Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
June 26, 2019 SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption
Client Memorandum
June 26, 2019 Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process
Client Memorandum
June 21, 2019 Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations
Client Memorandum
June 20, 2019 10th Edition of The Banking Regulation Review
United States Chapter of the 10th Edition of The Banking Regulation Review
June 3, 2019 Davis Polk Financial Services Regulatory Reform Tool–Summer Spotlight Edition
Client Memorandum
May 7, 2019 Getting the Deal Through: Financial Services Compliance 2019

Law Business Research Ltd., April 2019

May 6, 2019 Digital and Digitized Assets: Federal and State Jurisdictional Issues

American Bar Association, March 2019

May 2, 2019 Federal Reserve’s Proposed Rule on Controlling Influence: A Step in the Right Direction
Client Memorandum
May 2, 2019 Fed Panel Floats New Floater Fallback Language to Address Future Loss of LIBOR
Client Memorandum
April 16, 2019 Banking and Cannabis — Updated Briefing on the SAFE Banking Act and STATES Act
Client Memorandum
March 1, 2019 Davis Polk Financial Services Regulatory Reform Tool–New Congress Edition
Client Memorandum
February 8, 2019 Proposed U.S. Federal Cannabis Legislation: Briefing on the SAFE Act and STATES Act
Client Memorandum
January 22, 2019 Five US market regulation forecasts for 2019

Financial Times

December 11, 2018 What Comes Next with Respect to CRA Reform
ABA Business Law Today
December 10, 2018 A New Cut: Federal Reserve and U.S. Banking Agencies Propose Tailored Regulatory Framework
Client Memorandum
November 21, 2018 Issue 13: Lex et Brexit — The Law and Brexit
Client Memorandum
November 19, 2018 Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition
Client Memorandum
November 8, 2018 SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors
Client Memorandum
November 6, 2018 U.S. Government Fully Re-Imposes Iran Sanctions, Announces “Unprecedented” Sanctions Effort
Client Memorandum
November 6, 2018 Federal Reserve Finalizes New Supervisory Ratings System for Large Financial Institutions
Client Memorandum
October 26, 2018 The New Populist Movement in Antitrust: Could it Change the Status Quo and Does it Threaten American Businesses?
Client Memorandum
October 16, 2018 CFIUS Pilot Program Implements FIRRMA Reforms Targeting Certain “Critical Technologies” and Requiring Mandatory Declarations
Client Memorandum
September 18, 2018 Blockchain & Cryptocurrency Regulation: France

Global Legal Insights – Blockchain & Cryptocurrency Regulation 2019

September 17, 2018 Davis Polk Financial Services Regulatory Reform Tool — Fall Focus Edition
Client Memorandum
August 21, 2018 SEC Adopts New Transparency Requirements for NMS Stock Alternative Trading Systems
Client Memorandum
August 14, 2018 Federal Banking Regulators Can and Should Resolve Madden and True Lender Developments
White Paper
August 13, 2018 New CFIUS Legislation Enacted
Client Memorandum
August 8, 2018 Getting the Deal Through: Financial Services Compliance

Law Business Research Ltd., August 2018

July 5, 2018 Davis Polk Financial Services Regulatory Reform Tool — Summer Beach Read Edition
Client Memorandum
July 5, 2018 CFTC Proposes Maintaining Swap Dealer De Minimis Registration Threshold at $8 Billion with Expanded Exceptions
Client Memorandum
June 25, 2018 Supreme Court Holds that SEC Administrative Law Judges Have Been Unconstitutionally Appointed in Decision that is Likely to Have Far-Reaching Impact
Client Memorandum
June 18, 2018 Proposed Amendments to the Volcker Rule Regulations
Client Memorandum
June 18, 2018 The Federal Reserve’s Proposed Governance Guidance for Boards and Management and Proposed Large Financial Institution Rating System
Client Memoranda
May 22, 2018 Bipartisan Banking Act Will Rebalance the Financial Regulatory Landscape
Client Memorandum
May 16, 2018 Banking Regulators’ Examination Authority Does Not Override Attorney-Client Privilege
Client Memorandum
May 9, 2018 President Trump Withdraws from Iran Deal, U.S. Sanctions to “Snap Back” After Limited Wind-down Period
Client Memorandum
May 7, 2018 SEC Proposes Enhanced Standards for Advice to Retail Investors
Client Memorandum
April 10, 2018 FinCEN Issues Frequently Asked Questions Regarding Its Customer Due Diligence Rule
Client Memorandum
March 28, 2018 Senate Bipartisan Banking Bill to Rebalance the Financial Regulatory Landscape
Client Memorandum
January 23, 2018 Six US Market Regulation Predictions for 2018

Financial Times, January 19, 2018

January 16, 2018 Trends and Updates in the CFIUS Space
Client Memorandum
December 21, 2017 Final QFC Stay Rules Visual Memorandum
Client Memorandum
December 21, 2017 Securities Fraud Class Action Suits Following Cyber Breaches: The Trickle Before the Wave
Client Memorandum
December 18, 2017 France to Allow the Use of Blockchain Technology for Unlisted Securities
Client Memorandum
December 18, 2017 La France révolutionne la représentation et la transmission de titres non cotés en autorisant le recours à la technologie blockchain
Client Memorandum
November 6, 2017 SEC Issues Three No-Action Letters to Facilitate Cross-Border Implementation of MiFID II's Research Provisions
Client Memorandum
November 2, 2017 FINRA Establishes New Registration and Qualification Requirements
Client Memorandum
October 16, 2017 President Trump Decertifies the Iran Deal – What Happens Next?
Client Memorandum
October 11, 2017 Review of Volcker Rule Comment Letters
Client Memorandum
September 20, 2017 So, Now You Own a Broker-Dealer!
Client Memorandum

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