Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
October 18, 2011 SEC Proposes Rules on the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
Client Memorandum
October 17, 2011 FSOC's Proposed Rules for SIFI Designations
Client Memorandum
October 15, 2011 ボルカー・ルール規制案:ヘッジファンド/プライベート・エクイティ・ファンド(参考和訳)
Client Memorandum
October 15, 2011 ボルカー・ルール規制案:自己勘定取引(参考和訳)
Client Memorandum
October 14, 2011 Investment Management Regulatory Update
October 13, 2011 Volcker Rule Proposed Regulations: Hedge / PE Funds Summary
Client Memorandum
October 13, 2011 Volcker Rule Proposed Regulations: Proprietary Trading Summary
Client Memorandum
October 12, 2011 Volcker Rule Proposed Regulations: Hedge / PE Funds Summary with Annexes
Client Memorandum
October 12, 2011 Volcker Rule Proposed Regulations: Proprietary Trading Summary with Annexes
Client Memorandum
October 11, 2011 Lehman Bankruptcy Court Holds Contractual Right to Triangular Setoff Unenforceable In Bankruptcy and Not Protected by Safe Harbors
Client Newsletter
October 7, 2011 Leaked Volcker Release – Funds
Client Memorandum
October 7, 2011 Leaked Volcker Release – Proprietary Trading
Client Memorandum
October 6, 2011 SEC Staff Alert Reveals Expansive Application of Market Access Rule
Client Newsflash
October 5, 2011 SEC Large Trader Rule: Impact on Corporations and Related Individuals
Client Memorandum
October 4, 2011 Tighter Circuit Breakers in Equities Markets
Client Newsflash
October 3, 2011 Dodd-Frank Progress Report
September 21, 2011 SEC Clears the Way for “Private Ordering” for Proxy Access; Related Rules also Effective
Client Memorandum
September 20, 2011 Second Washington Mutual Plan Confirmation Denial May Have Significant Impact on Claims Trading and Plan Negotiation
Insolvency and Restructuring Update
September 19, 2011 Investment Management Regulatory Update
Client Newsletter
September 19, 2011 Credible Living Wills Under the U.S. Regulatory Framework
Client Memorandum
September 13, 2011 FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business
Client Newsflash
September 7, 2011 Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies
Client Memorandum
September 6, 2011 Dodd-Frank Progress Report
September 2, 2011 Compensation Clawback under Dodd Frank: Impact on Foreign Issuers
Client Memorandum
September 2, 2011 SEC Seeks Public Comment on Mutual Fund Derivatives Use and Asset-Backed Issuers and Mortgage-Related Pools under the Investment Company Act
Client Newsflash
September 1, 2011 ドッド=フランク法に基づく報酬クローバック: 海外発行体に対する影響 (参考和訳)
Client Memorandum
August 23, 2011 SEC's Temporary Suspension of EDGAR Filing System
Client Newsflash
August 22, 2011 FINRA Files Amended Communications Rules – Impact on Broker-Dealers
Client Newsflash
August 22, 2011 FINRA Files Amended Communications Rules – Impact on Structured Products
Client Memorandum
August 12, 2011 Investment Management Regulatory Update
Client Newsletter
August 1, 2011 SEC Adopts Large Trader Reporting Requirements
Client Memorandum
July 29, 2011 U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report
Client Memorandum
July 28, 2011 Key Considerations Relating to Issuances of Contingent Convertible Instruments in or into the United States
Client Memorandum
July 26, 2011 SEC’s Final Rules Modify Form S-3 and F-3 Transaction Eligibility Criteria for Debt Issuances
Client Newsflash
July 22, 2011 One-Year Anniversary Dodd-Frank Progress Report
July 22, 2011 D.C. Circuit Vacates SEC Proxy Access Rule
Client Memorandum
July 21, 2011 SEC Proposes New Custody-Related Reporting and Audit Requirements for Broker-Dealers
Client Memorandum
July 13, 2011 Investment Management Regulatory Update
Client Newsletter
July 11, 2011 Counterparty Credit Risk Management: Links Between Supervisory Guidance, Dodd-Frank and Basel
Client Newsflash
July 8, 2011 The FTC Issues Amendments to HSR Rules and Notification Form
Client Memorandum
July 1, 2011 Dodd-Frank Progress Report
June 29, 2011 Seventh Circuit Delivers a Major Win for Secured Creditors; Holds that Secured Creditors Cannot be Denied Right to Credit Bid in a Sale Under a Plan
Insolvency and Restructuring Update
June 29, 2011 SEC Issues Final Rules Implementing Dodd-Frank Amendments to the Investment Advisers Act of 1940
Client Memorandum
June 27, 2011 Stern v. Marshall – Supreme Court Limits the Power of Bankruptcy Courts to Hear Certain State Law Claims Brought by Debtors Against Creditors
Insolvency and Restructuring Update
June 23, 2011 Federal Banking Agencies Implement Collins Amendment by Establishing Risk-Based Capital Floor
Client Memorandum
June 22, 2011 SEC Approves New FINRA Rule Requiring the Qualification and Registration of Operations Professionals
Client Newsflash
June 17, 2011 CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements
Client Memorandum
June 13, 2011 Supreme Court Limits False Statement Liability Under Rule 10b-5 To Those Who Actually Make Misstatements
Client Newsflash
June 10, 2011 Investment Management Regulatory Update
Client Newsletter
June 9, 2011 SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps
Client Newsflash

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