Rules and Regulations SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers Industry Update SEC Issues Supplemental Guidance Concerning Proxy Voting Responsi...

COVID-19 Update SEC Extends Relief for Virtual Meetings of Registered Fund Boards Rules and Regulations SEC’s Division of Investment Management Delivers No-Action Letter to Investmen...

Rules and Regulations CFTC Adopts a Final Rule Limiting Commodity Pool Operator Registration Exemption Final Volcker Rule 2.1 – Covered Funds Industry Update OCIE Issues Risk Alert o...

COVID-19 Update SEC Forms Cross-Divisional COVID-19 Market Monitoring Group Rules and Regulations SEC Proposes to Modernize Framework for Registered Fund Valuation Practices Industry ...

COVID-19 Update SEC Forms Cross-Divisional COVID-19 Market Monitoring Group Industry Update Commissioner Elad L. Roisman Delivers Remarks Before the Council of Institutional Investo...

COVID-19 Update SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investment...

COVID-19 Update SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investm...

COVID-19 Update SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak SEC Provides Temporary Additional Flexibility for Registered ...

COVID-19 Update SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak CFTC and NFA Provide Temporary Regulatory Relief to Commodity...

Rules and Regulations Proposed Amendments to the Volcker Rule SEC Issues Order Granting Exemptive Relief for Multi-Manager Fund Board Approval of Sub-Advisory Agreements Without In-Pe...