Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 16, 2015 Client Update PCAOB Adopts Rules Requiring Names of Engagement Partners and Other Firms Involved Yesterday, the PCAOB adopted new rules to require auditors to disclose the name of the audit engagement partner. The rules... December 14, 2015 Client Update SEC Proposes New Transparency Requirements for NMS Stock Alternative Trading Systems The Securities and Exchange Commission recently proposed amendments to Regulation ATS and related rules under the Securiti... December 11, 2015 Client Update SEC Proposes New Rule Governing the Use of Derivatives by Registered Investment Companies This morning, the Securities and Exchange Commission proposed new measures to govern the use of derivatives by registered ... December 10, 2015 Client Update White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others On December 8, 2015, the U.S. Court of Appeals for the Second Circuit overturned the conviction of Jesse Litvak, a former ... December 9, 2015 Client Update Changes in Board Composition for Large-Cap Companies (December 2015) Boards and investors continue to be deeply interested in board composition, a central topic in the 2015 Spencer Stuart US ... December 8, 2015 Client Update Proxy Access Shareholder Proposal Exclusion Request Based on State Law Requirements for Record Holders to Present Proposals An interesting no-action letter request has been submitted to the SEC to exclude a proxy access proposal submitted by Ken ... December 4, 2015 Client Update European Commission Proposal for a New EU Prospectus Regulation On November 30, 2015, as part of its Capital Markets Union action plan to lower barriers to accessing capital markets acro... December 3, 2015 Client Update Thinking About Indemnity Protections after the "Yates Memo" On November 16, 2015, Deputy Attorney General Sally Quillian Yates gave a speech regarding the implementation of the Depar... December 3, 2015 Client Update Thinking About Indemnity Protections after the "Yates Memo" On November 16, 2015, Deputy Attorney General Sally Quillian Yates gave a speech regarding the implementation of the Depar... December 3, 2015 Client Update Thinking About Indemnity Protections after the "Yates Memo" On November 16, 2015, Deputy Attorney General Sally Quillian Yates gave a speech regarding the implementation of the Depar... Load More
December 16, 2015 Client Update PCAOB Adopts Rules Requiring Names of Engagement Partners and Other Firms Involved Yesterday, the PCAOB adopted new rules to require auditors to disclose the name of the audit engagement partner. The rules...
December 14, 2015 Client Update SEC Proposes New Transparency Requirements for NMS Stock Alternative Trading Systems The Securities and Exchange Commission recently proposed amendments to Regulation ATS and related rules under the Securiti...
December 11, 2015 Client Update SEC Proposes New Rule Governing the Use of Derivatives by Registered Investment Companies This morning, the Securities and Exchange Commission proposed new measures to govern the use of derivatives by registered ...
December 10, 2015 Client Update White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others On December 8, 2015, the U.S. Court of Appeals for the Second Circuit overturned the conviction of Jesse Litvak, a former ...
December 9, 2015 Client Update Changes in Board Composition for Large-Cap Companies (December 2015) Boards and investors continue to be deeply interested in board composition, a central topic in the 2015 Spencer Stuart US ...
December 8, 2015 Client Update Proxy Access Shareholder Proposal Exclusion Request Based on State Law Requirements for Record Holders to Present Proposals An interesting no-action letter request has been submitted to the SEC to exclude a proxy access proposal submitted by Ken ...
December 4, 2015 Client Update European Commission Proposal for a New EU Prospectus Regulation On November 30, 2015, as part of its Capital Markets Union action plan to lower barriers to accessing capital markets acro...
December 3, 2015 Client Update Thinking About Indemnity Protections after the "Yates Memo" On November 16, 2015, Deputy Attorney General Sally Quillian Yates gave a speech regarding the implementation of the Depar...
December 3, 2015 Client Update Thinking About Indemnity Protections after the "Yates Memo" On November 16, 2015, Deputy Attorney General Sally Quillian Yates gave a speech regarding the implementation of the Depar...
December 3, 2015 Client Update Thinking About Indemnity Protections after the "Yates Memo" On November 16, 2015, Deputy Attorney General Sally Quillian Yates gave a speech regarding the implementation of the Depar...