Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
March 16, 2021 Major new developments related to the future cessation and loss of representativeness of LIBOR
Client Memorandum
November 30, 2020 IBA and Regulators Announce Major New Developments Related to the Publication and Use of USD LIBOR Beyond 2021
Client Memorandum
November 23, 2020 IBA and UK FCA Announce New Consultations Addressing LIBOR Cessation and “Tough Legacy” Contracts
Client Memorandum
June 26, 2020 UK Government Announces Enhanced FCA Powers to Deal with “Tough Legacy” LIBOR Contracts
Client Memorandum
May 2, 2019 Fed Panel Floats New Floater Fallback Language to Address Future Loss of LIBOR
Client Memorandum
November 27, 2017 DOL Officially Delays Certain Requirements of Exemptions Related to the Fiduciary Rule
Client Newsflash
August 10, 2017 DOL Has Taken Steps to Delay Certain Requirements of the Fiduciary Rule
Client Memorandum
March 1, 2017 DOL Proposes 60-Day Delay of Applicability of Fiduciary Rule
Client Memorandum
January 11, 2017 Federal Reserve’s Final Rule on TLAC, Eligible LTD and Clean Holding Company Requirements
Client Memorandum
November 10, 2015 Federal Reserve’s Proposed Rule on TLAC and Eligible LTD
Client Memorandum
October 22, 2013 FINRA Issues Report on Broker-Dealer Conflicts of Interest
Client Memorandum
May 2, 2013 FINRA Releases Additional Guidance Regarding the Use of Pre-Inception Index Performance in Institutional Communications
Client Newsflash
April 30, 2013 International Organization of Securities Commissions Releases Consultation Report on Regulation of Retail Structured Products
Client Newsflash
January 10, 2013 Approaching the Effective Date of the New FINRA Communications Rules
Client Memorandum
December 11, 2012 Guidance on FINRA’s Suitability Rule
Client Newsflash
January 17, 2012 FINRA Communication Rules – Recent Developments Affecting Structured Notes
Client Newsflash
August 22, 2011 FINRA Files Amended Communications Rules – Impact on Structured Products
Client Memorandum
March 20, 2009 Limited TLGP Extension and New Surcharge
Client Newsflash
February 24, 2009 FDIC to Discuss Guaranteeing Mandatory Convertible Debt Under the Temporary Liquidity Guarantee Program
Client Newsflash
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