Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
October 21, 2011 Delaware Court of Chancery Awards $1.26 Billion in Entire Fairness Case
Client Newsflash
October 18, 2011 SEC Proposes Rules on the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
Client Memorandum
October 17, 2011 FSOC's Proposed Rules for SIFI Designations
Client Memorandum
October 15, 2011 ボルカー・ルール規制案:ヘッジファンド/プライベート・エクイティ・ファンド(参考和訳)
Client Memorandum
October 13, 2011 Volcker Rule Proposed Regulations: Hedge / PE Funds Summary
Client Memorandum
October 13, 2011 Volcker Rule Proposed Regulations: Proprietary Trading Summary
Client Memorandum
October 12, 2011 Volcker Rule Proposed Regulations: Hedge / PE Funds Summary with Annexes
Client Memorandum
October 12, 2011 Volcker Rule Proposed Regulations: Proprietary Trading Summary with Annexes
Client Memorandum
October 7, 2011 Leaked Volcker Release – Funds
Client Memorandum
October 7, 2011 Leaked Volcker Release – Proprietary Trading
Client Memorandum
October 6, 2011 SEC Staff Alert Reveals Expansive Application of Market Access Rule
Client Newsflash
October 4, 2011 Tighter Circuit Breakers in Equities Markets
Client Newsflash
October 3, 2011 Dodd-Frank Progress Report
September 19, 2011 Credible Living Wills Under the U.S. Regulatory Framework
Client Memorandum
September 7, 2011 Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies
Client Memorandum
September 6, 2011 Dodd-Frank Progress Report
September 1, 2011 ドッド=フランク法に基づく報酬クローバック: 海外発行体に対する影響 (参考和訳)
Client Memorandum
August 22, 2011 FINRA Files Amended Communications Rules – Impact on Broker-Dealers
Client Newsflash
August 22, 2011 FINRA Files Amended Communications Rules – Impact on Structured Products
Client Memorandum
August 1, 2011 Transparency and Confidentiality in the Post Financial Crisis World -- Where to Strike the Balance?
Harvard Business Law Review, Vol. 1
August 1, 2011 SEC Adopts Large Trader Reporting Requirements
Client Memorandum
July 29, 2011 U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report
Client Memorandum
July 28, 2011 Key Considerations Relating to Issuances of Contingent Convertible Instruments in or into the United States
Client Memorandum
July 22, 2011 One-Year Anniversary Dodd-Frank Progress Report
July 11, 2011 Counterparty Credit Risk Management: Links Between Supervisory Guidance, Dodd-Frank and Basel
Client Newsflash
July 1, 2011 Dodd-Frank Progress Report
June 23, 2011 Federal Banking Agencies Implement Collins Amendment by Establishing Risk-Based Capital Floor
Client Memorandum
June 17, 2011 CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements
Client Memorandum
June 9, 2011 SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps
Client Newsflash
June 7, 2011 SEC Whistleblower Rules: What You Need to Know
Webcast
June 1, 2011 Proposed Credit Risk Retention Rules Raise Serious Concerns
Client Memorandum
June 1, 2011 Dodd-Frank Rulemaking Progress Report
Progress as of June 1, 2011
May 17, 2011 60 Days - Over 175 New Derivatives Provisions
Client Memorandum
May 2, 2011 Treasury Proposes FX Swap and Forward Exemption
Client Memorandum
May 2, 2011 Dodd-Frank Rulemaking Progress Report
Progress as of May 1, 2011
April 26, 2011 Credible Living Wills: The First Generation
Client Memorandum

Whitepaper by Davis Polk & Wardwell LLP and McKinsey & Company

April 25, 2011 Dodd-Frank Act May Require New SEC Registration for Non-U.S. Advisers
Client Memorandum
April 20, 2011 CFTC Releases Swap Margin Proposal
Client Memorandum
April 14, 2011 Regulators Propose Swap Margin and Capital Rules
Client Memorandum
April 5, 2011 FDIC Releases Joint Notice of Proposed Rulemaking on Resolution Plans and Credit Exposure Reports
Client Memorandum
April 4, 2011 Davis Polk Dodd-Frank Rulemaking Progress Report
Progress as of March 31, 2011
March 31, 2011 Federal Agencies Finalize Proposed Interagency Rule on Incentive-Based Compensation for Financial Institutions
Client Newsflash
March 28, 2011 FDIC's Second Notice of Proposed Rulemaking under the Orderly Liquidation Authority
Client Memorandum
March 3, 2011 Federal Agencies Propose Interagency Rule on Incentive-Based Compensation for Financial Institutions
Client Memorandum
February 14, 2011 Summary of the Federal Reserve’s Final Regulations on the Conformance Period for the Volcker Rule
February 9, 2011 Summary of Federal Reserve Proposed Rule on Definitions Related to Nonbank Financial Companies and Interconnectedness of Systemically Important Firms
January 25, 2011 Investing In or Acquiring Troubled Banks: The Problem of Holding Company Debt
Client Memorandum
January 24, 2011 SEC Study on the Fiduciary Duty of Investment Advisers and Broker-Dealers
Client Memorandum
January 20, 2011 Summary of the Volcker Rule Study – Hedge Funds and Private Equity Funds
Summary as of January 19, 2011
January 19, 2011 Working Summary of the Financial Stability Oversight Council’s January 18, 2011 Proposed Rules on Designation of Systemically Important Nonbank Financial Companies
Client Memorandum

Summary as of January 19, 2011

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