Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
August 6, 2020 SEC and CFTC Enforcement Update
Client Newsletter
August 5, 2020 10 Key Takeaways from the Federal Reserve’s Final Rule on CSI and FOIA
Client Memorandum
July 29, 2020 DOJ and SEC FCPA Resolution Tracker
Client Newsletter
July 27, 2020 OCC Confirms that National Banks May Provide Cryptocurrency Custody Services
Client Memorandum
July 24, 2020 Securities and Exchange Commission Issues Supplemental Guidance Concerning Proxy Voting Responsibilities of Investment Advisers
Client Alert
July 22, 2020 The OCC Proposes Two Standards for the True Lender Question
Client Memorandum
July 20, 2020 U.S. Prudential Regulators Finalize Amendments to Swap Margin Rule
Client Memorandum
July 16, 2020 President Trump Signs Hong Kong Autonomy Act, Issues Executive Order Authorizing Sanctions and Other Measures
Client Memorandum
July 14, 2020 Volcker Rule: Updated Flowcharts
Client Memorandum
July 9, 2020 DOJ and SEC Publish Updated FCPA Resource Guide
Client Memorandum
July 8, 2020 DOL Officially Reinstates Original Fiduciary Rule and Proposes New Class Exemption for Investment Advice Fiduciaries
Client Memorandum
July 1, 2020 DOJ and FTC Issue Final Revised Vertical Merger Guidelines
Client Memorandum
June 26, 2020 Final Volcker Rule 2.1 – Covered Funds
Client Memorandum
June 25, 2020 Expansive New California Privacy Measure Cleared for November Ballot
Client Memorandum
June 24, 2020 The SEC and FINRA’s Use of Big Data in Investigations and the Implications for Defense Counsel

The Review of Securities & Commodities Regulation

June 24, 2020 A Range of Outcomes on Merger Challenges: Recent Developments and Strategic Implications
Daily Journal
June 23, 2020 Supreme Court Preserves SEC's Disgorgement Authority, But with Limits
Client Memorandum
June 22, 2020 Taking Care of Employees During COVID-19: Consider This Handy Employee Benefit Tool
Client Memorandum
June 22, 2020 SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak – Updated
Client Alert
June 18, 2020 President Trump Signs Sanctions Law to Address Human Rights Violations in China
Client Memorandum
June 16, 2020 Antitrust and the 2020 Election
June 12, 2020 COVID-19: Incentive Compensation Design in a Shifting Landscape
Client Memorandum
June 10, 2020 DOL Letter Paves Way for Including Private Equity in 401(k) Plans
Client Memorandum
June 9, 2020 The OCC Moves on Digital Banking Activities and Regulatory Modernization
Client Memorandum
June 8, 2020 Inadequate Perk Disclosure Remains in SEC’s Sights
Client Memorandum
June 8, 2020 Getting the Deal Through: Financial Services Compliance 2020
Law Business Research Ltd., April 2020
June 1, 2020 The OCC Reaffirms the Valid-When-Made Doctrine
Client Memorandum
May 27, 2020 CFIUS修订强制申报标准
Client Memorandum
May 22, 2020 Key CARES Act Provisions and Fed Programs for Corporates
Client Memorandum
May 21, 2020 COVID-19 Pandemic Spurs Renewed State and Federal Focus on Price Gouging Enforcement
Client Memorandum
May 11, 2020 SEC Orders SROs to Implement Changes to NMS Plan Governance
Client Memorandum
May 11, 2020 Supreme Court Reverses “Bridgegate” Convictions, Clarifies Meaning of “Property” Under Federal Fraud Statutes
Client Memorandum
May 7, 2020 Foreign Direct Investment (FDI) Screening – Filings in a Time of Crisis
Client Memorandum
May 6, 2020 COVID-19: Reductions in Executive Pay
Client Memorandum
April 29, 2020 COVID-19: Impact on Nonqualified Deferred Compensation Plans
Client Memorandum
April 27, 2020 The CARES Act for Gig Workers and Others Who Work for Themselves
Client Memorandum
April 22, 2020 OFAC Releases Fact Sheet on Humanitarian Assistance
Client Memorandum
April 14, 2020 SBA Paycheck Protection Program: Key Provisions and Related Fed Secured Lending Facility
Client Memorandum
April 14, 2020 CARES Act Enforcement: A Landscape of Potential Risk
Client Memorandum
April 14, 2020 FTC and DOJ Issue Statement Regarding COVID-19 and Competition in Labor Markets
Client Alert
April 7, 2020 COVID-19: Considerations for 2020 Incentive Compensation Programs
Client Memorandum
April 7, 2020 The CARES Act Paycheck Protection Program: Key Features for Lenders and Small Business Borrowers
Client Memorandum
April 2, 2020 SEC Proposes Changes to Market Data Infrastructure
Client Memorandum
March 30, 2020 HSR Act Update: Agencies to Resume Granting Early Termination of Waiting Period
Client Alert
March 29, 2020 Expansion of SBA Loan Program under the CARES Act: Implications for Private Equity Sponsors
Client Memorandum
March 27, 2020 CFTC Adopts Final Interpretation on the Actual Delivery Exception for Leveraged Retail Virtual Currency Transactions
Client Memorandum
March 25, 2020 How the SEC Enforcement Division Responds to a Crisis
Client Memorandum
March 24, 2020 Global Enforcers Acknowledge Need for Competitor Collaboration During COVID-19 Pandemic
Client Memorandum
March 24, 2020 SEC Provides Temporary Additional Flexibility for Registered Funds Affected by the Coronavirus Outbreak to Obtain Short-Term Funding
Client Alert
March 23, 2020 AGM Considerations for UK Foreign Private Issuers Arising from Coronavirus (COVID-19)
Client Memorandum

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