Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
January 11, 2021 IRS Finalizes Carried Interest Regulations
Client Alert
December 30, 2020 Investment Management Regulatory Update - December 2020
Client Newsletter
December 23, 2020 SEC Adopts Modernized Marketing Rule for Investment Advisers
Client Alert
December 18, 2020 SEC Adopts New Rule Governing Registered Funds’ Use of Derivatives
Client Memorandum
December 7, 2020 SEC Modernizes Framework for Registered Fund Valuation Practices under Investment Company Act
Client Alert
November 24, 2020 Investment Management Regulatory Update - November 2020
Client Newsletter
November 17, 2020 SEC Updates Regulatory Framework for Fund of Funds Arrangements
Client Memorandum
October 30, 2020 Investment Management Regulatory Update - October 2020
Client Newsletter
October 27, 2020 Cryptocurrency and Other Digital Asset Funds for U.S. Investors
Global Legal Insights - Blockchain & Cryptocurrency Regulation 2021, 3rd Ed.
October 16, 2020 SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements
Client Memorandum
September 30, 2020 Investment Management Regulatory Update - September 2020
Client Newsletter
September 1, 2020 SEC Expands Access to Private Offerings
Client Memorandum
August 31, 2020 Investment Management Regulatory Update - August 2020
Client Newsletter
July 31, 2020 Investment Management Regulatory Update - July 2020
Client Newsletter
July 24, 2020 Securities and Exchange Commission Issues Supplemental Guidance Concerning Proxy Voting Responsibilities of Investment Advisers
Client Alert
June 29, 2020 Investment Management Regulatory Update - June 2020
Client Newsletter
June 25, 2020 Expansive New California Privacy Measure Cleared for November Ballot
Client Memorandum
June 23, 2020 Supreme Court Preserves SEC's Disgorgement Authority, But with Limits
Client Memorandum
June 10, 2020 DOL Letter Paves Way for Including Private Equity in 401(k) Plans
Client Memorandum
May 29, 2020 Investment Management Regulatory Update - May 2020
Client Newsletter
April 30, 2020 Liquidity Solutions for Private Funds During a Market Dislocation

Private Funds CFO

April 30, 2020 Investment Management Regulatory Update - April 2020
Client Newsletter
April 16, 2020 Public Investment Funds 2020

International Comparative Legal Guide: Public Investment Funds 2020, Third Edition

April 9, 2020 Davis Polk Dialogues: Regulatory Developments for Registered Funds in the Coronavirus Crisis
March 31, 2020 Investment Management Regulatory Update - March 2020
Client Newsletter
March 24, 2020 SEC Provides Temporary Additional Flexibility for Registered Funds Affected by the Coronavirus Outbreak to Obtain Short-Term Funding
Client Alert
February 28, 2020 Investment Management Regulatory Update - February 2020
Client Newsletter
January 31, 2020 Investment Management Regulatory Update - January 2020
Client Newsletter
January 30, 2020 SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices
Client Memorandum
January 16, 2020 SEC Proposes to Expand Access to Private Offerings
Client Memorandum
January 14, 2020 Proposed Rule on Derivatives Use by Registered Funds
Client Memorandum
December 26, 2019 Investment Management Regulatory Update - December 2019
Client Newsletter
December 19, 2019 Proposed Amendments to the Advertising and Cash Solicitation Rules for Investment Advisers
Client Memorandum
November 26, 2019 Investment Management Regulatory Update - November 2019
Client Newsletter
November 6, 2019 SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers
Client Alert
October 31, 2019 Investment Management Regulatory Update - October 2019
Client Newsletter
October 30, 2019 SEC Adopts New ETF Rule
Client Memorandum
October 29, 2019 Cryptocurrency and Other Digital Assets for Asset Managers

Global Legal Insights - Blockchain & Cryptocurrency Regulation 2020, 2nd Ed.

September 30, 2019 Investment Management Regulatory Update - September 2019
Client Newsletter
September 27, 2019 SEC Expands "Testing the Waters" Communications
Client Memorandum
September 27, 2019 SEC Adopts Rule to Modernize ETF Regulation
Client Alert
September 18, 2019 SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers
Client Memorandum
August 27, 2019 Investment Management Regulatory Update - August 2019
Client Newsletter
August 27, 2019 Private Equity Regulatory Update - August 2019
Client Newsletter
August 22, 2019 Securities and Exchange Commission Clarifies Investment Advisers’ Proxy Voting Responsibilities
Client Alert
July 31, 2019 Investment Management Regulatory Update - July 2019
Client Newsletter
July 25, 2019 Public Investment Funds 2019

International Comparative Legal Guide: Public Investment Funds 2019, Second Edition

June 26, 2019 U.S. and U.K. Regulators Focus on “Opportunistic Strategies” in Credit Default Swaps
Client Memorandum
June 21, 2019 Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations
Client Memorandum
June 19, 2019 Investment Management Regulatory Update - June 2019
Client Newsletter

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