Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
October 15, 2010 SEC and CFTC Adopt Interim Final Rules on Reporting and Recordkeeping for Pre-Dodd-Frank Swaps
Client Newsflash
September 7, 2010 Proxy Access Year One: What to Expect and What to Do Now
General Counsel Update
September 3, 2010 SEC Adopts Rule Providing for Temporary Registration of Municipal Advisors
Client Newsflash
July 26, 2010 SEC Proposes New Regulatory Scheme for 12b-1 Mutual Fund Fees
Client Newsflash
July 21, 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act: Preliminary Assessment of Provisions Effective Immediately or Very Soon After Enactment
Client Memorandum
July 9, 2010 Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010
Client Memorandum
July 9, 2010 Davis Polk Regulatory Implementation Slides
Client Memorandum
June 30, 2010 New Trading Pause Proposals to Include More Issuers
Client Newsflash
June 28, 2010 Senate-House Conference Agrees on Swap Pushout Rule
Client Memorandum
June 25, 2010 Senate-House Conference Agrees on Final Volcker Rule
Client Memorandum
June 7, 2010 SEC Proposes Consolidated Audit Trail
Client Memorandum
June 2, 2010 Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues
Client Memorandum
June 1, 2010 FINRA Proposes New Operations Personnel Qualification and Registration Requirements
Client Memorandum
May 22, 2010 Summary of the Restoring American Financial Stability Act, Passed by the Senate on May 20, 2010
Client Memorandum
April 20, 2010 SEC Proposes Large Trader Reporting System
Client Memorandum
April 19, 2010 SEC’s Latest Market Structure Initiative: Proposed Limitation on Options Market Access Fees
Client Memorandum
March 17, 2010 Summary of the March 15, 2010 Draft of the Restoring American Financial Stability Act, Introduced by Senator Christopher Dodd (D-CT)
Client Memorandum
March 11, 2010 New “PROP Trading Act” Would Expand “Volcker” Prohibitions
Client Memorandum
March 8, 2010 The SEC’s New Short Sale Rule: Implications and Ambiguities
Client Memorandum
March 4, 2010 Treasury Proposes “Volcker Rule” Legislative Text
Client Memorandum
February 24, 2010 SEC Approves New Short Sale Price Test
Client Newsflash
February 1, 2010 FINRA Proposes Changes to New and Continuing Membership Application Processes
Client Memorandum
January 27, 2010 SEC Proposes Rule Regarding Sponsored Access
Client Memorandum
January 25, 2010 President Obama Proposes Size and Activities Limits for Financial Institutions
Client Memorandum
January 22, 2010 FINRA Proposes Changes to Personnel Registration Requirements
Client Memorandum
January 19, 2010 SEC Issues Concept Release on Equity Market Structure
Client Memorandum
December 15, 2009 Summary of the Wall Street Reform and Consumer Protection Act Passed by the House of Representatives, December 11, 2009
Client Memorandum
November 17, 2009 SEC Proposes Additional Transparency for “Dark Pools” and Intends to Issue Additional Market Structure Proposals and Concept Release Soon
Client Memorandum
November 13, 2009 Summary of the Restoring American Financial Stability Act of 2009, Introduced by Senator Christopher Dodd (D-CT) November 10, 2009 Discussion Draft
Client Memorandum
November 12, 2009 The House and Senate Debate Resolution Authority
Client Memorandum
November 9, 2009 Investor Protection Act Passes House Financial Services Committee
Client Memorandum
October 29, 2009 Competing Over-the-Counter Derivatives Bills Progress Through the House
Client Memorandum
October 28, 2009 Consumer Financial Protection Agency Act Clears House Financial Services Committee
Client Memorandum
October 20, 2009 SEC and CFTC Release Joint Report on Harmonization of Regulation
Client Newsflash
October 9, 2009 General Counsel Update
Preparing for the 2010 Proxy Season: Spotlight on Risk
October 6, 2009 Representative Frank Releases Discussion Draft for Over-the-Counter Derivatives Reform
Client Memorandum
October 6, 2009 Representative Kanjorski Releases Investor Protection, Private Investment Fund Advisers Registration and Federal Insurance Office Proposals
Client Memorandum
September 21, 2009 SEC Proposes to Ban “Flash” Orders; Announces Broad Review of Market Structure Issues
Client Newsflash
August 31, 2009 FDIC Extends Cautious Welcome To Private Capital Investments In Failed Banks
Client Memorandum
August 31, 2009 Short Sales: SEC Staff Provides Guidance on Short Sale Order-Marking Issues, Updates Regulation SHO FAQs
Client Newsflash
August 17, 2009 Obama Administration Proposes Sweeping Legislation to Regulate Over-The-Counter Derivatives
Client Newsflash
July 28, 2009 The Regulatory Reform Marathon
Client Memorandum
July 28, 2009 Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives
Client Newsflash
July 20, 2009 Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009
Client Memorandum
July 13, 2009 Investor Protection Act of 2009
Client Newsflash
July 6, 2009 FDIC Proposes Conditions for Investments in Failed Banks by Private Capital Investors
Client Memorandum
July 1, 2009 Consumer Financial Protection Agency Act of 2009
Client Newsflash
June 22, 2009 A New Foundation for Financial Regulation?
Client Memorandum
June 18, 2009 SEC Publishes Proxy Access Proposal
Client Memorandum
June 17, 2009 Obama Administration White Paper on Financial Regulatory Reform: Executive Summary and Outline of Key Proposals
Client Newsflash

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