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Lawyers

Sumeet Shroff

Lawyers

Sumeet Shroff

Associate
Financial Institutions
New York

Associate in our Financial Institutions practice. Previously completed a rotation in Derivatives & Structured Products.

Sumeet helps financial institutions and fintechs navigate the complex and evolving regulatory landscape. He advises clients on regulatory and compliance, investigative and enforcement, and transactional matters.

Sumeet works with clients to address legislation and regulation designed to promote financial stability (e.g., resolution planning requirements and restrictions on certain qualified financial contracts), review and strengthen corporate governance practices, and investigate and remediate supervisory issues. He has advised clients on the formation and implementation of innovative fintech solutions and partnerships, including distributed ledger technology for payment systems and digital-asset-related endeavors. Sumeet also helps institutions understand and comply with the cybersecurity and data privacy regulatory framework (e.g., treatment of alternative data) and execute transactions.

Insights

A New Framework for Resolution Plans
Education
J.D., Georgetown University Law Center
B.S., Economics and Neuroscience, University of Pittsburgh
Professional history
  • Davis Polk since 2017
Qualifications and admissions
  • State of New York
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