Investment Management Regulatory Advice

Our IMG lawyers are particularly well versed in advising on issues arising under the Investment Company Act and the Investment Advisers Act.

In addition to advising on disclosure and exemption issues and no-action requests, we have been leaders in the ongoing effort to streamline the regulatory process. We routinely submit comments on SEC rule proposals to promote simpler regulation of institutionally oriented funds and advisers and the application of U.S. regulations to non-U.S. activities.