Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
November 3, 2008 US Government Capital Injections – Important Changes from the Term Sheet
Client Memorandum
October 30, 2008 In re Bilski: Federal Circuit Narrows Patentability of Business Methods
Client Newsflash
October 27, 2008 Temporary Liquidity Guarantee Program: FDIC Interim Rule
Client Memorandum
October 21, 2008 SEC Adopts Final Short Sale Rules
Client Memorandum
October 20, 2008 SEC Issues Interim Final Temporary Rule Extending Short Sale Reporting
Client Newsflash
October 15, 2008 Emergency Economic Stabilization Act of 2008: US Government Capital Injections
Client Memorandum
October 4, 2008 Emergency Economic Stabilization Act of 2008
Client Memorandum
October 3, 2008 SEC Extends Short Sale Emergency Orders
Client Newsflash
September 24, 2008 New York and SEC Move to Regulate Credit Default Swaps
Client Newsflash
September 23, 2008 Fed Relaxes Traditional Control Rules for Private Equity and Other Minority Investments in Banks and Bank Holding Companies
Client Newsflash
September 22, 2008 US Treasury Proposal Regarding Troubled Assets
Client Memorandum
September 22, 2008 SEC Amends Order Temporarily Banning Short Sales of Financial Companies to Modify Scope of Covered Securities and Expand Exemption for Derivatives Market Makers
Client Newsflash
September 22, 2008 New Short Sale Reporting Requirements
Client Newsflash
September 19, 2008 SEC Issues Order Temporarily Banning Short Sales of Public Securities of 799 Financial Companies
Client Newsflash
September 18, 2008 SEC Issues New Rules on Naked Short Sales and Plans Further Actions to Combat Market Abuses
Client Newsflash
August 1, 2008 Treasury Encourages Development of Covered Bonds in the U.S. and Issues “Best Practices"
Client Memorandum
July 17, 2008 SEC Issues Emergency Order Restricting the "Naked" Short Selling of Fannie Mae, Freddie Mac and Certain Other Substantial Financial Firms
Client Newsflash
July 9, 2008 SEC Proposes to Liberalize Exchange Act Rule 15a-6 Concerning U.S. Activities of Non-U.S. Broker-Dealers
Client Memorandum
June 24, 2008 SEC Proposes New Rating Agency Rules
Client Memorandum
June 13, 2008 Court Requires Activist Hedge Funds to Disclose Swaps in CSX
Client Newsflash
June 9, 2008 FINRA Proposes Amendments to Supervision Rules
Client Memorandum
May 23, 2008 FINRA Updates Options Rules, Requiring Firms to Modify Compliance and Supervisory Policies and Procedures
Client Memorandum
April 30, 2008 FINSA Proposed Regulations
Client Memorandum
March 31, 2008 Paulson Proposes Financial Regulatory Overhaul
Client Memorandum
March 24, 2008 Proposed Amendments to Regulation S-P Imposing New Compliance Burdens on Registered Broker-Dealers and Other SEC-Regulated Entities
Client Memorandum
March 21, 2008 FinCEN Clarifies the Obligations of Clearing Firms Under the Customer Identification Program Rule
Client Newsflash
March 5, 2008 SEC Proposes New Antifraud Rule to Combat "Abusive" Naked Short Selling
Client Newsflash
January 2, 2008 Delaware Court Upholds Cerberus's Right To Walk Away From URI, While Tennessee Court Orders Finish Line to Complete Acquisition of Genesco
Client Newsflash
January 1, 2000 Sector Specific vs. Unified Regulation: Contrasts in Regulation
Trading the Future (The Futures and Options Association, 2000)
October 1, 1999 Mutual Funds and Derivatives: Defining the Regulatory Boundaries
Futures and Derivatives Law Report, October 1999 and November 1999
August 1, 1999 Hedge Fund Scrutiny Continues
Futures Industry Magazine
January 1, 1999 Offshore Commodity Funds: Leveraged Growth
The Chancellor Offshore Funds Manual
January 1, 1999 Commodity Pools
Financial Product Fundamentals
PLI 1999
January 1, 1997 Hedge Funds in the 1990's: Private Risk Taking; Public Consequences?
The Financial Services Revolution: Understanding the Changing Roles of Banks, Mutual Funds and Insurance Companies
Irwin, 1997
January 1, 1997 Banking and Technology
University of North Carolina Law School Banking Law Institute, Volume 1, page 37
October 1, 1996 Article 2 of the UCC and Futures Contracts
Nineteenth Annual Commodities Law Institute and Fifth Annual Financial Services Law Institute
Chicago-Kent College of Law
March 1, 1996 The Perils of Success: Public Polilcy Issues Presented by Hedge Funds
16 Futures and Derivatives Law Report
February 1, 1996 Modernizing Securities Ownership, Transfer and Pledging Laws
Capital Markets Forum, International Bar Association
January 1, 1995 Commodity Trading Advisor Regulation
ALIABA Course of Study Materials
Investment Adviser Regulation
January 1, 1989 The Regulation of Hybrid Products and Other Off Exchange Instruments Under the Commodity Exchange Act
ALIABA Course of Study Materials, Broker Dealer Regulation

Pages

Insights Search: