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In the past month, no rulemaking requirement deadlines passed or were met with finalized rules, and no new rules were proposed that would meet rulemaking requirements.
As of February 3, ...
At the recent Securities Regulation Institute, Keith Higgins, the head of the SEC Division of Corporation Finance, indicated that the SEC staff will be looking for less detailed disclosur...
While notices of exempt solicitations are becoming more common, they usually do not involve a proponent’s tweets about the company, as is the case with Carl Icahn and the Apple annual m...
The OCC has proposed a set of enforceable and specific risk governance guidelines to formalize its heightened expectations for large national banks and federal savings associations. The r...
The SEC’s Division of Corporation Finance recently released three Compliance and Disclosure Interpretations concerning the SEC’s so-called unbundling rule (Exchange Act Rule 14a-4(a)(...
ISS released its technical document on QuickScore 2.0. The changes from the prior version include data updates on an ongoing basis using a company’s public disclosures of changes to its...
Last September, we circulated a
note highlighting the four merger challenges
that the U.S. antitrust authorities were then pursuing. At the time, we noted that these matters underscore...
The Enforcement Division recently settled with KPMG for its actions involving three companies, none of which were identified. In one case, the firm hired an employee who had just retired ...
The year 2013 marked the fifth anniversary of the implementation of China’s Anti-Monopoly Law (“AML”) and included a number of significant developments in each of the three antitrus...
As of 9 a.m. EST today, companies can begin verifying their corporate data to make sure that ISS has the most current information for when the proxy advisory firm launches its new version...