Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
February 27, 2013 Investment Management Regulatory Update
Client Newsletter
January 22, 2013 Investment Management Regulatory Update
Client Newsletter
December 20, 2012 Investment Management Regulatory Update
Client Newsletter
December 17, 2012 SEC Charges Mutual Fund Directors for Inadequate Valuation Oversight
Client Newsflash
November 27, 2012 Investment Management Regulatory Update
Client Newsletter
October 17, 2012 Investment Management Regulatory Update
Client Newsletter
October 1, 2012 Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know
Client Memorandum
September 26, 2012 Investment Management Regulatory Update
Client Newsletter
September 4, 2012 SEC Issues Proposal to Eliminate General Solicitation Ban as Mandated by the JOBS Act
Client Newsflash
August 22, 2012 Investment Management Regulatory Update
Client Newsletter
July 19, 2012 CFTC Addresses Compliance Dates for CPO/CTA Registration; Swap Definitions Finalized; CFTC Provides Cross-Border Guidance
Client Newsflash
July 16, 2012 Investment Management Regulatory Update
Client Newsletter
June 19, 2012 Investment Management Regulatory Update
Client Newsletter
May 17, 2012 Investment Management Regulatory Update
Client Newsletter
April 19, 2012 Investment Management Regulatory Update
Client Newsletter
March 27, 2012 Congress Passes the JOBS Act
Client Newsflash
March 23, 2012 Senate Passes Legislation To Raise the 500 Shareholder Threshold for SEC Registration and To Relax General Solicitation Prohibition in Reg D Offerings
Client Newsflash
March 21, 2012 Investment Management Regulatory Update
Client Newsletter
February 23, 2012 CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs
Client Memorandum
February 21, 2012 Investment Management Regulatory Update
Client Newsletter
January 23, 2012 Investment Management Regulatory Update
Client Newsletter
December 7, 2011 Investment Management Regulatory Update
Client Newsletter
November 18, 2011 Investment Management Regulatory Update
Client Newsletter
October 31, 2011 Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
October 27, 2011 SEC Approves Private Fund Systemic Risk Reporting
Client Newsflash
October 14, 2011 Investment Management Regulatory Update
September 19, 2011 Investment Management Regulatory Update
Client Newsletter
September 2, 2011 SEC Seeks Public Comment on Mutual Fund Derivatives Use and Asset-Backed Issuers and Mortgage-Related Pools under the Investment Company Act
Client Newsflash
August 12, 2011 Investment Management Regulatory Update
Client Newsletter
July 13, 2011 Investment Management Regulatory Update
Client Newsletter
June 29, 2011 SEC Issues Final Rules Implementing Dodd-Frank Amendments to the Investment Advisers Act of 1940
Client Memorandum
June 10, 2011 Investment Management Regulatory Update
Client Newsletter
May 17, 2011 Investment Management Regulatory Update
Client Newsletter
April 25, 2011 Dodd-Frank Act May Require New SEC Registration for Non-U.S. Advisers
Client Memorandum
April 15, 2011 Investment Management Regulatory Update
Client Newsletter
March 15, 2011 Investment Management Regulatory Update
Client Newsletter
February 14, 2011 Investment Management Regulatory Update
Client Newsletter
January 13, 2011 Investment Management Regulatory Update
Client Newsletter
December 17, 2010 Investment Management Regulatory Update
Client Newsletter
November 24, 2010 SEC Issues Proposal Implementing Advisers Act Registration and Reporting Amendments Under the Dodd-Frank Act
Client Memorandum
November 24, 2010 SEC Proposes Rules Implementing New Exemptions from Advisers Act Registration Under the Dodd-Frank Act
Client Memorandum
November 12, 2010 Investment Management Regulatory Update
Client Newsletter
October 12, 2010 Investment Management Regulatory Update
Client Newsletter
September 13, 2010 Investment Management Regulatory Update
Newsletter
August 16, 2010 Investment Management Regulatory Update
Client Newsletter
July 15, 2010 Investment Management Regulatory Update
Client Newsletter
July 9, 2010 Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010
Client Memorandum
July 9, 2010 Davis Polk Regulatory Implementation Slides
Client Memorandum
June 10, 2010 Investment Management Regulatory Update
Client Newsletter
May 22, 2010 Summary of the Restoring American Financial Stability Act, Passed by the Senate on May 20, 2010
Client Memorandum

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