Top of page

Mark A. Sater

Associate in our Financial Institutions practice.

Mark advises on a wide range of securities and derivatives compliance, enforcement and transactional matters. His clients include major international banks, broker-dealers, clearing organizations, securities exchanges and other institutions.

Experience highlights

Mark has been actively involved in providing advice to:

  • Financial institutions and industry groups on the impact of legislative and regulatory reforms
  • Broker-dealers on compliance with federal securities laws and FINRA rules
  • Swap dealers and end-users on compliance with derivatives regulatory requirements under Title VII of the Dodd-Frank Act
  • Financial institutions on potential collateral consequences arising from regulatory and enforcement actions
  • Non-U.S. financial institutions on the extraterritorial application of U.S. securities and derivatives laws
  • U.S. and non-U.S. G-SIBs on the preparation of their resolution plans
  • Financial institutions on the impact and implementation of the Volcker Rule’s proprietary trading provisions
View all experience


J.D., University of Chicago Law School
  • with honors
B.A., Economics, Indiana University
  • Phi Beta Kappa
  • highest distinction
Professional history
  • Davis Polk since 2013
Back to top