Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
April 19, 2021 Ninth circuit affirms dismissal of securities class action against H.C. Wainwright & Co., LLC
Client Memorandum
April 19, 2021 United States escalates sanctions against Russian government
Client Memorandum
April 14, 2021 U.S. federal banking agencies issue statement and RFI on model risk management principles and AML compliance
Client Memorandum
April 5, 2021 FinCEN begins rulemaking for beneficial ownership registry
Client Memorandum
April 2, 2021 Bank fraud for facilitating marijuana transactions
Client Memorandum
April 1, 2021 U.S. financial regulators focus on artificial intelligence and machine learning
Client Memorandum
March 31, 2021 Davis Polk financial services regulatory reform tool—Spring forward edition
Client Memorandum
March 30, 2021 United States significantly expands Burma sanctions, targeting military holding companies
Client Memorandum
March 17, 2021 Digital dollars / central bank digital currencies
Client Memorandum
March 16, 2021 Major new developments related to the future cessation and loss of representativeness of LIBOR
Client Memorandum
March 8, 2021 ESMA finalises revised guidelines for prospectus disclosure
Client Memorandum
March 3, 2021 UK listing review publishes recommendations
Client Memorandum
February 9, 2021 SEC requests comments on potential money market fund reforms
Client Memorandum
January 7, 2021 FCA policy statement on climate-related disclosures by listed companies
Client Memorandum
January 4, 2021 The Anti-Money Laundering Act of 2020 – Key takeaways
Client Memorandum
December 23, 2020 Pandemic Relief Package – PPP and Federal Reserve Provisions
Client Memorandum
December 23, 2020 FDIC Issues Final Rule on Supervision of ILC Holding Companies
Client Memorandum
October 16, 2020 SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements
Client Memorandum
October 7, 2020 SBA Guidance: M&A Transactions and PPP Borrowers
Client Memorandum
September 29, 2020 SEC No-Action Letter Facilitates Secondary Market Trading of Digital Asset Securities
Client Memorandum
August 28, 2020 Direct Listings by Companies Gain Momentum
Client Memorandum
August 11, 2020 Fintech Law: The Case Studies

Harvard Law School

August 5, 2020 10 Key Takeaways from the Federal Reserve’s Final Rule on CSI and FOIA
Client Memorandum
July 20, 2020 U.S. Prudential Regulators Finalize Amendments to Swap Margin Rule
Client Memorandum
June 18, 2020 President Trump Signs Sanctions Law to Address Human Rights Violations in China
Client Memorandum
June 8, 2020 Getting the Deal Through: Financial Services Compliance 2020
Law Business Research Ltd., April 2020
May 27, 2020 CFIUS修订强制申报标准
Client Memorandum
May 22, 2020 CFIUS Amends Mandatory Declaration Standards
Client Memorandum
May 19, 2020 NYSE Modifies Additional Shareholder Approval Rules
Client Memorandum
May 11, 2020 SEC Orders SROs to Implement Changes to NMS Plan Governance
Client Memorandum
April 22, 2020 OFAC Releases Fact Sheet on Humanitarian Assistance
Client Memorandum
March 27, 2020 CFTC Adopts Final Interpretation on the Actual Delivery Exception for Leveraged Retail Virtual Currency Transactions
Client Memorandum
March 24, 2020 Restructuring Debt Securities: Options and Legal Considerations
Client Memorandum
March 19, 2020 FDIC Proposes Supervision of ILC Holding Companies
Client Memorandum
January 22, 2020 CFIUS Issues Final FIRRMA Regulations
Client Memorandum
January 14, 2020 “Maximum Pressure” to the Max: United States Sanctions Additional Sectors of Iran’s Economy
Client Memorandum
December 12, 2019 NYSE Files Revised Direct Listing Proposal
Client Newsflash
December 11, 2019 U.S. Department of Commerce Proposes Rule Governing Information and Communications Technology and Services
Client Memorandum
November 26, 2019 NYSE Direct Listing Proposal
Client Newsflash
November 21, 2019 Final Tailoring Rules for U.S. Banking Organizations
Client Memorandum
October 30, 2019 SEC Adopts New ETF Rule
Client Memorandum
October 29, 2019 Cryptocurrency and Other Digital Assets for Asset Managers

Global Legal Insights - Blockchain & Cryptocurrency Regulation 2020, 2nd Ed.

October 16, 2019 United States Sanctions Turkish Government over Syrian Incursion
Client Memorandum
October 8, 2019 U.S. Prudential Regulators Expected to Propose Amendments to Swap Margin Rule
Client Memorandum
September 27, 2019 SEC Expands "Testing the Waters" Communications
Client Memorandum
September 24, 2019 Proposed Cannabis Legislation: Three Different Paths Before Congress
Client Memorandum
September 18, 2019 SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers
Client Memorandum
September 17, 2019 First Thing We Do, Let’s Exclude All the Lawyers

Business Law Today

September 11, 2019 Volcker Rule 2019 Final Amendments: Summary and Proprietary Trading Flowcharts
Client Memorandum
July 24, 2019 Legal Interpretation Is Not Like Reading Poetry: How to Let Go of Ordinary Reading and Interpret the Legal Framework of the Regulatory State
Business Law Today

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