Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
December 13, 2019 FinCEN Director Highlights Value of BSA Reporting; Focuses on Persistent Beneficial Ownership Information Gap
Client Memorandum
December 11, 2019 U.S. Department of Commerce Proposes Rule Governing Information and Communications Technology and Services
Client Memorandum
December 10, 2019 Human Capital and Climate Risk Disclosure – Analysis of 2019 Mandatory and Voluntary Reporting
Client Memorandum
December 9, 2019 DOJ Clarifies Position on Agency Liability under the FCPA post-Hoskins; New FCPA Chief Named
Client Memorandum
December 3, 2019 DOJ Clarifies Corporate Enforcement Policy
Client Memorandum
November 27, 2019 SEC Re-Proposes Rule on Derivatives Use by Registered Funds
Client Alert
November 26, 2019 UK Merger Control - CMA Interventionism on the Rise
Client Memorandum
November 26, 2019 Preparing Your 2019 Form 20-F
Client Memorandum
November 21, 2019 Final Tailoring Rules for U.S. Banking Organizations
Client Memorandum
November 18, 2019 Leaning into Fairness: Executive Order On Enforcement
Client Memorandum
November 15, 2019 FTC Finds Consummated Merger Anticompetitive, Orders Assets to be Divested
Client Memorandum
November 14, 2019 SEC Describes Active Enforcement Program and Focus on Corporate Conduct in 2019 Annual Report
Client Memorandum
November 6, 2019 SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers
Client Alert
November 4, 2019 Supreme Court to Review SEC’s Authority to Seek Disgorgement
Client Memorandum
October 30, 2019 SEC Adopts New ETF Rule
Client Memorandum
October 17, 2019 Leaning Into Transparency: Executive Order on Guidance
Client Memorandum
October 16, 2019 United States Sanctions Turkish Government over Syrian Incursion
Client Memorandum
October 11, 2019 "Off the Rack": Federal Reserve Finalizes Tailoring Rules with Few Changes
Client Memorandum
October 8, 2019 U.S. Prudential Regulators Expected to Propose Amendments to Swap Margin Rule
Client Memorandum
September 30, 2019 CFIUS Issues Proposed FIRRMA Regulations
Client Memorandum
September 27, 2019 SEC Adopts Rule to Modernize ETF Regulation
Client Alert
September 24, 2019 Proposed Cannabis Legislation: Three Different Paths Before Congress
Client Memorandum
September 20, 2019 FTC Confirms Vertical Mergers Remain a Priority Despite DOJ’s Loss in AT&T/Time Warner Challenge
Client Memorandum
September 18, 2019 SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers
Client Memorandum
September 11, 2019 OFAC Amends Cuba Sanctions Regulations to Remove “U-Turn” General License and Impose Limits on Remittances
Client Memorandum
September 11, 2019 Volcker Rule 2019 Final Amendments: Summary and Proprietary Trading Flowcharts
Client Memorandum
September 10, 2019 District Court Opens the Door to Potential Restitution Claims in FCPA Cases
Client Memorandum
August 30, 2019 Third Point Funds Fined for HSR Violation
Client Memorandum
August 27, 2019 Commerce Department Extends Huawei General License, Adds More Huawei Affiliates to Entity List
Client Memorandum
August 22, 2019 Securities and Exchange Commission Clarifies Investment Advisers’ Proxy Voting Responsibilities
Client Alert
August 13, 2019 SFO Announces New Corporate Cooperation Guidance
Client Memorandum
August 9, 2019 Federal Reserve Announces Plan to Build Its Own Real-Time Gross Settlement System for Retail Payments
Client Memorandum
August 7, 2019 United States Imposes Blocking Sanctions on the Government of Venezuela
Client Memorandum
August 7, 2019 Second Round of Sanctions on the Russian Federation under Chemical and Biological Weapons Control and Warfare Elimination Act
Client Memorandum
July 30, 2019 DOJ and SEC FCPA Resolution Tracker
Client Newsletter
July 22, 2019 Banking and Cannabis — Updated Briefing on the SAFE Banking Act and STATES Act
Client Memorandum
July 22, 2019 Financial Action Task Force Issues Guidance for the Virtual Asset Sector
Client Memorandum
July 22, 2019 DOJ Expands Opportunities for Cooperation Credit in Criminal Antitrust Investigations
Client Memorandum
July 19, 2019 Agencies Extend Volcker Rule Relief for Qualifying Foreign Excluded Funds
Client Memorandum
July 18, 2019 Chairman Jay Clayton Announces Change in SEC Waiver Process
Client Memorandum
July 17, 2019 Volcker Agencies Implement Small-Bank Exclusion and Name-Sharing Provisions of EGRRCPA
Client Memorandum
July 15, 2019 Banking Agencies Simplify Capital Rules for Non-Advanced Approaches Firms
Client Memorandum
July 12, 2019 SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions
Client Memorandum
July 12, 2019 Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules
Client Memorandum
June 27, 2019 Kisor v. Wilkie: Auer Deference Lives On, But In What Form?
Client Memorandum
June 26, 2019 SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption
Client Memorandum
June 26, 2019 Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process
Client Memorandum
June 21, 2019 Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations
Client Memorandum
June 10, 2019 Impact of the California Consumer Privacy Act on M&A
Client Memorandum
June 3, 2019 Davis Polk Financial Services Regulatory Reform Tool–Summer Spotlight Edition
Client Memorandum

Pages

Insights Search: