Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
July 20, 2020 China’s Draft Data Security Law Published for Public Consultation
Client Memorandum
July 9, 2020 DOJ and SEC Publish Updated FCPA Resource Guide
Client Memorandum
June 23, 2020 Supreme Court Preserves SEC's Disgorgement Authority, But with Limits
Client Memorandum
June 15, 2020 Ninth Circuit Affirms Dismissal of Securities Class Action Against Endologix, Inc.
Client Memorandum
June 8, 2020 Inadequate Perk Disclosure Remains in SEC’s Sights
Client Memorandum
May 21, 2020 COVID-19 Pandemic Spurs Renewed State and Federal Focus on Price Gouging Enforcement
Client Memorandum
May 11, 2020 Supreme Court Reverses “Bridgegate” Convictions, Clarifies Meaning of “Property” Under Federal Fraud Statutes
Client Memorandum
April 30, 2020 Codes of Ethics and Securities Litigation
Client Memorandum
March 20, 2020 Rush Summary - Key Elements of Senate Republican Phase 3 Stimulus Proposal
Client Memorandum
January 21, 2020 House Passes 8-K Trading Gap Act
Client Memorandum
January 16, 2020 DOJ and FTC Release Draft Vertical Merger Guidelines: a Modest and Overdue Makeover
Client Memorandum
November 4, 2019 Supreme Court to Review SEC’s Authority to Seek Disgorgement
Client Memorandum
October 17, 2019 Leaning Into Transparency: Executive Order on Guidance
Client Memorandum
September 10, 2019 District Court Opens the Door to Potential Restitution Claims in FCPA Cases
Client Memorandum
August 13, 2019 SFO Announces New Corporate Cooperation Guidance
Client Memorandum
June 27, 2019 Kisor v. Wilkie: Auer Deference Lives On, But In What Form?
Client Memorandum
June 26, 2019 SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption
Client Memorandum
June 26, 2019 Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process
Client Memorandum
May 14, 2019 Supreme Court Issues Decision on Apple’s App Store
Client Memorandum
March 21, 2019 Regulators Join in Event-Driven Securities Litigation: The SEC Files New Action Against Volkswagen
Client Memorandum
February 27, 2019 D.C. Circuit Allows AT&T-Time Warner Merger to Stand, Rejecting DOJ’s Challenge
Client Memorandum
November 20, 2018 Newsflash: FTC Hearings 5, 6 and 7 on Competition and Consumer Protection in the 21st Century
Client Memorandum
April 13, 2018 The Supreme Court’s Cyan Decision and What Happens Next
Client Memorandum
March 15, 2018 SEC Announces Self-Reporting Initiative for Rule 12b-1 Fee Disclosures
Client Memorandum
November 28, 2017 Investment Management Regulatory Update - November 2017
Client Newsletter
October 31, 2017 Investment Management Regulatory Update - October 2017
Client Newsletter
October 30, 2017 SEC Division of Enforcement Co-Directors Stephanie Avakian and Steven Peikin Provide Remarks on Enforcement Division’s Initiatives and Priorities
Client Memorandum
October 12, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Delivers Address on Corporate Enforcement Policy
Client Memorandum
September 29, 2017 Investment Management Regulatory Update - September 2017
Client Newsletter
August 31, 2017 Investment Management Regulatory Update - August 2017
Client Newsletter
June 6, 2017 Securities Enforcement Update: Supreme Court Rules that Five-Year Statute of Limitations Applies to SEC Disgorgement Actions
Client Memorandum
March 27, 2017 Proposed Expansion of New York State Real Estate Transfer Tax
Client Memorandum
June 6, 2016 2nd Cir. Holds that the Federal Courts Lack Jurisdiction to Hear Attacks Against Ongoing SEC Administrative Proceedings
Client Memorandum
December 10, 2015 White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others
Client Memorandum
March 9, 2010 Investment Management Regulatory Update
Client Newsletter
February 5, 2010 Investment Management Regulatory Update
Client Newsletter
January 7, 2010 Investment Management Regulatory Update
Client Newsletter
November 9, 2009 Investor Protection Act Passes House Financial Services Committee
Client Memorandum
October 6, 2009 Representative Kanjorski Releases Investor Protection, Private Investment Fund Advisers Registration and Federal Insurance Office Proposals
Client Memorandum
September 23, 2009 IRS Releases Internal Memorandum Regarding Lending in the United States by Foreign Persons
Client Newsflash
September 21, 2009 SEC Proposes to Ban “Flash” Orders; Announces Broad Review of Market Structure Issues
Client Newsflash
August 31, 2009 Short Sales: SEC Staff Provides Guidance on Short Sale Order-Marking Issues, Updates Regulation SHO FAQs
Client Newsflash
July 28, 2009 Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives
Client Newsflash
July 17, 2009 Private Fund Investment Advisers Registration Act
Client Newsflash
July 13, 2009 Investor Protection Act of 2009
Client Newsflash
June 24, 2009 Extension of FBAR Filing Deadline for Certain Offshore Investments
Client Memorandum
June 1, 2009 Derivatives Provisions in the American Clean Energy and Security Act of 2009
Client Memorandum
May 4, 2009 Administration's Proposals Regarding the Taxation of U.S. Groups' Foreign Income
Client Newsflash
April 22, 2009 Proposed Regulations on Partnership Allocations When Partners’ Interests Change During a Taxable Year
Client Newsflash
April 13, 2009 Update on “Carried Interest” Legislation: New Levin Bill
Client Memorandum

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