Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
May 22, 2010 Summary of the Restoring American Financial Stability Act, Passed by the Senate on May 20, 2010
Client Memorandum
April 29, 2010 A Nice Step Forward: New Q&As on the FDIC’s Policy Statement for Failed Bank Acquisitions
Client Memorandum
April 20, 2010 SEC Proposes Large Trader Reporting System
Client Memorandum
April 19, 2010 SEC’s Latest Market Structure Initiative: Proposed Limitation on Options Market Access Fees
Client Memorandum
April 1, 2010 The SEC's New Short Sale Rule: Implications and Ambiguities
Securities Market
Insights, Vol. 24, No. 4, April 2010
March 23, 2010 Summary of Manager’s Amendment to the March Dodd Bill
Client Newsflash
March 19, 2010 Modifications to Global Research Settlement Pave Way for Chaperoned Research and Investment Banking Participation in Joint Due Diligence Sessions
Client Newsflash
March 17, 2010 Summary of the March 15, 2010 Draft of the Restoring American Financial Stability Act, Introduced by Senator Christopher Dodd (D-CT)
Client Memorandum
March 11, 2010 New “PROP Trading Act” Would Expand “Volcker” Prohibitions
Client Memorandum
March 8, 2010 The SEC’s New Short Sale Rule: Implications and Ambiguities
Client Memorandum
March 4, 2010 Treasury Proposes “Volcker Rule” Legislative Text
Client Memorandum
March 1, 2010 Consolidation and Competition in the US Equity Markets
Capital Markets Law Journal 2010, Vol. 5, No. 2
February 24, 2010 SEC Approves New Short Sale Price Test
Client Newsflash
February 3, 2010 Emerging Trends in Compensation Regulation
The Review of Securities and Commodities Regulation, Vol. 43, No. 3
February 1, 2010 Say on Pay: une realite bientot francaise?
Decideurs: Strategie Finance Droit
February 1, 2010 FINRA Proposes Changes to New and Continuing Membership Application Processes
Client Memorandum
January 27, 2010 SEC Proposes Rule Regarding Sponsored Access
Client Memorandum
January 25, 2010 President Obama Proposes Size and Activities Limits for Financial Institutions
Client Memorandum
January 22, 2010 FINRA Proposes Changes to Personnel Registration Requirements
Client Memorandum
January 19, 2010 SEC Issues Concept Release on Equity Market Structure
Client Memorandum
January 15, 2010 President Obama Proposes Tax on Large Financial Firms
Client Newsflash
January 13, 2010 The FDIC Seeks Public Comment on Whether to Incorporate Compensation Programs into the Risk-Based Deposit Insurance Assessment System
Client Newsflash
January 12, 2010 FDIC and Private Capital: Moving the Goal Lines
Client Memorandum
December 15, 2009 Summary of the Wall Street Reform and Consumer Protection Act Passed by the House of Representatives, December 11, 2009
Client Memorandum
December 10, 2009 FINRA Proposes New Rules Governing Member Payments to Unregistered Broker-Dealers
Client Memorandum
December 1, 2009 De l'intervention sur les titres en periode d'offre
Decideurs: Strategie Finance Droit
November 21, 2009 Key Amendments to the Financial Stability Improvement Act of 2009 to the Committee Print, through 11/19/09
November 17, 2009 SEC Proposes Additional Transparency for “Dark Pools” and Intends to Issue Additional Market Structure Proposals and Concept Release Soon
Client Memorandum
November 13, 2009 Summary of the Restoring American Financial Stability Act of 2009, Introduced by Senator Christopher Dodd (D-CT) November 10, 2009 Discussion Draft
Client Memorandum
November 12, 2009 The House and Senate Debate Resolution Authority
Client Memorandum
November 9, 2009 Investor Protection Act Passes House Financial Services Committee
Client Memorandum
October 29, 2009 Competing Over-the-Counter Derivatives Bills Progress Through the House
Client Memorandum
October 28, 2009 Consumer Financial Protection Agency Act Clears House Financial Services Committee
Client Memorandum
October 27, 2009 Federal Reserve Proposed Guidance: Aligning Incentive Compensation with Safety and Soundness Concerns
Client Memorandum
October 20, 2009 SEC and CFTC Release Joint Report on Harmonization of Regulation
Client Newsflash
October 6, 2009 Representative Frank Releases Discussion Draft for Over-the-Counter Derivatives Reform
Client Memorandum
October 6, 2009 Representative Kanjorski Releases Investor Protection, Private Investment Fund Advisers Registration and Federal Insurance Office Proposals
Client Memorandum
October 2, 2009 FINRA Proposes Amendments to Communications Rules, Including New Pre-Filing Requirements for Structured Products Communications
Client Memorandum
September 29, 2009 Insolvency and Restructuring Update
In re Lehman Brothers Holdings, Inc.
September 24, 2009 The Davis Polk Financial Crisis Manual
A Guide to the Laws, Regulations and Contracts of the Financial Crisis
September 21, 2009 SEC Proposes to Ban “Flash” Orders; Announces Broad Review of Market Structure Issues
Client Newsflash
September 1, 2009 The Bear "Naked" Truth: Short Sales and Rumors
Practical Compliance & Risk Management for the Securities Industry
September 1, 2009 Restructuring and Liquidation of U.S. Financial Institutions
Global Financial Crisis: Navigating and Understanding the Legal and Regulatory Aspects
August 31, 2009 Short Sales: SEC Staff Provides Guidance on Short Sale Order-Marking Issues, Updates Regulation SHO FAQs
Client Newsflash
August 31, 2009 FDIC Extends Cautious Welcome To Private Capital Investments In Failed Banks
Client Memorandum
August 17, 2009 Obama Administration Proposes Sweeping Legislation to Regulate Over-The-Counter Derivatives
Client Newsflash
August 10, 2009 Davis Polk Comment Letter on the FDIC's Proposed Policy Statement on Private Equity
Comment Letter
August 6, 2009 SEC Announces Significant Enforcement Initiatives
Client Newsflash
August 3, 2009 Killing the Golden Goose? The FDIC's Proposed Policy Statement on Private Equity
Davis Polk Web Forum
July 28, 2009 Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives
Client Newsflash

Pages

Insights Search: