Investment Management Regulatory Update
Client Newsletter

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Industry Update

  • President Obama Proposes Significant Limits for Financial Institutions
  • Developments Regarding the Directive on Alternative Investment Fund Managers
  • Joint Forum Study Identifies Areas of Concern with Respect to Hedge Funds
  • SEC Chairman Discusses Views on Pending Private Fund Adviser Registration Proposals and Collaboration with the FSA
  • SEC Revamps Enforcement Division, Establishing Specialized Asset Management Unit
  • CalPERS Discloses Placement Agent Fees
  • Investment Advisory Firms Charged with Unlawful Short Selling Practices
  • Reserve Primary Fund Distributes $3.4 Billion to Investors
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