Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 16, 2015 Client Update FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently published a Notice of... September 15, 2015 Client Update Audit Committees Continue to Expand Reporting in 2015 Proxy Statements The SEC’s recent concept release on possible revisions to audit committee disclosure has ignited debate about whether ad... September 15, 2015 Client Update Whistleblowers Who Report Alleged Wrongdoing Internally Are Entitled to Dodd-Frank’s Anti-Retaliation Protections The U.S. Court of Appeals for the Second Circuit issued a significant opinion last week, reversing a lower court decision ... September 11, 2015 Client Update The Department of Justice Codifies Focus on Individuals in Corporate Cases Yesterday, Deputy Attorney General Sally Quillian Yates gave a speech concerning the Department of Justice’s guidance me... September 9, 2015 Client Update Court Orders SEC to Issue Resource Extraction Rules Oxfam America scored a recent victory when the U.S. District Court in the District of Massachusetts decided that the SEC m... September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a... September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a... September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a... September 8, 2015 Client Update NYSE Proposes Expansion of Listed Companies’ Requirements to Provide Notification of Material News and Circumstances When It Can Halt Trading NYSE listed companies are currently required to notify the Exchange before disseminating material news so that it can halt... September 2, 2015 Client Update Busy Year for Proxy Contests ISS counts Tempur Sealy as among the 28 proxy contests during the first six months of 2015, the busiest period for contest... Load More
September 16, 2015 Client Update FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently published a Notice of...
September 15, 2015 Client Update Audit Committees Continue to Expand Reporting in 2015 Proxy Statements The SEC’s recent concept release on possible revisions to audit committee disclosure has ignited debate about whether ad...
September 15, 2015 Client Update Whistleblowers Who Report Alleged Wrongdoing Internally Are Entitled to Dodd-Frank’s Anti-Retaliation Protections The U.S. Court of Appeals for the Second Circuit issued a significant opinion last week, reversing a lower court decision ...
September 11, 2015 Client Update The Department of Justice Codifies Focus on Individuals in Corporate Cases Yesterday, Deputy Attorney General Sally Quillian Yates gave a speech concerning the Department of Justice’s guidance me...
September 9, 2015 Client Update Court Orders SEC to Issue Resource Extraction Rules Oxfam America scored a recent victory when the U.S. District Court in the District of Massachusetts decided that the SEC m...
September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a...
September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a...
September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a...
September 8, 2015 Client Update NYSE Proposes Expansion of Listed Companies’ Requirements to Provide Notification of Material News and Circumstances When It Can Halt Trading NYSE listed companies are currently required to notify the Exchange before disseminating material news so that it can halt...
September 2, 2015 Client Update Busy Year for Proxy Contests ISS counts Tempur Sealy as among the 28 proxy contests during the first six months of 2015, the busiest period for contest...