Insights

 
Our lawyers produce a wealth of substantive, timely and practical resource materials for our clients and friends of the firm. Listed separately below are client memos and alerts, articles and books, and podcasts.
May 11, 2021 Proposed guidelines: Who can have a Federal Reserve master account?
Client Memorandum
May 6, 2021 FCA consultation on rules for SPACs listing in London
Client Memorandum
May 4, 2021 SEC and CFTC enforcement update
Client Newsletter

 

 
 
 
 
 
April 30, 2021 Private equity regulatory update - April 2021
Client Newsletter
April 30, 2021 Investment management regulatory update - April 2021
Client Newsletter
April 27, 2021 White House releases U.S. International Climate Finance Plan
Client Memorandum
April 23, 2021 Supreme Court rejects FTC’s disgorgement and restitution authority under Section 13(b)
Client Memorandum
April 19, 2021 Ninth circuit affirms dismissal of securities class action against H.C. Wainwright & Co., LLC
Client Memorandum
April 19, 2021 United States escalates sanctions against Russian government
Client Memorandum
April 14, 2021 SEC statement on accounting treatment of SPAC warrants to impact capital markets activity
Client Memorandum
April 14, 2021 U.S. federal banking agencies issue statement and RFI on model risk management principles and AML compliance
Client Memorandum
April 12, 2021 New NYSE rules ease shareholder approval requirements, but may expand audit committee role
Client Memorandum
April 8, 2021 Supreme Court sides with Google in decade-long copyright battle against Oracle
Client Memorandum
April 5, 2021 FinCEN begins rulemaking for beneficial ownership registry
Client Memorandum
April 2, 2021 Bank fraud for facilitating marijuana transactions
Client Memorandum
April 1, 2021 Antitrust enforcement in 2021 and beyond: Insights from the ABA’s Antitrust Spring Meeting
Client Memorandum
April 1, 2021 Effective date set for amended marketing rule under the Advisers Act
Client Memorandum
April 1, 2021 U.S. financial regulators focus on artificial intelligence and machine learning
Client Memorandum
April 1, 2021 European Commission amends referral policy to allow review of previously non-reportable ‘killer acquisitions’
Client Memorandum
March 31, 2021 Davis Polk financial services regulatory reform tool—Spring forward edition
Client Memorandum
March 30, 2021 United States significantly expands Burma sanctions, targeting military holding companies
Client Memorandum
March 30, 2021 Investment management regulatory update - March 2021
Client Newsletter
March 30, 2021 Private equity regulatory update - March 2021
Client Newsletter
March 23, 2021 The American Rescue Plan Act expands covered employees under section 162(m)
Client Memorandum
March 17, 2021 Digital dollars / central bank digital currencies
Client Memorandum
March 17, 2021 U.S., EU, U.K., and other antitrust enforcers enter collaboration on antitrust analysis of pharma deals
Client Memorandum
March 16, 2021 Major new developments related to the future cessation and loss of representativeness of LIBOR
Client Memorandum
March 8, 2021 Reg FD and the riskiest of phone calls
Client Memorandum
March 8, 2021 ESMA finalises revised guidelines for prospectus disclosure
Client Memorandum
March 5, 2021 SEC establishes Enforcement Division Climate and ESG Task Force
Client Memorandum
March 3, 2021 UK listing review publishes recommendations
Client Memorandum
March 3, 2021 Federal Reserve finalizes Board Effectiveness Guidance for large financial institutions
Client Memorandum
March 2, 2021 Data breach enforcement on both sides of the Atlantic: Revealing mechanics of fines and civil penalties and reinforcing importance of training
Client Memorandum
February 25, 2021 Private equity regulatory update - February 2021
Client Newsletter
February 25, 2021 Investment management regulatory update - February 2021
Client Newsletter
February 25, 2021 SEC to review climate-related disclosure
Client Alert
February 12, 2021 SEC changes enforcement practice for settlement offers in cases involving waivers
Client Memorandum
February 10, 2021 Listed companies beware: Be careful how you spend your money
Client Memorandum
February 9, 2021 SEC requests comments on potential money market fund reforms
Client Memorandum
February 9, 2021 SEC acknowledges that disgorgement principles in Liu apply to administrative proceedings
Client Memorandum
February 4, 2021 Antitrust and a new administration: Important developments
Client Memorandum
February 3, 2021 Ninth Circuit affirms dismissal of securities class action against Tesla
Client Memorandum
February 1, 2021 Revised 2021 jurisdictional thresholds under the HSR Act
Client Memorandum
January 29, 2021 Private equity regulatory update - January 2021
Client Newsletter
January 29, 2021 Investment management regulatory update - January 2021
Client Newsletter
January 29, 2021 DOJ and SEC FCPA Resolution Tracker
Client Newsletter
January 28, 2021 OFAC issues amended general license, FAQs clarifying scope of Chinese military companies sanctions
Client Memorandum
January 28, 2021 China antitrust review 2020
Client Memorandum
January 26, 2021 Supreme Court relies on “Bridgegate” case to vacate Second Circuit insider trading decision
Client Memorandum
January 21, 2021 With a hoped-for return to normal after COVID-19, we expect to see a continued uptick in shareholder activist campaigns
Client Memorandum

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