Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
February 25, 2021 Private equity regulatory update - February 2021
Client Newsletter
February 25, 2021 Investment management regulatory update - February 2021
Client Newsletter
February 25, 2021 SEC to review climate-related disclosure
Client Alert
February 12, 2021 SEC changes enforcement practice for settlement offers in cases involving waivers
Client Memorandum
February 9, 2021 SEC requests comments on potential money market fund reforms
Client Memorandum
February 9, 2021 SEC and CFTC enforcement update
Client Newsletter

 

 
 
 
 
 
February 9, 2021 SEC acknowledges that disgorgement principles in Liu apply to administrative proceedings
Client Memorandum
February 4, 2021 Antitrust and a new administration: Important developments
Client Memorandum
February 3, 2021 Ninth Circuit affirms dismissal of securities class action against Tesla
Client Memorandum
February 1, 2021 Revised 2021 jurisdictional thresholds under the HSR Act
Client Memorandum
January 29, 2021 Private equity regulatory update - January 2021
Client Newsletter
January 29, 2021 Investment management regulatory update - January 2021
Client Newsletter
January 29, 2021 DOJ and SEC FCPA Resolution Tracker
Client Newsletter
January 28, 2021 China antitrust review 2020
Client Memorandum
January 26, 2021 Ripple token case highlights need for SEC clarity on crypto

Law360

January 26, 2021 Supreme Court relies on “Bridgegate” case to vacate Second Circuit insider trading decision
Client Memorandum
January 22, 2021 Valuation adjustment rights in NAV facilities
Global Legal Insights – Fund Finance 2021, Fifth Edition
January 21, 2021 With a hoped-for return to normal after COVID-19, we expect to see a continued uptick in shareholder activist campaigns
Client Memorandum
January 19, 2021 Impact of U.S. congressional shift in control on the Biden climate change and environmental agenda
Client Memorandum
January 19, 2021 Recent merger challenges show DOJ and FTC focus on nascent competition
Client Memorandum
January 13, 2021 SEC takes no-action position on custody of digital asset securities by special purpose broker-dealers
Client Memorandum
January 13, 2021 The road ahead for financial regulatory reform in a time of Democrats in control
Client Memorandum
January 11, 2021 IRS finalizes carried interest regulations
Client Alert
January 11, 2021 NYSE proposes relaxation of shareholder approval rules
Client Memorandum
January 6, 2021 Two important December New York District Court decisions highlight risks in distressed company decision-making
Client Memorandum
January 4, 2021 Veto override enacts expanded SEC disgorgement authority
Client Memorandum
January 4, 2021 Special issues in mass torts
Legal Era Magazine, December Edition 2020
January 4, 2021 The Anti-Money Laundering Act of 2020 – Key takeaways
Client Memorandum
December 30, 2020 Investment Management Regulatory Update - December 2020
Client Newsletter
December 30, 2020 Private Equity Regulatory Update - December 2020
Client Newsletter
December 23, 2020 Pandemic Relief Package – PPP and Federal Reserve Provisions
Client Memorandum
December 23, 2020 SEC Adopts Modernized Marketing Rule for Investment Advisers
Client Alert
December 23, 2020 SEC Proposes Changes to Rule 144
Client Memorandum
December 23, 2020 SEC Re-Approves NYSE Direct Listings
Client Alert
December 23, 2020 FDIC Issues Final Rule on Supervision of ILC Holding Companies
Client Memorandum
December 22, 2020 SEC Enacts Resource Extraction Disclosure Rules
Client Memorandum
December 22, 2020 Banking Agencies Propose Cyber Reporting Rule: Implications for Cybersecurity Compliance
Client Memorandum
December 22, 2020 SEC Disgorgement Authority Would Expand in National Defense Authorization Act
Client Memorandum
December 18, 2020 SEC Adopts New Rule Governing Registered Funds’ Use of Derivatives
Client Memorandum
December 10, 2020 Preparing Your 2020 Form 20-F
Client Memorandum
December 7, 2020 SEC Modernizes Framework for Registered Fund Valuation Practices under Investment Company Act
Client Alert
December 7, 2020 U.S. Bill Threatens to Delist China-Based Companies
Client Memorandum
December 7, 2020 SEC Proposes Amendments and Temporary Rules to Modernize Rule 701 and Form S-8 and Allow for “Platform Worker” Participation
Client Memorandum
December 4, 2020 CFTC Reports Record Year for Enforcement
Client Memorandum
December 3, 2020 Post-Election Update: U.S. Federal Cannabis Legislation
Client Memorandum
November 30, 2020 IBA and Regulators Announce Major New Developments Related to the Publication and Use of USD LIBOR Beyond 2021
Client Memorandum
November 25, 2020 SEC Enacts Significant Changes to Financial Disclosure Rules
Client Memorandum
November 24, 2020 Private Equity Regulatory Update - November 2020
Client Newsletter
November 24, 2020 Investment Management Regulatory Update - November 2020
Client Newsletter
November 23, 2020 IBA and UK FCA Announce New Consultations Addressing LIBOR Cessation and “Tough Legacy” Contracts
Client Memorandum

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