Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
October 23, 2020 New Chinese Law Passed to Create the Nation’s First Comprehensive Export Control Framework
Client Memorandum
October 22, 2020 SEC and CFTC Enforcement Update
Client Newsletter
October 19, 2020 Stock Buybacks Under 10b5-1 Plan Draw SEC Rebuke
Client Memorandum
October 16, 2020 SEC Whistleblower Amendments May Increase Reporting in Smaller Cases
Client Memorandum
October 16, 2020 SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements
Client Memorandum
October 15, 2020 State Department Sends Hong Kong Autonomy Act Report to Congress
Client Memorandum
October 7, 2020 SBA Guidance: M&A Transactions and PPP Borrowers
Client Memorandum
October 5, 2020 SEC Maintains Its Focus on Perk Disclosures
Client Memorandum
October 1, 2020 SEC Signals Increased Penalties Post-Liu
Client Memorandum
September 29, 2020 SEC No-Action Letter Facilitates Secondary Market Trading of Digital Asset Securities
Client Memorandum
September 29, 2020 FTC Proposes Rule Changes and Issues Updated Guidance for Hart-Scott-Rodino Filings
Client Memorandum
September 23, 2020 OCC Confirms that National Banks May Take Deposits that Serve as Reserves for Fiat-Pegged Stablecoins
Client Memorandum
September 21, 2020 DOJ Antitrust Division Warns Civil Investigative Demand Recipients Regarding Risk of Self-Incrimination
Client Memorandum
September 14, 2020 Main Street Support for Nonprofits
Client Memorandum
September 8, 2020 DOJ Issues Updated Merger Remedies Manual, Emphasizing a Strong Preference for Structural Remedies
Client Memorandum
September 1, 2020 SEC Expands Access to Private Offerings
Client Memorandum
August 20, 2020 The Federal Reserve And Central Bank Digital Currencies
Client Memorandum
August 17, 2020 FedNow: the Federal Reserve’s Planned Instant Payments Service
Client Memorandum
August 5, 2020 10 Key Takeaways from the Federal Reserve’s Final Rule on CSI and FOIA
Client Memorandum
July 29, 2020 DOJ and SEC FCPA Resolution Tracker
Client Newsletter
July 27, 2020 OCC Confirms that National Banks May Provide Cryptocurrency Custody Services
Client Memorandum
July 24, 2020 Securities and Exchange Commission Issues Supplemental Guidance Concerning Proxy Voting Responsibilities of Investment Advisers
Client Alert
July 22, 2020 The OCC Proposes Two Standards for the True Lender Question
Client Memorandum
July 20, 2020 U.S. Prudential Regulators Finalize Amendments to Swap Margin Rule
Client Memorandum
July 16, 2020 President Trump Signs Hong Kong Autonomy Act, Issues Executive Order Authorizing Sanctions and Other Measures
Client Memorandum
July 14, 2020 Volcker Rule: Updated Flowcharts
Client Memorandum
July 9, 2020 DOJ and SEC Publish Updated FCPA Resource Guide
Client Memorandum
July 8, 2020 DOL Officially Reinstates Original Fiduciary Rule and Proposes New Class Exemption for Investment Advice Fiduciaries
Client Memorandum
July 1, 2020 DOJ and FTC Issue Final Revised Vertical Merger Guidelines
Client Memorandum
June 26, 2020 Final Volcker Rule 2.1 – Covered Funds
Client Memorandum
June 25, 2020 Expansive New California Privacy Measure Cleared for November Ballot
Client Memorandum
June 24, 2020 The SEC and FINRA’s Use of Big Data in Investigations and the Implications for Defense Counsel

The Review of Securities & Commodities Regulation

June 24, 2020 A Range of Outcomes on Merger Challenges: Recent Developments and Strategic Implications
Daily Journal
June 23, 2020 Supreme Court Preserves SEC's Disgorgement Authority, But with Limits
Client Memorandum
June 22, 2020 Taking Care of Employees During COVID-19: Consider This Handy Employee Benefit Tool
Client Memorandum
June 22, 2020 SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak – Updated
Client Alert
June 18, 2020 President Trump Signs Sanctions Law to Address Human Rights Violations in China
Client Memorandum
June 16, 2020 Antitrust and the 2020 Election
June 12, 2020 COVID-19: Incentive Compensation Design in a Shifting Landscape
Client Memorandum
June 10, 2020 DOL Letter Paves Way for Including Private Equity in 401(k) Plans
Client Memorandum
June 9, 2020 The OCC Moves on Digital Banking Activities and Regulatory Modernization
Client Memorandum
June 8, 2020 Inadequate Perk Disclosure Remains in SEC’s Sights
Client Memorandum
June 8, 2020 Getting the Deal Through: Financial Services Compliance 2020
Law Business Research Ltd., April 2020
June 1, 2020 The OCC Reaffirms the Valid-When-Made Doctrine
Client Memorandum
May 27, 2020 CFIUS修订强制申报标准
Client Memorandum
May 22, 2020 Key CARES Act Provisions and Fed Programs for Corporates
Client Memorandum
May 21, 2020 COVID-19 Pandemic Spurs Renewed State and Federal Focus on Price Gouging Enforcement
Client Memorandum
May 11, 2020 SEC Orders SROs to Implement Changes to NMS Plan Governance
Client Memorandum
May 11, 2020 Supreme Court Reverses “Bridgegate” Convictions, Clarifies Meaning of “Property” Under Federal Fraud Statutes
Client Memorandum
May 7, 2020 Foreign Direct Investment (FDI) Screening – Filings in a Time of Crisis
Client Memorandum

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