Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
February 23, 2012 CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs
Client Memorandum
February 1, 2012 Dodd-Frank Progress Report
January 27, 2012 CFTC Adopts Business Conduct Rule for Swap Dealers
Client Memorandum
January 23, 2012 CFTC Adopts Final Rule on Protection of Cleared Swap Customer Collateral
Client Memorandum
January 18, 2012 CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later
Client Memorandum
January 11, 2012 CFTC Adopts Rules Establishing Swap Reporting Regime
Client Memorandum
January 9, 2012 SEC Staff Issues Guidance on European Sovereign Debt Exposures
Client Newsflash
January 3, 2012 Dodd-Frank Progress Report
Client Newsletter
December 23, 2011 Summary of the Federal Reserve’s Proposed Rules for Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies
Client Memorandum
December 23, 2011 Comment: 12 Regulatory Reform Predictions for '12
Financial Times
December 1, 2011 Dodd-Frank Progress Report
November 7, 2011 CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps
Client Memorandum
November 1, 2011 Dodd-Frank Progress Report
October 21, 2011 Delaware Court of Chancery Awards $1.26 Billion in Entire Fairness Case
Client Newsflash
October 18, 2011 SEC Proposes Rules on the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
Client Memorandum
October 17, 2011 FSOC's Proposed Rules for SIFI Designations
Client Memorandum
October 15, 2011 ボルカー・ルール規制案:ヘッジファンド/プライベート・エクイティ・ファンド(参考和訳)
Client Memorandum
October 13, 2011 Volcker Rule Proposed Regulations: Proprietary Trading Summary
Client Memorandum
October 13, 2011 Volcker Rule Proposed Regulations: Hedge / PE Funds Summary
Client Memorandum
October 12, 2011 Volcker Rule Proposed Regulations: Hedge / PE Funds Summary with Annexes
Client Memorandum
October 12, 2011 Volcker Rule Proposed Regulations: Proprietary Trading Summary with Annexes
Client Memorandum
October 7, 2011 Leaked Volcker Release – Funds
Client Memorandum
October 7, 2011 Leaked Volcker Release – Proprietary Trading
Client Memorandum
October 6, 2011 SEC Staff Alert Reveals Expansive Application of Market Access Rule
Client Newsflash
October 4, 2011 Tighter Circuit Breakers in Equities Markets
Client Newsflash
October 3, 2011 Dodd-Frank Progress Report
September 19, 2011 Credible Living Wills Under the U.S. Regulatory Framework
Client Memorandum
September 7, 2011 Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies
Client Memorandum
September 6, 2011 Dodd-Frank Progress Report
September 1, 2011 ドッド=フランク法に基づく報酬クローバック: 海外発行体に対する影響 (参考和訳)
Client Memorandum
August 22, 2011 FINRA Files Amended Communications Rules – Impact on Broker-Dealers
Client Newsflash
August 22, 2011 FINRA Files Amended Communications Rules – Impact on Structured Products
Client Memorandum
August 1, 2011 Transparency and Confidentiality in the Post Financial Crisis World -- Where to Strike the Balance?
Harvard Business Law Review, Vol. 1
August 1, 2011 SEC Adopts Large Trader Reporting Requirements
Client Memorandum
July 29, 2011 U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report
Client Memorandum
July 28, 2011 Key Considerations Relating to Issuances of Contingent Convertible Instruments in or into the United States
Client Memorandum
July 22, 2011 One-Year Anniversary Dodd-Frank Progress Report
July 11, 2011 Counterparty Credit Risk Management: Links Between Supervisory Guidance, Dodd-Frank and Basel
Client Newsflash
July 1, 2011 Dodd-Frank Progress Report
June 23, 2011 Federal Banking Agencies Implement Collins Amendment by Establishing Risk-Based Capital Floor
Client Memorandum
June 17, 2011 CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements
Client Memorandum
June 9, 2011 SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps
Client Newsflash
June 7, 2011 SEC Whistleblower Rules: What You Need to Know
Webcast
June 1, 2011 Proposed Credit Risk Retention Rules Raise Serious Concerns
Client Memorandum
June 1, 2011 Dodd-Frank Rulemaking Progress Report
Progress as of June 1, 2011
May 17, 2011 60 Days - Over 175 New Derivatives Provisions
Client Memorandum
May 2, 2011 Dodd-Frank Rulemaking Progress Report
Progress as of May 1, 2011
May 2, 2011 Treasury Proposes FX Swap and Forward Exemption
Client Memorandum
April 26, 2011 Credible Living Wills: The First Generation
Client Memorandum

Whitepaper by Davis Polk & Wardwell LLP and McKinsey & Company

April 25, 2011 Dodd-Frank Act May Require New SEC Registration for Non-U.S. Advisers
Client Memorandum

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