Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
October 11, 2019 "Off the Rack": Federal Reserve Finalizes Tailoring Rules with Few Changes
Client Memorandum
October 8, 2019 U.S. Prudential Regulators Expected to Propose Amendments to Swap Margin Rule
Client Memorandum
September 24, 2019 Proposed Cannabis Legislation: Three Different Paths Before Congress
Client Memorandum
September 23, 2019 SEC Proposes an Update of Guide 3
Client Memorandum
September 17, 2019 First Thing We Do, Let’s Exclude All the Lawyers

Business Law Today

September 11, 2019 Volcker Rule 2019 Final Amendments: Summary and Proprietary Trading Flowcharts
Client Memorandum
September 5, 2019 Davis Polk Financial Services Regulatory Reform Tool – Fall Focus Edition
Client Memorandum
August 19, 2019 Davis Polk Comments on Federal Reserve’s Proposed Rule on Confidential Supervisory Information
Client Alert
August 9, 2019 Federal Reserve Announces Plan to Build Its Own Real-Time Gross Settlement System for Retail Payments
Client Memorandum
August 7, 2019 Second Round of Sanctions on the Russian Federation under Chemical and Biological Weapons Control and Warfare Elimination Act
Client Memorandum
July 24, 2019 Legal Interpretation Is Not Like Reading Poetry: How to Let Go of Ordinary Reading and Interpret the Legal Framework of the Regulatory State
Business Law Today
July 22, 2019 Banking and Cannabis — Updated Briefing on the SAFE Banking Act and STATES Act
Client Memorandum
July 22, 2019 Financial Action Task Force Issues Guidance for the Virtual Asset Sector
Client Memorandum
July 18, 2019 Chairman Jay Clayton Announces Change in SEC Waiver Process
Client Memorandum
July 17, 2019 Volcker Agencies Implement Small-Bank Exclusion and Name-Sharing Provisions of EGRRCPA
Client Memorandum
July 16, 2019 Davis Polk Comments on Federal Reserve’s Proposed Rule on Controlling Influence
Client Alert
July 12, 2019 Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules
Client Memorandum
July 12, 2019 SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions
Client Memorandum
June 27, 2019 Kisor v. Wilkie: Auer Deference Lives On, But In What Form?
Client Memorandum
June 26, 2019 SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption
Client Memorandum
June 26, 2019 Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process
Client Memorandum
June 21, 2019 Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations
Client Memorandum
June 20, 2019 10th Edition of The Banking Regulation Review
United States Chapter of the 10th Edition of The Banking Regulation Review
June 3, 2019 Davis Polk Financial Services Regulatory Reform Tool–Summer Spotlight Edition
Client Memorandum
May 7, 2019 Getting the Deal Through: Financial Services Compliance 2019

Law Business Research Ltd., April 2019

May 6, 2019 Digital and Digitized Assets: Federal and State Jurisdictional Issues

American Bar Association, March 2019

May 2, 2019 Fed Panel Floats New Floater Fallback Language to Address Future Loss of LIBOR
Client Memorandum
May 2, 2019 Federal Reserve’s Proposed Rule on Controlling Influence: A Step in the Right Direction
Client Memorandum
April 16, 2019 Banking and Cannabis — Updated Briefing on the SAFE Banking Act and STATES Act
Client Memorandum
March 1, 2019 Davis Polk Financial Services Regulatory Reform Tool–New Congress Edition
Client Memorandum
February 24, 2019 What Should Be Disclosed in an Initial Coin Offering?

Oxford University Press (2019)

February 8, 2019 Proposed U.S. Federal Cannabis Legislation: Briefing on the SAFE Act and STATES Act
Client Memorandum
January 22, 2019 Five US market regulation forecasts for 2019

Financial Times

December 11, 2018 What Comes Next with Respect to CRA Reform
ABA Business Law Today
December 10, 2018 A New Cut: Federal Reserve and U.S. Banking Agencies Propose Tailored Regulatory Framework
Client Memorandum
November 21, 2018 Issue 13: Lex et Brexit — The Law and Brexit
Client Memorandum
November 19, 2018 Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition
Client Memorandum
November 8, 2018 SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors
Client Memorandum
November 6, 2018 U.S. Government Fully Re-Imposes Iran Sanctions, Announces “Unprecedented” Sanctions Effort
Client Memorandum
November 6, 2018 Federal Reserve Finalizes New Supervisory Ratings System for Large Financial Institutions
Client Memorandum
October 26, 2018 The New Populist Movement in Antitrust: Could it Change the Status Quo and Does it Threaten American Businesses?
Client Memorandum
October 16, 2018 CFIUS Pilot Program Implements FIRRMA Reforms Targeting Certain “Critical Technologies” and Requiring Mandatory Declarations
Client Memorandum
September 18, 2018 Blockchain & Cryptocurrency Regulation: France

Global Legal Insights – Blockchain & Cryptocurrency Regulation 2019

September 17, 2018 Davis Polk Financial Services Regulatory Reform Tool — Fall Focus Edition
Client Memorandum
August 21, 2018 SEC Adopts New Transparency Requirements for NMS Stock Alternative Trading Systems
Client Memorandum
August 14, 2018 Federal Banking Regulators Can and Should Resolve Madden and True Lender Developments
White Paper
August 13, 2018 New CFIUS Legislation Enacted
Client Memorandum
August 9, 2018 Financial Regulation: Law and Policy, 2d
August 8, 2018 Getting the Deal Through: Financial Services Compliance

Law Business Research Ltd., August 2018

July 5, 2018 CFTC Proposes Maintaining Swap Dealer De Minimis Registration Threshold at $8 Billion with Expanded Exceptions
Client Memorandum

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