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Lanny A. Schwartz
Partner

Mr. Schwartz is a partner in the Trading and Markets practice within Davis Polk's Financial Institutions Group. He advises on securities and derivatives, compliance, regulatory, transactional matters and enforcement. Mr. Schwartz also assists clients with advocacy projects relating to SEC, CFTC and self-regulatory organization rule proposals and interpretations concerning trading of financial instruments, market structure and municipal securities. His clients include major international banks, broker-dealers, securities exchanges public and private fund managers, sovereign wealth funds, family offices and trade associations.

From 1999 to 2005, Mr. Schwartz was Executive Vice President and General Counsel of the Philadelphia Stock Exchange. Previously, he was Managing Director and Counsel at Bankers Trust Company, concentrating in bank and broker-dealer regulation and investment banking.

Recognition

Mr. Schwartz is listed as a leading lawyer in several legal industry publications, including:

  • Chambers USA: America’s Leading Lawyers for Business
  • IFLR1000
  • American Lawyer Media’s The New York Area’s Best Lawyers
  • Woodward/White’s Best Lawyers in America.

Of Note

  • Speaks and writes regularly on securities market structure and regulatory issues
  • Former Member, Adjunct Faculty, Columbia Law School
  • Former Instructor, Wharton Executive Education/NASD Institute for Professional Development

Professional History

  • Partner, 2007-present
  • Counsel, Davis Polk, 2005-2007
  • Executive Vice President and General Counsel, Philadelphia Stock Exchange, 1999-2005
  • Managing Director and Counsel, Bankers Trust Company, 1989-1999
  • Associate, Cleary Gottlieb Steen & Hamilton, London and New York offices, 1985-1989

Contact

  • 450 Lexington Avenue
    New York, NY
    10017
    P: +1 212 450 4174
    F: +1 212 701 5174

Bar Admissions

  • State of New York
  • Commonwealth of Pennsylvania

Education

  • B.A., Oriental Studies, University of Pennsylvania, 1976
    • summa cum laude
  • J.D., New York University School of Law, 1983
    • cum laude
    • Order of the Coif

Languages

  • Spanish