Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
January 20, 2021 Digital and digitized assets: Federal and state jurisdictional issues
American Bar Association, December 2020
June 8, 2020 Getting the Deal Through: Financial Services Compliance 2020
Law Business Research Ltd., April 2020
May 7, 2019 Getting the Deal Through: Financial Services Compliance 2019

Law Business Research Ltd., April 2019

May 6, 2019 Digital and Digitized Assets: Federal and State Jurisdictional Issues

American Bar Association, March 2019

January 22, 2019 Five US market regulation forecasts for 2019

Financial Times

August 8, 2018 Getting the Deal Through: Financial Services Compliance

Law Business Research Ltd., August 2018

January 23, 2018 Six US Market Regulation Predictions for 2018

Financial Times, January 19, 2018

January 19, 2017 Eight US Regulatory Predictions for 2017

Financial Times, January 13, 2017

January 8, 2016 Regulatory Predictions for 2016
FT Trading Room
November 6, 2015 CFTC’s Clearinghouse Exemptive Regime
International Financial Law Review
November 2, 2015 Regulating Finance: Dodd-Frank Decoded
Interview | Talks on Law
June 12, 2015 Volcker Prop Trading Provisions: How Firms Are Preparing, Vol. XXII, No. 12, June 15, 2015
March 24, 2015 Implications of the SEC’s Plans to Amend Rule 15b9-1
Traders Magazine
January 20, 2015 Impacts and Implications of the CFTC’s Emerging Clearinghouse Exemptive Program
Traders Magazine
January 5, 2015 Regulatory Predictions for 2015
Financial Times
September 29, 2014 The Marketplace Awaits Regulation SCI
Traders Magazine
July 2, 2014 Key Questions Raised by the CFTC’s Plans for Non-US CCPs
A version of this article was first published in Risk Magazine on June 24, 2014.
April 8, 2014 Clearinghouse Regulatory Basics for Swap Market Participants
Global Capital
March 25, 2014 COMMENTARY: Why the Market Should Care About Proposed Clearing Agency Requirements
Traders Magazine
March 3, 2014 New Opportunities and Challenges for Global CCPs
Futures & Derivatives Law Report, Vol. 34, Issue 2
January 27, 2014 How to Design a Volcker Rule Trading Compliance Program
Compliance Reporter, Vol. XXI, No. 2
January 3, 2014 Comment: Regulatory Predictions for 2014
November 1, 2013 The Cross-border Impact of the Dodd-Frank Act
A Practitioner’s Guide to the Regulation of Investment Banking, Third Edition, Oxford University Press, 2013
March 1, 2013 Swap Reporting: Who and When?
Futures Industry
January 3, 2013 Comment: 13 Regulatory Reform Predictions for ’13
June 1, 2012 Swap Reporting Clearing & Trading: A Timing Guide
Futures Industry
December 23, 2011 Comment: 12 Regulatory Reform Predictions for '12
Financial Times
November 1, 2011 Dodd-Frank Derivatives Implementation: If Not Now, When?

Futures Industry Washington Watch

August 1, 2011 Transparency and Confidentiality in the Post Financial Crisis World -- Where to Strike the Balance?
Harvard Business Law Review, Vol. 1
October 1, 2010 Enhancing Financial Stability and Resilience: Macroprudential Policy, Tools and Systems for the Future
Group of Thirty
June 21, 2010 SEC Proposes Consolidated Audit Trail

Securities Regulation & Law Report

April 1, 2010 The SEC's New Short Sale Rule: Implications and Ambiguities

Insights, Vol. 24, No. 4, April 2010

September 24, 2009 The Davis Polk Financial Crisis Manual
A Guide to the Laws, Regulations and Contracts of the Financial Crisis
January 1, 2008 The Structure of Financial Supervision

Group of Thirty

October 1, 2007 Regulation of Short Sales in the United States: Recent SEC Actions and Future Prospects
Henry Stewart Publications LLP
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