Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
May 9, 2018 President Trump Withdraws from Iran Deal, U.S. Sanctions to “Snap Back” After Limited Wind-down Period
Client Memorandum
May 7, 2018 SEC Proposes Enhanced Standards for Advice to Retail Investors
Client Memorandum
April 10, 2018 FinCEN Issues Frequently Asked Questions Regarding Its Customer Due Diligence Rule
Client Memorandum
March 28, 2018 Senate Bipartisan Banking Bill to Rebalance the Financial Regulatory Landscape
Client Memorandum
January 23, 2018 Six US Market Regulation Predictions for 2018

Financial Times, January 19, 2018

January 16, 2018 Trends and Updates in the CFIUS Space
Client Memorandum
December 21, 2017 Final QFC Stay Rules Visual Memorandum
Client Memorandum
December 21, 2017 Securities Fraud Class Action Suits Following Cyber Breaches: The Trickle Before the Wave
Client Memorandum
December 18, 2017 France to Allow the Use of Blockchain Technology for Unlisted Securities
Client Memorandum
December 18, 2017 La France révolutionne la représentation et la transmission de titres non cotés en autorisant le recours à la technologie blockchain
Client Memorandum
November 6, 2017 SEC Issues Three No-Action Letters to Facilitate Cross-Border Implementation of MiFID II's Research Provisions
Client Memorandum
November 2, 2017 FINRA Establishes New Registration and Qualification Requirements
Client Memorandum
October 16, 2017 President Trump Decertifies the Iran Deal – What Happens Next?
Client Memorandum
October 11, 2017 Review of Volcker Rule Comment Letters
Client Memorandum
September 20, 2017 So, Now You Own a Broker-Dealer!
Client Memorandum
August 21, 2017 U.S. Banking Agencies Clarify Capital Treatment of Cleared Derivatives with Settled-to-Market Variation Margin
Client Memorandum
August 14, 2017 The Federal Reserve Breathes Fresh Air into Its Corporate Governance Guidance
Client Memorandum
August 10, 2017 D.C. Circuit Raises the Bar on SEC Review of SRO Rule Filings—May Further Slow Pace of Agency Actions
Client Memorandum
August 8, 2017 What Happens if the CFPB Arbitration Rule Isn't Overturned? - Ten Practical Tips to Think About Now
Client Memorandum
August 4, 2017 The Countering America’s Adversaries Through Sanctions Act Becomes Law
Client Memorandum
August 2, 2017 OCC Seeks Input on Volcker Regulation Reforms
Client Memorandum
July 27, 2017 SEC Confirms That Some Initial Coin Offerings Are Illegal Unregistered Securities Offerings
Client Memorandum
July 25, 2017 France’s Reform Agenda: Overview of Key Announcements
Client Memorandum
July 24, 2017 FCA Consultation on a New Category of Premium Listing for Sovereign Controlled Companies
Client Memorandum
July 14, 2017 Treasury Report on Regulatory Reform: Key Recommendations and Initial Regulatory Responses on Capital, Stress Testing and Liquidity
Client Memorandum
June 27, 2017 Regulatory Reform for Mid-Sized and Regional Banks: Where Are We at Mid-Year?
Client Memorandum
June 26, 2017 Issue 12: Lex et Brexit — Supervisory Convergence in Financial Services and Proposals Amend the EMIR Supervisory Regime
Client Newsletter
May 15, 2017 CFTC’s Project KISS Gets Underway: Giancarlo Makes the First Move
Client Memorandum
May 8, 2017 Financial CHOICE Act 2.0 Passes House Financial Services Committee
Client Memorandum
April 27, 2017 FINRA Proposes Desk Commentary Safe Harbor
Client Memorandum
April 5, 2017 Issue 11: Lex et Brexit — Cross-border models for financial services and SEs and cross-border mergers
Client Newsletter
February 7, 2017 ESMA Practical Guide to National Rules on Notifications of Major Shareholdings Across EEA under the Transparency Directive
Client Memorandum
January 30, 2017 Issue 10: Lex et Brexit — The Miller Case and Brexit for Benchmark Administrators in the UK
Client Newsletter
January 26, 2017 Comparison of Legislation in the 115th Congress Affecting the Rulemaking Process
Client Memorandum
January 19, 2017 Eight US Regulatory Predictions for 2017

Financial Times, January 13, 2017

January 11, 2017 Federal Reserve’s Final Rule on TLAC, Eligible LTD and Clean Holding Company Requirements
Client Memorandum
December 20, 2016 SEC Approves Consolidated Audit Trail Plan
Client Memorandum
December 12, 2016 Predictions on Possible Changes to and Timing of the Dodd-Frank Executive Compensation Provisions
Client Memorandum
December 9, 2016 Beyond FinTech: The OCC's Special Purpose National Bank Charter
Client Memorandum
December 2, 2016 Setting the Stage for Comprehensive Tax Reform
Client Memorandum
November 30, 2016 Issue 9: Lex et Brexit — The Cliff Edge and New Proposals for EU Intermediate Holding Companies
Client Newsletter
November 30, 2016 Sanctions Update: The Iran Nuclear Deal in the Trump Administration and the 115th Congress
Client Memorandum
November 17, 2016 The Trump Transition and Possible Directions for Financial Regulatory Reform
Client Memorandum
November 11, 2016 FINRA's Approval Requirement: Considerations for Non-US Acquirers of US Broker-Dealers

International Finanancial Law Review, November 2016

November 4, 2016 Brexit: Article 50 and the Miller Case
Client Memorandum
October 31, 2016 Banking Regulators Float Broad Cyber Risk Approach
Client Memorandum
October 24, 2016 Issue 8: Lex et Brexit — The Law and Brexit
Client Newsletter
October 19, 2016 Security-Based Swap Implementation Timing Update
Client Memorandum
October 17, 2016 What's Next for PHH v. CFPB?
Client Memorandum
October 13, 2016 New York State Department of Financial Services Proposes New Cybersecurity Regulations
Client Memorandum

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