Title

Investment management regulatory update - February 2021
Client Newsletter

Created date

2/25/2021

Industry Update

  • SEC Issues No-Action Relief under Section 17(f) of Investment Company Act and
    Rule 17f-2
  • SEC Requests Comments on Potential Money Market Fund Reforms
  • Acting Chair Allison Herren Lee Issues Statements on Empowering Enforcement and Contingent Settlement Offers Involving Waivers