Title

CFTC Staff Issues CCO Annual Report Guidance and Related Deadline Extension
Client Memorandum

Created date

1/6/2015

On December 22, 2014, the CFTC’s Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued an advisory (the “Advisory”) providing guidance concerning chief compliance officer annual reports (“CCO
Reports”) by futures commission merchants (“FCMs”), swap dealers (“SDs”) and major swap participants
(“MSPs”).

Related Practices
Related Offices