Title

FINRA Proposes Amendments to Supervision Rules
Client Memorandum

Created date

6/9/2008

On May 14, 2008, the Financial Industry Regulatory Authority (“FINRA”) issued four rule proposals (the “Proposals”) for member comment, including a very significant series of proposed changes to its supervision rules (the “Supervision Proposal”). FINRA is seeking comments on the Proposals by June 13, 2008.