Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 27, 2015 Client Update An Economic Analysis of Universally Mandated Versus Private Ordering for Proxy Access The SEC Office of Economic and Risk Analysis has made available on its website a lengthy working paper on proxy access, sp... August 27, 2015 Client Update New FINRA Equity and Debt Research Rules FINRA recently adopted amendments to its equity research rules and an entirely new debt research rule. Among other things,... August 26, 2015 Client Update FTC Settlement with Activist Fund Clarifies Scope of HSR Passive Investment Exemption The Federal Trade Commission (“FTC”) and the United States Department of Justice (“DOJ”) on Monday reached a settl... August 26, 2015 Client Update SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants On August 5, 2015, the SEC unanimously adopted final rules and forms for the registration of security-based swap dealers a... August 26, 2015 Client Update FTC Settlement with Activist Fund Clarifies Scope of HSR Passive Investment Exemption The Federal Trade Commission (“FTC”) and the United States Department of Justice (“DOJ”) on Monday reached a settl... August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust... August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust... August 20, 2015 Client Update The Latest in Conflict Mineral Reporting Our memo on the court’s decision upholding its ruling on the SEC’s conflict minerals disclosure is here. EY’s recent... August 19, 2015 Client Update D.C. Circuit Court Upholds Earlier Decision Partially Invalidating Conflict Minerals Rule In the ongoing challenge to the SEC’s conflict minerals rule, the D.C. Circuit Court of Appeals, in a 2-1 decision, issu... August 13, 2015 Client Update Asserting APA Violations in Dissenting on Pay Ratio Rule Adoption “Remember what we learned in school. Acquiescing to bullies only gives them more ammunition and makes it worse.” Those... Load More
August 27, 2015 Client Update An Economic Analysis of Universally Mandated Versus Private Ordering for Proxy Access The SEC Office of Economic and Risk Analysis has made available on its website a lengthy working paper on proxy access, sp...
August 27, 2015 Client Update New FINRA Equity and Debt Research Rules FINRA recently adopted amendments to its equity research rules and an entirely new debt research rule. Among other things,...
August 26, 2015 Client Update FTC Settlement with Activist Fund Clarifies Scope of HSR Passive Investment Exemption The Federal Trade Commission (“FTC”) and the United States Department of Justice (“DOJ”) on Monday reached a settl...
August 26, 2015 Client Update SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants On August 5, 2015, the SEC unanimously adopted final rules and forms for the registration of security-based swap dealers a...
August 26, 2015 Client Update FTC Settlement with Activist Fund Clarifies Scope of HSR Passive Investment Exemption The Federal Trade Commission (“FTC”) and the United States Department of Justice (“DOJ”) on Monday reached a settl...
August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust...
August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust...
August 20, 2015 Client Update The Latest in Conflict Mineral Reporting Our memo on the court’s decision upholding its ruling on the SEC’s conflict minerals disclosure is here. EY’s recent...
August 19, 2015 Client Update D.C. Circuit Court Upholds Earlier Decision Partially Invalidating Conflict Minerals Rule In the ongoing challenge to the SEC’s conflict minerals rule, the D.C. Circuit Court of Appeals, in a 2-1 decision, issu...
August 13, 2015 Client Update Asserting APA Violations in Dissenting on Pay Ratio Rule Adoption “Remember what we learned in school. Acquiescing to bullies only gives them more ammunition and makes it worse.” Those...