Title

Investment Management Regulatory Update - February 2016
Client Newsletter

Created date

2/18/2016

SEC Rules and Regulations

  • SEC Staff Releases Additional FAQs related to Money Market Fund Reforms

  • Delaware Chancery Court Rules on Preferential Transfer of Partnership’s Facebook Shares as Violation of Partnership Agreement

  • SEC Charges Alternative Fund Manager with Various Disclosure Violations

  • Hedge Fund Manager Settles Charges of Misleading Investors About Investment Strategy and Historical Performance

Industry Update

  • Delaware Chancery Court Rules on Preferential Transfer of Partnership’s Facebook Shares as Violation of Partnership Agreement

Litigation

  • SEC Charges Alternative Fund Manager with Various Disclosure Violations

  • Hedge Fund Manager Settles Charges of Misleading Investors About Investment Strategy and Historical Performance

Related Practices
Related Offices