Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
September 22, 2020 SEC Finalizes Guide 3 Replacement
Client Memorandum
July 20, 2020 U.S. Prudential Regulators Finalize Amendments to Swap Margin Rule
Client Memorandum
July 14, 2020 Volcker Rule: Updated Flowcharts
Client Memorandum
July 4, 2020 CARES Act: Relief for Nonprofit and Tax-Exempt Organizations – Updated
Client Memorandum
June 26, 2020 Final Volcker Rule 2.1 – Covered Funds
Client Memorandum
May 11, 2020 SEC Orders SROs to Implement Changes to NMS Plan Governance
Client Memorandum
April 27, 2020 The CARES Act for Gig Workers and Others Who Work for Themselves
Client Memorandum
April 2, 2020 SEC Proposes Changes to Market Data Infrastructure
Client Memorandum
March 27, 2020 CFTC Adopts Final Interpretation on the Actual Delivery Exception for Leveraged Retail Virtual Currency Transactions
Client Memorandum
March 17, 2020 CFTC Issues COVID-19 Related Relief for Futures and Swap Market Participants
Client Memorandum
February 20, 2020 Visual Memo: CFTC Proposes Amendments to Cross-Border Rules
Client Memorandum
February 13, 2020 Volcker 2.1: Visual Memo on Proposed Amendments to Volcker Rule Covered Fund Provisions
Client Memorandum
February 3, 2020 Volcker 2.1: Agencies Propose Revisions to Covered Fund Provisions
Client Memorandum
January 22, 2020 CFTC Staff Clarifies Guidance Regarding CCO Annual Reports
Client Memorandum
January 8, 2020 The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption
Client Memorandum
December 18, 2019 CFTC Staff Issues Guidance Regarding CCO Annual Reports
Client Memorandum
September 23, 2019 SEC Proposes an Update of Guide 3
Client Memorandum
July 12, 2019 Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules
Client Memorandum
June 21, 2019 Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations
Client Memorandum
May 2, 2019 Federal Reserve’s Proposed Rule on Controlling Influence: A Step in the Right Direction
Client Memorandum
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