Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
August 8, 2013 European Regulatory Snapshot: Remuneration in the Financial Services Industry
Client Memorandum
July 30, 2013 France Ring-Fences Proprietary Trading Activities
Client Memorandum
July 29, 2013 CFTC Finalizes Cross-Border Swaps Guidance and Establishes Compliance Schedule
July 23, 2013 France Implements Bail-In
Client Memorandum
July 19, 2013 Basel III Leverage Ratio: U.S. Proposes American Add-on; Basel Committee Proposes Important Denominator Changes
Client Memorandum
July 18, 2013 Dodd-Frank Three-Year Anniversary Progress Report
July 18, 2013 The U.S. Basel III Final Rule for Community, Regional and Foreign Banking Organizations
July 15, 2013 Swaps Pushout Rule: Federal Reserve Banks Revise Discount Window Documentation
Client Newsflash
July 11, 2013 U.S. Basel III: Interactive Risk Weights Tool
July 10, 2013 SEC Adopts Private Offering Reforms Mandated by JOBS Act
Client Newsflash
July 8, 2013 U.S. Basel III Final Rule: Visual Memorandum
Client Memorandum
July 1, 2013 Dodd-Frank Progress Report
June 24, 2013 OCC Lending Limits Final Rule: Credit Exposures from Derivatives and Securities Financing Transactions
Client Memorandum
June 11, 2013 SEC Proposes Amendments to Money Market Fund Rules
Client Memorandum
June 6, 2013 Swaps Pushout Rule: Federal Reserve Clarifies Treatment of U.S. Branches of Foreign Banks
Client Memorandum
June 5, 2013 CFTC Finalizes SEF Rules and Adopts Minimum Block Trade Sizes
Client Memorandum
June 5, 2013 CFTC Provides Clearing Relief for Treasury Affiliates of Commercial Swap Counterparties
Client Newsflash
June 3, 2013 Dodd-Frank Progress Report
May 16, 2013 SEC Proposes Cross-Border Security-Based Swap Rules
Client Memorandum
May 14, 2013 Too Big to Fail: The Path to a Solution
A Report of the Failure Resolution Task Force of the Financial Regulatory Reform Initiative of the Bipartisan Policy Center
May 2, 2013 FINRA Releases Additional Guidance Regarding the Use of Pre-Inception Index Performance in Institutional Communications
Client Newsflash
May 1, 2013 Dodd-Frank Progress Report
Client Newsletter
April 30, 2013 Brown-Vitter Bill
Commentary and Analysis
April 30, 2013 International Organization of Securities Commissions Releases Consultation Report on Regulation of Retail Structured Products
Client Newsflash
April 23, 2013 Recent European Compensation Developments: Financial Institutions and Beyond
Client Memorandum
April 15, 2013 Southern District of New York Dismisses Insider Preference Claims Against Affiliates of Goldman Sachs
Client Memorandum
April 15, 2013 Resolution Planning in the United States

Randall D. Guynn, Resolution Planning in the United States, in The Bank Recovery and Resolution Directive: Europe's Solution for "Too Big to Fail?" 109-163 (Andreas Dombret, Patrick S. Kenadjian, editors, 2013).

April 15, 2013 CFTC Provides Inter-affiliate Swap Clearing and Reporting Relief
Client Memorandum
April 4, 2013 SEC Explains How to Use Social Media for Regulation FD Compliance
Client Memorandum
April 1, 2013 Dodd-Frank Progress Report
Client Newsletter
March 27, 2013 Guidance on Rule 15a-6 and Foreign Broker-Dealers
Client Newsflash
March 11, 2013 An Asset Manager’s Guide to Swap Trading in the New Regulatory World
Client Memorandum
March 5, 2013 U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear
Client Memorandum
March 1, 2013 Swap Reporting: Who and When?
Futures Industry
March 1, 2013 Dodd-Frank Progress Report
February 25, 2013 Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin
Client Memorandum
February 15, 2013 FDIC Proposal on Foreign Branch Deposits: Dual Payability, Depositor Preference and Deposit Insurance
Client Memorandum
February 13, 2013 Strategic Growth Bancorp’s Acquisition and Recapitalization of Mile High Banks in a Section 363 Sale
Client Memorandum
February 1, 2013 Dodd-Frank Progress Report
January 28, 2013 Implications for the CFPB After the D.C. Circuit’s Recess Appointments Decision
Client Memorandum
January 23, 2013 FINRA Issues Voluntary Interim Form for Crowdfunding Portals
Client Memorandum
January 17, 2013 Basel Committee Revises Basel III Liquidity Coverage Ratio
Client Memorandum
January 14, 2013 U.S. Basel III Proposals: Infographic
BankDirector.com
January 7, 2013 Swaps Pushout Rule: OCC Prepared to Grant Two-Year Transition Period to Federal Insured Depository Institutions
Client Memorandum
January 3, 2013 SEC Adopts New Obligations for Broker-Dealers Regarding Lost Securityholders and Unresponsive Payees
Client Memorandum
January 3, 2013 Comment: 13 Regulatory Reform Predictions for ’13
January 2, 2013 Dodd-Frank Progress Report
Client Newsletter
December 27, 2012 CFTC Issues Final Cross-Border Swap Exemptive Order
Client memorandum
December 17, 2012 Visuals: Dodd-Frank Proposal for Foreign Banking Organizations
December 17, 2012 Dodd-Frank Enhanced Prudential Standards for Foreign Banking Organizations – Summary with Visuals
Client Memorandum

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