
Client Memorandum
April 14, 2020 CARES Act Enforcement: A Landscape of Potential Risk
Client Memorandum
April 14, 2020 FTC and DOJ Issue Statement Regarding COVID-19 and Competition in Labor Markets
Client Alert
April 14, 2020 COVID-19: Addressing Underwater Stock Options and Stock Appreciation Rights
Client Memorandum
April 8, 2020 FCA Announces Measures to Assist UK Listed Companies During the Coronavirus Pandemic
Client Alert
April 7, 2020 The CARES Act Paycheck Protection Program: Key Features for Lenders and Small Business Borrowers
Client Memorandum
April 6, 2020 UK COVID-19 Considerations for Authorised Firms
Client Memorandum
April 1, 2020 COVID-19 and Environmental Matters – Key Transactional and Compliance Impacts
Client Memorandum
April 1, 2020 The Pre-Emption Group Updates Guidance On Cashbox Placings
Client Newsflash
March 31, 2020 Additional Tax Relief; Highlights for Individuals
Client Memorandum
March 31, 2020 Investment Management Regulatory Update - March 2020
Client Newsletter
March 31, 2020 Private Equity Regulatory Update - March 2020
Client Newsletter
March 31, 2020 COVID-19 and Public Companies: This is a developing (and updated) story
Client Memorandum
March 30, 2020 UK Government Announces “Unprecedented” Support for Businesses and Workers Through the Coronavirus Crisis
Client Memorandum
March 30, 2020 HSR Act Update: Agencies to Resume Granting Early Termination of Waiting Period
Client Alert
March 30, 2020 Thinking Ahead to First Quarter Reporting—Some Tips and Recommendations
Client Memorandum
March 27, 2020 Securities Offerings During Closed Windows and Blackout Periods
Client Memorandum
March 27, 2020 CFTC Adopts Final Interpretation on the Actual Delivery Exception for Leveraged Retail Virtual Currency Transactions
Client Memorandum
March 26, 2020 SEC Extends Reporting Relief and Issues Guidance
Client Memorandum
March 25, 2020 How the SEC Enforcement Division Responds to a Crisis
Client Memorandum
March 25, 2020 Delaware Supreme Court Finds Exclusive Federal Forum Provisions for Securities Act Litigation Are Valid
Client Memorandum
March 25, 2020 FCA Consultation on Climate-Related Disclosures by Listed Companies
Client Memorandum
March 24, 2020 SEC Provides Temporary Additional Flexibility for Registered Funds Affected by the Coronavirus Outbreak to Obtain Short-Term Funding
Client Alert
March 24, 2020 Global Enforcers Acknowledge Need for Competitor Collaboration During COVID-19 Pandemic
Client Memorandum
March 24, 2020 Restructuring Debt Securities: Options and Legal Considerations
Client Memorandum
March 23, 2020 UK Regulatory Supervision During the Coronavirus Crisis
Client Alert
March 23, 2020 Virtual Notarization in New York State
Client Alert
March 23, 2020 HM Treasury and The Bank of England Throw Combined Weight Behind New Coronavirus Commercial Paper Programme
Client Alert
March 23, 2020 AGM Considerations for UK Foreign Private Issuers Arising from Coronavirus (COVID-19)
Client Memorandum
March 23, 2020 Purchasing Portfolio Company Debt – Threshold Issues for Private Equity Sponsors
Client Memorandum
March 23, 2020 UK Corporate Finance Update Coronavirus (COVID-19)-Related Measures and Guidance
Client Memorandum
March 21, 2020 IRS Expands Tax Day Relief
Client Alert
March 20, 2020 Rush Summary - Key Elements of Senate Republican Phase 3 Stimulus Proposal
Client Memorandum
March 20, 2020 Should Companies Play Strong Defense in These Hostile Times?
Client Alert
March 19, 2020 Estate Planning Considerations in the Current Environment
Client Memorandum
March 19, 2020 FDIC Proposes Supervision of ILC Holding Companies
Client Memorandum
March 19, 2020 Fed Establishes a Money Market Mutual Fund Liquidity Facility
Client Memorandum
March 19, 2020 Internal Revenue Service Permits Taxpayers to Defer Certain April 15th Tax Payments
Client Memoradum
March 19, 2020 Tax Fungibility Tests That Permit a “Tack-on” Offering to Price with More Than De Minimis OID
Client Memorandum
March 19, 2020 The Fed Announces a Primary Dealer Credit Facility
Client Memorandum
March 18, 2020 Families First Coronavirus Response Act: Key Takeaways Regarding Paid Leave Benefits
Client Alert
March 18, 2020 Proposed Rule: Filing Fees for Certain CFIUS Transactions
Client Memorandum
March 17, 2020 CFTC Issues COVID-19 Related Relief for Futures and Swap Market Participants
Client Memorandum
March 17, 2020 FTC and DOJ Issue Civil Merger Investigation Guidance in Light of COVID-19
Client Alert
March 17, 2020 The Fed Moves to Shore Up Commercial Paper Markets
Client Memorandum
March 16, 2020 FTC Implements Temporary HSR e-Filing System
Client Memorandum
March 16, 2020 Thinking About Liquidity and Funding Alternatives?
Client Alert
March 13, 2020 U.S. Supreme Court Rejects Operating Subsidiaries’ Presumptive Right to Tax Refunds in Bankruptcy
Client Memorandum
March 12, 2020 SEC Eases the Burden of Financial Reporting for Guaranteed and Secured Debt to Encourage Registered Offerings
Client Memorandum
March 10, 2020 SEC Proposes Changes to Private Offerings
Client Memorandum
March 9, 2020 CFTC Proposes to Codify No-Action Relief for Swap Execution Facilities
Client Memorandum

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