Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
February 9, 2021 SEC requests comments on potential money market fund reforms
Client Memorandum
January 13, 2021 The road ahead for financial regulatory reform in a time of Democrats in control
Client Memorandum
December 22, 2020 Banking Agencies Propose Cyber Reporting Rule: Implications for Cybersecurity Compliance
Client Memorandum
December 4, 2020 CFTC Reports Record Year for Enforcement
Client Memorandum
November 30, 2020 IBA and Regulators Announce Major New Developments Related to the Publication and Use of USD LIBOR Beyond 2021
Client Memorandum
November 23, 2020 IBA and UK FCA Announce New Consultations Addressing LIBOR Cessation and “Tough Legacy” Contracts
Client Memorandum
November 9, 2020 Financial Services Regulatory Reform in the Biden Administration: Key Areas of Focus
Client Memorandum
October 16, 2020 SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements
Client Memorandum
August 17, 2020 FedNow: the Federal Reserve’s Planned Instant Payments Service
Client Memorandum
July 20, 2020 U.S. Prudential Regulators Finalize Amendments to Swap Margin Rule
Client Memorandum
July 14, 2020 Volcker Rule: Updated Flowcharts
Client Memorandum
June 26, 2020 Final Volcker Rule 2.1 – Covered Funds
Client Memorandum
June 26, 2020 UK Government Announces Enhanced FCA Powers to Deal with “Tough Legacy” LIBOR Contracts
Client Memorandum
June 9, 2020 The OCC Moves on Digital Banking Activities and Regulatory Modernization
Client Memorandum
May 22, 2020 Key CARES Act Provisions and Fed Programs for Corporates
Client Memorandum
May 11, 2020 SEC Orders SROs to Implement Changes to NMS Plan Governance
Client Memorandum
April 27, 2020 The CARES Act for Gig Workers and Others Who Work for Themselves
Client Memorandum
April 2, 2020 SEC Proposes Changes to Market Data Infrastructure
Client Memorandum
March 27, 2020 CFTC Adopts Final Interpretation on the Actual Delivery Exception for Leveraged Retail Virtual Currency Transactions
Client Memorandum
March 17, 2020 CFTC Issues COVID-19 Related Relief for Futures and Swap Market Participants
Client Memorandum
March 16, 2020 Republication: The 2009 Davis Polk Financial Crisis Manual
Client Memorandum
March 9, 2020 CFTC Proposes to Codify No-Action Relief for Swap Execution Facilities
Client Memorandum
February 20, 2020 Visual Memo: CFTC Proposes Amendments to Cross-Border Rules
Client Memorandum
February 13, 2020 Volcker 2.1: Visual Memo on Proposed Amendments to Volcker Rule Covered Fund Provisions
Client Memorandum
February 3, 2020 Volcker 2.1: Agencies Propose Revisions to Covered Fund Provisions
Client Memorandum
January 16, 2020 Encouraging Innovation: Brokered Deposits—What Fintechs Need to Know to Partner with Banks under the FDIC’s Proposed Regulations
Client Memorandum
January 15, 2020 FSOC Shift to an Activities-Based Approach Signals an Emphasis on the Risks to Financial Stability from Digital Transformation
Client Memorandum
January 8, 2020 The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption
Client Memorandum
January 6, 2020 Davis Polk Financial Services Regulatory Reform Tool—2020 Vision Edition
Client Memorandum
November 21, 2019 Final Tailoring Rules for U.S. Banking Organizations
Client Memorandum
October 14, 2019 A New Framework for Resolution Plans
Client Memorandum
October 8, 2019 U.S. Prudential Regulators Expected to Propose Amendments to Swap Margin Rule
Client Memorandum
September 11, 2019 Volcker Rule 2019 Final Amendments: Summary and Proprietary Trading Flowcharts
Client Memorandum
September 5, 2019 Davis Polk Financial Services Regulatory Reform Tool – Fall Focus Edition
Client Memorandum
July 15, 2019 Banking Agencies Simplify Capital Rules for Non-Advanced Approaches Firms
Client Memorandum
July 12, 2019 Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules
Client Memorandum
June 21, 2019 Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations
Client Memorandum
June 3, 2019 Davis Polk Financial Services Regulatory Reform Tool–Summer Spotlight Edition
Client Memorandum
March 1, 2019 Davis Polk Financial Services Regulatory Reform Tool–New Congress Edition
Client Memorandum
December 10, 2018 A New Cut: Federal Reserve and U.S. Banking Agencies Propose Tailored Regulatory Framework
Client Memorandum
November 6, 2018 Federal Reserve Finalizes New Supervisory Ratings System for Large Financial Institutions
Client Memorandum
September 17, 2018 Davis Polk Financial Services Regulatory Reform Tool — Fall Focus Edition
Client Memorandum
July 5, 2018 Davis Polk Financial Services Regulatory Reform Tool — Summer Beach Read Edition
Client Memorandum
July 5, 2018 CFTC Proposes Maintaining Swap Dealer De Minimis Registration Threshold at $8 Billion with Expanded Exceptions
Client Memorandum
June 18, 2018 Proposed Amendments to the Volcker Rule Regulations
Client Memorandum
June 18, 2018 The Federal Reserve’s Proposed Governance Guidance for Boards and Management and Proposed Large Financial Institution Rating System
Client Memoranda
May 22, 2018 Bipartisan Banking Act Will Rebalance the Financial Regulatory Landscape
Client Memorandum
March 28, 2018 Senate Bipartisan Banking Bill to Rebalance the Financial Regulatory Landscape
Client Memorandum
December 21, 2017 Final QFC Stay Rules Visual Memorandum
Client Memorandum
October 11, 2017 Review of Volcker Rule Comment Letters
Client Memorandum

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