Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
June 8, 2020 Getting the Deal Through: Financial Services Compliance 2020
Law Business Research Ltd., April 2020
May 7, 2019 Getting the Deal Through: Financial Services Compliance 2019

Law Business Research Ltd., April 2019

August 8, 2018 Getting the Deal Through: Financial Services Compliance

Law Business Research Ltd., August 2018

September 16, 2016 Security-Based Swap Dealers: Preparing for Trade Reporting

Compliance Reporter, Issue 19, September 19, 2016

June 6, 2016 Security-Based Swap Dealers: Tackling the Business Conduct Rules
Compliance Reporter, Issue 11, May 30, 2016
April 18, 2016 Security-Based Swap Dealers: Gearing Up for Registration
compliancereporter.com, Vol. XXIII, No. 8, April 18, 2016
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