Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
July 20, 2020 China’s Draft Data Security Law Published for Public Consultation
Client Memorandum
July 16, 2020 President Trump Signs Hong Kong Autonomy Act, Issues Executive Order Authorizing Sanctions and Other Measures
Client Memorandum
June 8, 2020 Getting the Deal Through: Financial Services Compliance 2020
Law Business Research Ltd., April 2020
May 27, 2020 Proposed Regulations on Deductibility of Governmental Settlements
Client Memorandum
June 6, 2019 Market Tracker Trend Report: Trends in UK Equity Capital Markets

LexisNexis, June 2019

May 7, 2019 Getting the Deal Through: Financial Services Compliance 2019

Law Business Research Ltd., April 2019

July 19, 2018 Adviser Exams: Mitigating Enforcement Risks

The International Comparative Legal Guide to: Alternative Investment Funds 2018

July 10, 2018 What Chinese Banks and Companies Should Know About DOJ Overseas Subpoenas and Asset Seizures
Client Memorandum
March 15, 2018 SEC Announces Self-Reporting Initiative for Rule 12b-1 Fee Disclosures
Client Memorandum
February 23, 2018 Latest U.S. Sanctions Developments Show Focus on Mainland China and Hong Kong
Client Memorandum
January 31, 2018 Reminder for NYSE-Listed Companies: Expanded Hours for Dividend Notices Begin February 1
Client Memorandum
December 1, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Announces New FCPA Corporate Enforcement Policy Establishing a Category of Presumptive Declinations
Client Memorandum
October 12, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Delivers Address on Corporate Enforcement Policy
Client Memorandum
September 20, 2017 So, Now You Own a Broker-Dealer!
Client Memorandum
September 19, 2017 SFC and HKEx Release Listing Regulatory Structure Consultation Conclusions
Client Memorandum
August 8, 2017 What Happens if the CFPB Arbitration Rule Isn't Overturned? - Ten Practical Tips to Think About Now
Client Memorandum
July 21, 2017 The New EU Prospectus Regulation and ESMA Draft Technical Advice: Impact on Capital Markets Transactions
Client Memorandum
June 29, 2017 The PetyaWrap Attack, Anthem Data Breach Settlement, and NYDFS Cyber Regulations All Highlight that Companies Should Review Their Access Controls
Client Memorandum
June 27, 2017 Regulatory Reform for Mid-Sized and Regional Banks: Where Are We at Mid-Year?
Client Memorandum
June 7, 2017 PCAOB Adopts New Standard Expanding Auditors’ Reports
Client Memorandum
May 30, 2017 Target Corp. Cyber Breach Settlement Reflects Emerging Best Practices for Cybersecurity
Client Memorandum
March 30, 2017 PCAOB Cross-Border Enforcement
Client Memorandum
March 6, 2017 White Collar Update: New DOJ Guide to Evaluation of Corporate Compliance Programs
Client Memorandum
January 25, 2017 White Collar Update: Rolls-Royce Reaches Global $800 Million Resolution in Bribery Scheme
Client Memorandum
January 3, 2017 White Collar Update: Teva to Pay $519 Million in FCPA Resolution, a Pharmaceutical Industry Record
Client Memorandum
December 23, 2016 White Collar Update: Odebrecht and Braskem to Pay Record FCPA Penalty of at Least $3.5 Billion in Petrobras Fallout
Client Memorandum
December 22, 2016 SEC Announces Two Enforcement Actions Regarding Restrictive Language in Severance Agreements
Client Memorandum
December 12, 2016 PCAOB Enforcement Milestone
Client Memorandum
November 30, 2016 Sanctions Update: The Iran Nuclear Deal in the Trump Administration and the 115th Congress
Client Memorandum
November 4, 2016 Antitrust Guidance for Human Resource Professionals and the Potential for Criminal Liability
Client Memorandum
October 13, 2016 New York State Department of Financial Services Proposes New Cybersecurity Regulations
Client Memorandum
January 20, 2016 JCPOA Implementation Day Raises New Sanctions Challenges
Client Memorandum
January 6, 2016 Hong Kong Corporate Finance Update
Client Newsletter
December 17, 2015 Preparing Your 2015 Form 20-F
Client Memorandum
December 3, 2015 Thinking About Indemnity Protections after the "Yates Memo"
Client Memorandum
December 1, 2015 White Collar Update: DOJ Incorporates Yates Memo into U.S. Attorneys’ Manual
Client Memorandum
August 12, 2014 Share Capital Management and Transaction Guidelines
Client Memorandum
August 1, 2014 UK Takeover Panel proposals to amend the Takeover Code
Client Memorandum
May 16, 2014 Enhancing the Effectiveness of the UK Listing Regime – implementation
Client Memorandum
October 7, 2013 Tone at the Top (of the SEC): Tough
Client Memorandum
November 16, 2012 DOJ and SEC Issue FCPA Guidance
Client Memorandum
June 7, 2011 SEC Whistleblower Rules: What You Need to Know
Webcast
November 4, 2010 SEC Proposes Whistleblower Rules
Client Newsflash
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