Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
August 11, 2015 Nuclear Deal with Iran Establishes Plan for Sanctions Relief
Client Memorandum
August 5, 2015 Insider Trading Update: Department of Justice Seeks Supreme Court Review of Second Circuit Case Deciding Reach of Insider Trading Law
Client Memorandum
July 29, 2015 The Role of Bankruptcy Reform in Addressing Too-Big-To-Fail

Subcommittee on Financial Institutions and Consumer Protection of the Senate Committee on Banking Housing, and Urban Affairs. July 29, 2015 (statement of Randall D. Guynn).

July 16, 2015 Dodd-Frank Turns Five
Client Newsletter
July 3, 2015 ESMA Assessment of Equivalence of Israeli Laws and Regulations on Prospectuses
Client Memorandum
June 24, 2015 SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement
Client Memorandum
June 23, 2015 Market Regulation: A Look Back, and a Look Forward
Podcast
June 12, 2015 Volcker Prop Trading Provisions: How Firms Are Preparing
compliancereporter.com, Vol. XXII, No. 12, June 15, 2015
June 12, 2015 How to Implement Payments to Unregistered Persons Rule
compliancereporter.com, Vol. XXII, No. 10, May 18, 2015
June 5, 2015 New York’s Final "BitLicense" Rule: Overview and Changes from the July 2014 Proposal
Client Memorandum
June 1, 2015 SEC Re-Proposes Rules on Arranging, Negotiating or Executing Security-Based Swaps in the United States
Client Newsletter
May 11, 2015 Department of Labor – Fiduciary Advice Definition and Conflict of Interest Rule
Client Memorandum
April 6, 2015 FINRA Issues Regulatory Notices on Algorithmic Trading Strategies
Client Memorandum
April 2, 2015 SEC Announces Enforcement Action Against Restrictive Language in Confidentiality Agreements
Client Memorandum
April 1, 2015 Dodd-Frank Progress Report: First Quarter 2015
Client Newsletter
March 24, 2015 Implications of the SEC’s Plans to Amend Rule 15b9-1
Traders Magazine
March 20, 2015 Structural Solutions: Blinded by Volcker, Vickers, Liikanen, Glass Steagall and Narrow Banking

Guynn, Randall D. and Kenadjian, Patrick, Too Big to Fail III: Structural Reform Proposals: Should we Break up the Banks? (De Gruyter, March 2015)

March 2, 2015 SEC Issues Reporting Rules for Security-Based Swaps
Client Memorandum
February 18, 2015 Proxy Access – a Decision Framework
Client Memorandum
January 27, 2015 SDNY Issues Novel Opinion Holding that Out-of-Court Restructurings May Violate Noteholder Rights Under the Trust Indenture Act
Client Memorandum
January 23, 2015 New Procedures for Shortened Debt Tender Offers; Relief Extended to High-Yield Debt
Client Memorandum
January 20, 2015 Impacts and Implications of the CFTC’s Emerging Clearinghouse Exemptive Program
Traders Magazine
January 9, 2015 UK Takeover Code – Post-Offer Statements and Miscellaneous Changes
Client Memorandum
January 6, 2015 CFTC Staff Issues CCO Annual Report Guidance and Related Deadline Extension
Client Memorandum
January 5, 2015 Regulatory Predictions for 2015
Financial Times
January 5, 2015 Dodd-Frank Progress Report
Client Newsletter
December 21, 2014 Delaware Supreme Court Reverses Preliminary Injunction Requiring Go-Shop; Reaffirms “No Single Blueprint” to Satisfy Revlon Duties
Client Memorandum
December 17, 2014 Swaps Pushout Provision Amended: Pushout Requirement in Section 716 Now Limited to Certain ABS Swaps
Client Memorandum
December 11, 2014 FINRA Proposes to Amend Existing Equity Research Rules and Establish New Debt Research Rule
Client Memorandum
December 11, 2014 Insider Trading: U.S. Court of Appeals (Second Circuit) Vacates Convictions, Clarifies Requirements of Tippee Liability
Client Memorandum
December 4, 2014 SEC Adopts Regulation SCI to Strengthen Securities Market Infrastructure
Client Memorandum
December 1, 2014 Dodd-Frank Progress Report
Client Newsletter
December 1, 2014 European Regulatory Snapshot: CRD IV Bonus Cap Likely Set to Stay
Client Memorandum
November 10, 2014 New York’s Proposed BitLicense Regime: Summary of Published Comments and Expected Changes
Client Memorandum
November 7, 2014 Risk Governance: Visual Memorandum on Final Guidelines Issued by the OCC
Client Memorandum
November 6, 2014 Framing the Too Big To Fail Problem: The Path to a Solution
Across the Great Divide: New Perspectives on the Financial Crisis, Chapter 13
Martin Neil Baily & John B. Taylor, eds., Hoover Institution & Brookings Institution, 2014
November 3, 2014 Dodd-Frank Progress Report
Client Newsletter
October 30, 2014 FINRA Proposes New "CARDS" Data Collection System
Client Memorandum
October 15, 2014 CFTC Re-Proposes Uncleared Swap Margin Rules
Client Memorandum
October 13, 2014 FINRA Files New Rules Governing Member Payments to Unregistered Persons
Client Memorandum
October 7, 2014 Recent Anti-Inversion Guidance Has Meaningful Implications for Insurance Companies
Client Memorandum
October 1, 2014 Dodd-Frank Progress Report
Client Newsletter
September 29, 2014 The Marketplace Awaits Regulation SCI
Traders Magazine
September 23, 2014 U.S. Basel III Liquidity Coverage Ratio Final Rule
Client Memorandum
September 16, 2014 SEC Proposes to Exempt Certain Communications Involving Security-Based Swaps from Securities Act Registration
Client Memorandum
September 15, 2014 Regulators Re-Propose Uncleared Swap Margin, Capital and Segregation Rules for Swap Entities
Client Memorandum
September 15, 2014 Weak Consumer Exams Are Holding Up M&A Deals
Bank Director, September 15, 2014
September 12, 2014 Supplementary Leverage Ratio
Client Memorandum
September 4, 2014 European Regulatory Snapshot: Remuneration in the Financial Services Industry 2014
Client Memorandum
September 2, 2014 Dodd-Frank Progress Report
Client Newsletter

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