Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
November 17, 2016 The Trump Transition and Possible Directions for Financial Regulatory Reform
Client Memorandum
August 31, 2016 Ninth Circuit Issues SOX Opinion—Approves Compensation Clawback Even for Executives Not Engaged in Misconduct
Client Memorandum
June 6, 2016 2nd Cir. Holds that the Federal Courts Lack Jurisdiction to Hear Attacks Against Ongoing SEC Administrative Proceedings
Client Memorandum
May 26, 2016 2d Cir. Reverses $1.3B Penalty, Finding That Countrywide Did Not Defraud Government
Client Memorandum
April 19, 2016 White Collar Update: DOJ Announces One-Year FCPA Self-Reporting Pilot Program
Client Memorandum
April 13, 2016 White Collar Update: D.C. Circuit Reaffirms Prosecutors’ Authority over Deferred Prosecution Agreements
Client Memorandum
February 23, 2016 SEC Decides Not to Pursue Clawback Actions Against Executives Who Reimbursed Company for Previously Paid Compensation
Client Memorandum
January 27, 2016 Corruption in 2015: Key Takeaways
Client Newsletter
January 25, 2016 White Collar Update: Supreme Court Will Decide Reach of Insider Trading Law
Client Memorandum
December 10, 2015 White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others
Client Memorandum
December 1, 2015 White Collar Update: DOJ Incorporates Yates Memo into U.S. Attorneys’ Manual
Client Memorandum
November 18, 2015 White Collar Update: The Department of Justice Retains Compliance Counsel Expert
Client Memorandum
September 28, 2015 CFTC Brings First Bitcoin Enforcement Action, Further Clarifying U.S. Regulatory Landscape for Virtual Currencies
Client Newsletter
September 24, 2015 Securities Litigation Update: Constitutional Challenges to SEC’s Administrative Courts Gain Momentum
Client Memorandum
September 15, 2015 Whistleblowers Who Report Alleged Wrongdoing Internally Are Entitled to Dodd-Frank’s Anti-Retaliation Protections
Client Memorandum
September 11, 2015 The Department of Justice Codifies Focus on Individuals in Corporate Cases
Client Memorandum
August 5, 2015 Insider Trading Update: Department of Justice Seeks Supreme Court Review of Second Circuit Case Deciding Reach of Insider Trading Law
Client Memorandum
June 24, 2015 SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement
Client Memorandum
April 2, 2015 SEC Announces Enforcement Action Against Restrictive Language in Confidentiality Agreements
Client Memorandum
December 11, 2014 Insider Trading: U.S. Court of Appeals (Second Circuit) Vacates Convictions, Clarifies Requirements of Tippee Liability
Client Memorandum
June 18, 2014 Whistleblower Update: SEC Resolves First Case Under New Authority to Bring Anti-Retaliation Claim
Client Memorandum
June 9, 2014 Recent Developments in Whistleblower Protections: Legal Analysis and Practical Implications
Client Memorandum
June 4, 2014 Second Circuit Vacates Judge Rakoff’s Rejection of Consent Settlement in SEC v. Citigroup Global Markets
Client Memorandum
May 21, 2014 FCPA Jurisprudence: U.S. Court of Appeals (11th Circuit) Defines “Instrumentality” Under the FCPA, Adopts Government’s View
Client Memorandum
March 26, 2014 D.C. District Court Orders Production of Internal Compliance Investigation Materials
Client Memorandum
March 24, 2014 Marubeni Corp. Pleads Guilty to FCPA Bribery Charges
Client Memorandum
October 7, 2013 Tone at the Top (of the SEC): Tough
Client Memorandum
April 4, 2013 SEC Explains How to Use Social Media for Regulation FD Compliance
Client Memorandum
March 5, 2013 U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear
Client Memorandum
January 18, 2013 Rule 10b5-1 Plans: What You Need to Know
November 16, 2012 DOJ and SEC Issue FCPA Guidance
Client Memorandum
October 9, 2012 OCIE Staff Report on Broker-Dealer Information Barrier Practices
Client Memorandum
August 23, 2012 SEC Announces First Whistleblower Program Award
Client Newsflash
June 22, 2012 CFPB Issues Final Rules Governing Enforcement Procedures and Practices
Client Alert
March 30, 2012 The STOCK Act: Implications for Trading on Political Intelligence
Client Memorandum
January 9, 2012 SEC Changes “Neither Admit Nor Deny” Practice for Criminal Conviction Cases
Client Newsflash
June 7, 2011 SEC Whistleblower Rules: What You Need to Know
Webcast
May 25, 2011 SEC Adopts Final Whistleblower Rules
Client Newsflash
November 10, 2010 SEC and DOJ Announce Resolutions of FCPA “Industry Sweep”; First SEC Charge Against a Non-U.S. Issuer for FCPA Violations
Client Newsflash
November 4, 2010 SEC Proposes Whistleblower Rules
Client Newsflash
October 21, 2010 Reg FD Enforcement Update: the Perils of Implied Messages
Client Newsflash
July 9, 2010 Davis Polk Regulatory Implementation Slides
Client Memorandum
July 9, 2010 Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010
Client Memorandum
June 2, 2010 Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues
Client Memorandum
May 22, 2010 Summary of the Restoring American Financial Stability Act, Passed by the Senate on May 20, 2010
Client Memorandum
March 17, 2010 Summary of the March 15, 2010 Draft of the Restoring American Financial Stability Act, Introduced by Senator Christopher Dodd (D-CT)
Client Memorandum
February 25, 2010 SEC Deputy Director of Enforcement Provides Further Information Regarding Cooperation Initiatives
Client Newsflash
February 8, 2010 SEC Enforcement Division Releases Detailed Information Regarding Cooperation Initiatives
Client Newsflash
January 15, 2010 SEC Enforcement Director Introduces New Unit Chiefs and Cooperation Initiatives
Client Newsflash
December 15, 2009 Summary of the Wall Street Reform and Consumer Protection Act Passed by the House of Representatives, December 11, 2009
Client Memorandum

Pages

Insights Search: