Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
April 8, 2021 A call for greater clarity around SEC cooperation credit

Law360

April 6, 2021 SEC and CFTC enforcement update
Client Newsletter

 

 
 
 
 
 
April 5, 2021 FinCEN begins rulemaking for beneficial ownership registry
Client Memorandum
April 2, 2021 Bank fraud for facilitating marijuana transactions
Client Memorandum
April 1, 2021 Antitrust enforcement in 2021 and beyond: Insights from the ABA’s Antitrust Spring Meeting
Client Memorandum
April 1, 2021 Effective date set for amended marketing rule under the Advisers Act
Client Memorandum
April 1, 2021 U.S. financial regulators focus on artificial intelligence and machine learning
Client Memorandum
April 1, 2021 European Commission amends referral policy to allow review of previously non-reportable ‘killer acquisitions’
Client Memorandum
March 31, 2021 Davis Polk financial services regulatory reform tool—Spring forward edition
Client Memorandum
March 30, 2021 United States significantly expands Burma sanctions, targeting military holding companies
Client Memorandum
March 23, 2021 The American Rescue Plan Act expands covered employees under section 162(m)
Client Memorandum
March 17, 2021 Digital dollars / central bank digital currencies
Client Memorandum
March 17, 2021 U.S., EU, U.K., and other antitrust enforcers enter collaboration on antitrust analysis of pharma deals
Client Memorandum
March 16, 2021 SEC data transfer safe harbor raises questions for UK companies

Law360

March 8, 2021 Reg FD and the riskiest of phone calls
Client Memorandum
March 5, 2021 SEC establishes Enforcement Division Climate and ESG Task Force
Client Memorandum
March 3, 2021 Federal Reserve finalizes Board Effectiveness Guidance for large financial institutions
Client Memorandum
March 2, 2021 Data breach enforcement on both sides of the Atlantic: Revealing mechanics of fines and civil penalties and reinforcing importance of training
Client Memorandum
February 12, 2021 SEC changes enforcement practice for settlement offers in cases involving waivers
Client Memorandum
February 9, 2021 SEC requests comments on potential money market fund reforms
Client Memorandum
February 9, 2021 SEC acknowledges that disgorgement principles in Liu apply to administrative proceedings
Client Memorandum
February 4, 2021 Antitrust and a new administration: Important developments
Client Memorandum
February 1, 2021 Revised 2021 jurisdictional thresholds under the HSR Act
Client Memorandum
January 29, 2021 DOJ and SEC FCPA Resolution Tracker
Client Newsletter
January 28, 2021 OFAC issues amended general license, FAQs clarifying scope of Chinese military companies sanctions
Client Memorandum
January 28, 2021 China antitrust review 2020
Client Memorandum
January 26, 2021 Supreme Court relies on “Bridgegate” case to vacate Second Circuit insider trading decision
Client Memorandum
January 20, 2021 Digital and digitized assets: Federal and state jurisdictional issues
American Bar Association, December 2020
January 19, 2021 Recent merger challenges show DOJ and FTC focus on nascent competition
Client Memorandum
January 13, 2021 SEC takes no-action position on custody of digital asset securities by special purpose broker-dealers
Client Memorandum
January 13, 2021 The road ahead for financial regulatory reform in a time of Democrats in control
Client Memorandum
January 4, 2021 Veto override enacts expanded SEC disgorgement authority
Client Memorandum
January 4, 2021 The Anti-Money Laundering Act of 2020 – Key takeaways
Client Memorandum
December 23, 2020 Pandemic Relief Package – PPP and Federal Reserve Provisions
Client Memorandum
December 23, 2020 FDIC Issues Final Rule on Supervision of ILC Holding Companies
Client Memorandum
December 22, 2020 Banking Agencies Propose Cyber Reporting Rule: Implications for Cybersecurity Compliance
Client Memorandum
December 22, 2020 SEC Disgorgement Authority Would Expand in National Defense Authorization Act
Client Memorandum
December 18, 2020 SEC Adopts New Rule Governing Registered Funds’ Use of Derivatives
Client Memorandum
December 7, 2020 SEC Modernizes Framework for Registered Fund Valuation Practices under Investment Company Act
Client Alert
December 7, 2020 SEC Proposes Amendments and Temporary Rules to Modernize Rule 701 and Form S-8 and Allow for “Platform Worker” Participation
Client Memorandum
December 4, 2020 CFTC Reports Record Year for Enforcement
Client Memorandum
December 3, 2020 Post-Election Update: U.S. Federal Cannabis Legislation
Client Memorandum
November 16, 2020 United States Bans Certain Investments by U.S. Persons in Companies Linked to the Chinese Military
Client Memorandum
November 9, 2020 Financial Services Regulatory Reform in the Biden Administration: Key Areas of Focus
Client Memorandum
November 3, 2020 SEC Announces 2020 Enforcement Results
Client Memorandum
October 23, 2020 New Chinese Law Passed to Create the Nation’s First Comprehensive Export Control Framework
Client Memorandum
October 19, 2020 Stock Buybacks Under 10b5-1 Plan Draw SEC Rebuke
Client Memorandum
October 16, 2020 SEC Whistleblower Amendments May Increase Reporting in Smaller Cases
Client Memorandum
October 16, 2020 SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements
Client Memorandum
October 15, 2020 State Department Sends Hong Kong Autonomy Act Report to Congress
Client Memorandum

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