Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
April 29, 2014 SEC (Mostly) Forges Ahead on Conflict Minerals
Client Newsflash
April 28, 2014 The Fed's Physical Commodities ANPR
Client Memorandum
April 21, 2014 2014 Proxy Season: Early Indications
Client Memorandum
April 14, 2014 D.C. Circuit Court Partially Invalidates Conflict Minerals Rule
Client Newsflash
April 2, 2014 U.S. Intermediate Holding Company: Structuring and Regulatory Considerations for Foreign Banks
Visual Memorandum
April 1, 2014 Dodd-Frank Progress Report
Client Newsletter
March 26, 2014 D.C. District Court Orders Production of Internal Compliance Investigation Materials
Client Memorandum
March 24, 2014 Dodd-Frank Enhanced Prudential Standards for Foreign Banks with Limited U.S. Footprints: Visual Memorandum
Client Memorandum
March 24, 2014 Investment Management Regulatory Update
Client Newsletter
March 24, 2014 Marubeni Corp. Pleads Guilty to FCPA Bribery Charges
Client Memorandum
March 12, 2014 Delaware Court of Chancery Finds Financial Advisor Liable for Aiding and Abetting Fiduciary Duty Breaches
Client Memorandum
March 3, 2014 Dodd-Frank Progress Report
Client Newsletter
February 28, 2014 Foreign Banks: U.S. Liquidity Buffer Requirement
Client Memorandum
Visual Memorandum and Interactive Calculator
February 24, 2014 Investment Management Regulatory Update
Client Newsletter
February 24, 2014 U.S. Bank Holding Companies: Overview of Dodd-Frank Enhanced Prudential Standards Final Rule
Visual Summary
February 24, 2014 Foreign Banks: Overview of Dodd-Frank Enhanced Prudential Standards Final Rule
Client Memorandum
February 12, 2014 M&A Brokers Receive No-Action Relief from Broker-Dealer Registration
Client Memorandum
February 10, 2014 Who Knew that CLOs were Hedge Funds?
Client Memorandum
February 4, 2014 UK Financial Conduct Authority Consultation on Sponsor Competence
Client Memorandum
February 3, 2014 Dodd-Frank Progress Report
Client Newsletter
January 29, 2014 Risk Governance: Visual Memorandum on Guidelines Proposed by the OCC
Client Memorandum
January 29, 2014 SEC Staff Issues Further Guidance on the Proxy “Unbundling” Rule
Client Newsflash
January 28, 2014 Merger Challenges Update
Client Memorandum
January 27, 2014 Investment Management Regulatory Update
Client Newsletter
January 27, 2014 China Antitrust Review 2013
Client Memorandum
January 24, 2014 Implementation of Joint Plan of Action for Containing Iran’s Nuclear Program
Client Memorandum
January 23, 2014 Revised Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
January 23, 2014 Preparing Your 2013 Form 20-F
Client Memorandum
January 22, 2014 Insolvency and Restructuring Update
Client Newsletter
January 21, 2014 Revised Basel III Leverage Ratio: Visual Memorandum
Client Memorandum
January 21, 2014 Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
January 17, 2014 New Regulations Expand Reach Of Anti-Inversion Ownership Rules
Client Newsflash
 
January 14, 2014 Regulation A+: A Middle Way?
Client Memorandum
January 8, 2014 SEC Approves New FINRA Supervision Rules
Client Memorandum
January 7, 2014 CFTC Issues Cross-Border Substituted Compliance Determinations, Provides Limited Phase In for Some Swap Requirements
Client Memorandum
January 5, 2014 Volcker Rule Final Regulations: Funds Flowcharts
Client Memorandum
January 2, 2014 Dodd-Frank Progress Report
Client Newsletter
December 23, 2013 Volcker Rule Final Regulations: Proprietary Trading Flowcharts
Client Memorandum
December 22, 2013 CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements
Client Newsflash
December 20, 2013 Investment Management Regulatory Update
Client Newsletter
December 11, 2013 SEC Issues Guidance on Rule 506 “Bad Actor” Provisions
Client Newsflash
December 11, 2013 PCAOB Proposals Would Significantly Impact Public Company Audits
Client Newsflash
December 9, 2013 New Proposed and Final Regulations Address Withholding on “Dividend Equivalents”
Client Memorandum
December 4, 2013 Nasdaq Proposes More Flexible Compensation Committee Independence Standards
Client Newsflash
December 2, 2013 Dodd-Frank Progress Report
Client Newsletter
November 26, 2013 Investment Management Regulatory Update
November 20, 2013 ResCap Court Holds That Debt Issued in Fair Value Exchanges Will Not be Discounted for OID in Bankruptcy
Insolvency and Restructuring Update
November 18, 2013 CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards
Client Memorandum
November 18, 2013 SEC Proposes Rules for Crowdfunding Intermediaries
Client Memorandum
November 7, 2013 Enhancing the Effectiveness of the UK Listing Regime – Feedback and Further Consultation
Client Memorandum

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