Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
January 22, 2020 CFIUS Issues Final FIRRMA Regulations
Client Memorandum
January 22, 2020 CFTC Staff Clarifies Guidance Regarding CCO Annual Reports
Client Memorandum
January 21, 2020 House Passes 8-K Trading Gap Act
Client Memorandum
January 17, 2020 Federal Banking Agencies Recognize the Rise of Index Funds and Passive Investing
Client Memorandum
January 16, 2020 Encouraging Innovation: Brokered Deposits—What Fintechs Need to Know to Partner with Banks under the FDIC’s Proposed Regulations
Client Memorandum
January 15, 2020 FSOC Shift to an Activities-Based Approach Signals an Emphasis on the Risks to Financial Stability from Digital Transformation
Client Memorandum
January 14, 2020 “Maximum Pressure” to the Max: United States Sanctions Additional Sectors of Iran’s Economy
Client Memorandum
January 13, 2020 Financial Institutions Enforcement Update
Client Memorandum
January 8, 2020 The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption
Client Memorandum
January 6, 2020 Davis Polk Financial Services Regulatory Reform Tool—2020 Vision Edition
Client Memorandum
December 18, 2019 CFTC Staff Issues Guidance Regarding CCO Annual Reports
Client Memorandum
December 13, 2019 FinCEN Director Highlights Value of BSA Reporting; Focuses on Persistent Beneficial Ownership Information Gap
Client Memorandum
November 21, 2019 Final Tailoring Rules for U.S. Banking Organizations
Client Memorandum
November 18, 2019 Leaning into Fairness: Executive Order On Enforcement
Client Memorandum
November 14, 2019 SEC Describes Active Enforcement Program and Focus on Corporate Conduct in 2019 Annual Report
Client Memorandum
November 14, 2019 Recent Delaware Cases Reinforce Director Accountability for Risk Oversight
Client Memorandum
November 12, 2019 Blockchain & Cryptocurrency Regulation: France

Global Legal Insights – Blockchain & Cryptocurrency Regulation 2020

November 4, 2019 Supreme Court to Review SEC’s Authority to Seek Disgorgement
Client Memorandum
October 17, 2019 Leaning Into Transparency: Executive Order on Guidance
Client Memorandum
October 14, 2019 A New Framework for Resolution Plans
Client Memorandum
October 11, 2019 "Off the Rack": Federal Reserve Finalizes Tailoring Rules with Few Changes
Client Memorandum
October 8, 2019 U.S. Prudential Regulators Expected to Propose Amendments to Swap Margin Rule
Client Memorandum
September 24, 2019 Proposed Cannabis Legislation: Three Different Paths Before Congress
Client Memorandum
September 23, 2019 SEC Proposes an Update of Guide 3
Client Memorandum
September 17, 2019 First Thing We Do, Let’s Exclude All the Lawyers

Business Law Today

September 11, 2019 Volcker Rule 2019 Final Amendments: Summary and Proprietary Trading Flowcharts
Client Memorandum
September 5, 2019 Davis Polk Financial Services Regulatory Reform Tool – Fall Focus Edition
Client Memorandum
August 19, 2019 Davis Polk Comments on Federal Reserve’s Proposed Rule on Confidential Supervisory Information
Client Alert
August 9, 2019 Federal Reserve Announces Plan to Build Its Own Real-Time Gross Settlement System for Retail Payments
Client Memorandum
August 7, 2019 Second Round of Sanctions on the Russian Federation under Chemical and Biological Weapons Control and Warfare Elimination Act
Client Memorandum
July 24, 2019 Legal Interpretation Is Not Like Reading Poetry: How to Let Go of Ordinary Reading and Interpret the Legal Framework of the Regulatory State
Business Law Today
July 22, 2019 Banking and Cannabis — Updated Briefing on the SAFE Banking Act and STATES Act
Client Memorandum
July 22, 2019 Financial Action Task Force Issues Guidance for the Virtual Asset Sector
Client Memorandum
July 18, 2019 Chairman Jay Clayton Announces Change in SEC Waiver Process
Client Memorandum
July 17, 2019 Volcker Agencies Implement Small-Bank Exclusion and Name-Sharing Provisions of EGRRCPA
Client Memorandum
July 16, 2019 Davis Polk Comments on Federal Reserve’s Proposed Rule on Controlling Influence
Client Alert
July 12, 2019 SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions
Client Memorandum
July 12, 2019 Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules
Client Memorandum
June 27, 2019 Kisor v. Wilkie: Auer Deference Lives On, But In What Form?
Client Memorandum
June 26, 2019 SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption
Client Memorandum
June 26, 2019 Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process
Client Memorandum
June 21, 2019 Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations
Client Memorandum
June 20, 2019 10th Edition of The Banking Regulation Review
United States Chapter of the 10th Edition of The Banking Regulation Review
June 3, 2019 Davis Polk Financial Services Regulatory Reform Tool–Summer Spotlight Edition
Client Memorandum
May 7, 2019 Getting the Deal Through: Financial Services Compliance 2019

Law Business Research Ltd., April 2019

May 6, 2019 Digital and Digitized Assets: Federal and State Jurisdictional Issues

American Bar Association, March 2019

May 2, 2019 Fed Panel Floats New Floater Fallback Language to Address Future Loss of LIBOR
Client Memorandum
May 2, 2019 Federal Reserve’s Proposed Rule on Controlling Influence: A Step in the Right Direction
Client Memorandum
April 16, 2019 Banking and Cannabis — Updated Briefing on the SAFE Banking Act and STATES Act
Client Memorandum
March 1, 2019 Davis Polk Financial Services Regulatory Reform Tool–New Congress Edition
Client Memorandum

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