Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
October 24, 2013 SEC Proposes Crowdfunding Rules Under JOBS Act
Client Newsflash
September 27, 2013 No SEC Shutdown
Client Memorandum
September 10, 2013 PCAOB Proposals Would Significantly Expand Auditor Responsibility
Client Newsflash
July 28, 2013 Private Offering Reform: Analysis and Implications
Client Memorandum
July 24, 2013 U.S. District Court Upholds Conflict Minerals Rules
Client Newsflash
July 10, 2013 SEC Adopts Private Offering Reforms Mandated by JOBS Act
Client Newsflash
May 31, 2013 SEC Issues Guidance on Conflict Minerals
Client Newsflash
April 4, 2013 SEC Explains How to Use Social Media for Regulation FD Compliance
Client Memorandum
January 22, 2013 SEC Approves the NYSE and Nasdaq Listing Standards on Compensation Committees and Advisers
Client Memorandum
January 18, 2013 Rule 10b5-1 Plans: What You Need to Know
October 26, 2012 Implementing the SEC’s Final Conflict Mineral Rules: Guidelines and Commonly Asked Questions
Client Memorandum
October 2, 2012 NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers
Client Memorandum
October 1, 2012 Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know
Client Memorandum
September 4, 2012 SEC Issues Proposal to Eliminate General Solicitation Ban as Mandated by the JOBS Act
Client Newsflash
August 24, 2012 SEC Staff Issues FAQs on JOBS Act Research Provisions
Client Newsflash
August 22, 2012 SEC Adopts Final Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers
Client Newsflash
August 22, 2012 SEC Adopts Final Conflict Minerals Rules with Notable Changes
Client Newsflash
May 7, 2012 SEC Staff Updates Guidance on JOBS Act
Client Memorandum
April 10, 2012 JOBS Act Implementation Chart
Client Memorandum
April 5, 2012 JOBS Act Becomes Law
Client Newsflash
March 30, 2012 U.S. Supreme Court Holds that the Statute of Limitations for Section 16(b) Short-Swing Liability Claims Is Not Tolled
Client Newsflash
March 27, 2012 Congress Passes the JOBS Act
Client Newsflash
March 26, 2012 The JOBS Act: Implications for Capital Markets Professionals, Pre-IPO Companies and Private Offerings
Client Memorandum
March 22, 2012 U.S. Senate Passes Amended Version of the Jumpstart Our Business Startups Act
Client Newsflash
March 9, 2012 Quicker to Market? U.S. House of Representatives Passes the Jumpstart Our Business Startups Act
Client Memorandum
December 8, 2011 SEC Staff to Limit Non-Public Initial Review Process for Non-U.S. Issuers
Client Newsflash
October 31, 2011 Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
October 20, 2011 Cybersecurity: SEC Provides Guidance on Disclosure Considerations
Client Memorandum
October 5, 2011 SEC Large Trader Rule: Impact on Corporations and Related Individuals
Client Memorandum
September 13, 2011 FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business
Client Newsflash
August 23, 2011 SEC's Temporary Suspension of EDGAR Filing System
Client Newsflash
July 22, 2011 D.C. Circuit Vacates SEC Proxy Access Rule
Client Memorandum
May 25, 2011 SEC Adopts Final Whistleblower Rules
Client Newsflash
February 9, 2011 Certain Investment Grade Debt Issuers Would No Longer Qualify to Use Shelf Registration Statements Under SEC's Proposed Amendments
Client Newsflash
January 18, 2011 SEC Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers
Client Memorandum
January 18, 2011 SEC Proposes Rules to Implement Dodd-Frank Mine Safety Disclosure Requirements
Client Memorandum
January 18, 2011 SEC Proposes Rules to Implement Dodd-Frank Requirements for Conflict Minerals Originating in the Democratic Republic of Congo
Client Memorandum
July 21, 2010 Guidance on Use of Credit Ratings in Securities Offerings Following Dodd-Frank
Client Newsflash
June 28, 2010 U.S. Supreme Court Limits Extraterritorial Application of U.S. Securities Laws—Morrison v. National Australia Bank
Client Newsflash
April 29, 2010 Investor Views Getting Attention: Proposal Permitting Pre-Filing Communications by Underwriters Stalled
Client Newsflash
February 25, 2010 Recent Second Circuit Decision Underscores Importance of Careful Consideration of Indenture Terms
Client Newsflash
January 28, 2010 SEC Removes Roadblocks to Use of Non-GAAP Measures in Filings
Client Memorandum
October 28, 2009 SEC Revises Position on Exclusion of Shareholder Proposals Related to Risk and CEO Succession
Client Newsflash
October 16, 2009 General Counsel Update
Planning for New Revenue Recognition Standards—Governance, Communications and Disclosure Implications
October 15, 2009 Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
October 9, 2009 General Counsel Update
Preparing for the 2010 Proxy Season: Spotlight on Risk
July 20, 2009 SEC v. Cuban: A New Decision Casts Doubt on a Key SEC Position on Insider Trading
Client Newsflash
July 7, 2009 General Counsel Update
Excluding Shareholder Proposals: Lessons From the 2009 Proxy Season
May 29, 2009 FINRA May Not Clear Some Shelfs on an Expedited Basis
Client Newsflash
May 27, 2009 Senator Schumer Proposes Key Governance Changes for U.S. Public Companies
Client Newsflash

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