Title
Investment Management Regulatory Update - July 2020
Client Newsletter
Created date
7/31/2020
Rules and Regulations
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SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers
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SEC Adopts Amendments to Exemptive Application Procedures
Industry Update
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SEC Issues Supplemental Guidance Concerning Proxy Voting Responsibilities of Investment Advisers
Litigation
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SEC Settles with Investment Advisers for Allegedly Causing Managed Funds to Exceed Investment Company Act Ownership Limits
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