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E.g., 3/21/2018
E.g., 3/21/2018
Sophia Hudson to Speak at PLI’s “Securities Offering 2018” Program
March 2, 2018
New York, NY


Davis Polk partner Sophia Hudson will be among the speakers at PLI’s Securities Offerings 2018: A Public Offering from Start to Finish program. Hudson will speak on the “Ethics, Due Diligence and the Offering Process” panel. Topics discussed will include:

  • Professional liability provisions and remedies under the Securities Act (MRPC 1.13)
  • Importance of ethics in due diligence in the offering process, including comfort letters, 10b-5 statements and in-house counsel considerations (MRPC 4.1)
  • Role of participants in the offering process, including avoiding ethical pitfalls (MRPC 4.1)
  • Ethical issues in the underwriting process:  Lawyers as gatekeepers (MRPC 1.6)

The program will be held on March 2, 2018, in New York.

For more information, please visit the event website.

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