Title

4 Ways to Prepare for SEC or CFTC Penalty Negotiations

Created date

8/28/2020

Law360

 

Davis Polk partner Robert Cohen, counsel Stefani Johnson Myrick and associate Benjamin Wasserman recently authored “4 Ways to Prepare for SEC or CFTC Penalty Negotiations” in Law360. The article discusses key steps counsel may take when preparing to negotiate a civil monetary penalty with the SEC or the CFTC.

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