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As we indicated in this memo, the SEC “will remain open and operational in the event the federal government undergoes a lapse in appropriations on October 1,” and we understand that t...
The SEC posted on its website its intention to remain open and operational in the event the federal government undergoes a lapse in appropriations on October 1.
Detailed plans announced...
As the exclusive forum case continues to wind its way through the Delaware courts in an appeal, which we cited here, Glass Lewis announced that its position remains unchanged.
According t...
SEC Rules and Regulations
SEC Staff Responds to Questions About Form PF
SEC, FINRA and CFTC Release Joint Observations Regarding Business Continuity Plans
SEC Staff Expands Relief fo...
While we are all undoubtedly aware of the Department of Justice’s (“DOJ”) pending lawsuit seeking to enjoin the merger of AMR and U.S. Airways, you may be less focused on the fact t...
On September 23, 2013, U.S. District Judge Richard Sullivan of the Southern District of New York issued a decision with potential implications for the interpretation of Section 546(e) of ...
Keith Higgins, the director of the Division of Corporation Finance, spoke at the always informative Tackling Your 2014 Compensation Disclosure: The Proxy Disclosure Conference, which was ...
On September 18, 2013, in a 3-2 vote, the SEC proposed a rule implementing the provision of the Dodd-Frank Act that requires U.S. public companies to disclose a ratio of their CEO’s com...
By now, the governance community is well aware that the SEC proposed the pay ratio rules yesterday at an open meeting, which we discussed here. The initial reaction has demonstrated the d...
The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“IOSCO”) on September 2 released their final policy framework on ...