Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
January 14, 2020 Proposed Rule on Derivatives Use by Registered Funds
Client Memorandum
December 26, 2019 Private Equity Regulatory Update - December 2019
Client Newsletter
December 26, 2019 Investment Management Regulatory Update - December 2019
Client Newsletter
December 19, 2019 Proposed Amendments to the Advertising and Cash Solicitation Rules for Investment Advisers
Client Memorandum
November 27, 2019 SEC Re-Proposes Rule on Derivatives Use by Registered Funds
Client Alert
November 26, 2019 Investment Management Regulatory Update - November 2019
Client Newsletter
November 26, 2019 Private Equity Regulatory Update - November 2019
Client Newsletter
November 6, 2019 SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers
Client Alert
October 31, 2019 Investment Management Regulatory Update - October 2019
Client Newsletter
October 31, 2019 Private Equity Regulatory Update - October 2019
Client Newsletter
October 30, 2019 SEC Adopts New ETF Rule
Client Memorandum
September 30, 2019 Investment Management Regulatory Update - September 2019
Client Newsletter
September 30, 2019 Private Equity Regulatory Update - September 2019
Client Newsletter
September 27, 2019 SEC Expands "Testing the Waters" Communications
Client Memorandum
September 27, 2019 SEC Adopts Rule to Modernize ETF Regulation
Client Alert
September 18, 2019 SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers
Client Memorandum
August 27, 2019 Investment Management Regulatory Update - August 2019
Client Newsletter
August 27, 2019 Private Equity Regulatory Update - August 2019
Client Newsletter
August 22, 2019 Securities and Exchange Commission Clarifies Investment Advisers’ Proxy Voting Responsibilities
Client Alert
July 31, 2019 Investment Management Regulatory Update - July 2019
Client Newsletter
July 31, 2019 Private Equity Regulatory Update - July 2019
Client Newsletter
June 21, 2019 Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations
Client Memorandum
June 19, 2019 Investment Management Regulatory Update - June 2019
Client Newsletter
June 19, 2019 Private Equity Regulatory Update - June 2019
Client Newsletter
May 29, 2019 Investment Management Regulatory Update - May 2019
Client Newsletter
May 29, 2019 Private Equity Regulatory Update - May 2019
Client Newsletter
April 30, 2019 Investment Management Regulatory Update - April 2019
Client Newsletter
April 30, 2019 Private Equity Regulatory Update - April 2019
Client Newsletter
March 29, 2019 Private Equity Regulatory Update - March 2019
Client Newsletter
March 29, 2019 Investment Management Regulatory Update - March 2019
Client Newsletter
February 28, 2019 Investment Management Regulatory Update - February 2019
Client Newsletter
February 28, 2019 Private Equity Regulatory Update - February 2019
Client Newsletter
February 20, 2019 SEC Proposes Expansion of "Testing the Waters"
Client Memorandum
January 24, 2019 Private Equity Regulatory Update - January 2019
Client Newsletter
January 24, 2019 Investment Management Regulatory Update - January 2019
Client Newsletter
January 22, 2019 SEC Proposes Significant Changes to Rules for Funds of Funds
Client Memorandum
December 21, 2018 Investment Management Regulatory Update - December 2018
Client Newsletter
December 21, 2018 Private Equity Regulatory Update - December 2018
Client Newsletter
November 20, 2018 Investment Management Regulatory Update - November 2018
Client Newsletter
November 20, 2018 Private Equity Regulatory Update - November 2018
Client Newsletter
October 23, 2018 Investment Management Regulatory Update - October 2018
Client Newsletter
October 23, 2018 Private Equity Regulatory Update - October 2018
Client Newsletter
September 28, 2018 Investment Management Regulatory Update - September 2018
Client Newsletter
September 28, 2018 Private Equity Regulatory Update - September 2018
Client Newsletter
August 30, 2018 Private Equity Regulatory Update - August 2018
Client Newsletter
August 30, 2018 Investment Management Regulatory Update - August 2018
Client Newsletter
July 31, 2018 Private Equity Regulatory Update - July 2018
Client Newsletter
July 31, 2018 Investment Management Regulatory Update - July 2018
Client Newsletter
June 29, 2018 SEC Proposes New ETF Rule
Client Memorandum
June 28, 2018 Private Equity Regulatory Update - June 2018
Client Newsletter

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