Davis Polk partner Sophia Hudson will be among the speakers at PLI’s Securities Offerings 2018: A Public Offering from Start to Finish program. Hudson will speak on the “Ethics, Due Diligence and the Offering Process” panel. Topics discussed will include:
- Professional liability provisions and remedies under the Securities Act (MRPC 1.13)
- Importance of ethics in due diligence in the offering process, including comfort letters, 10b-5 statements and in-house counsel considerations (MRPC 4.1)
- Role of participants in the offering process, including avoiding ethical pitfalls (MRPC 4.1)
- Ethical issues in the underwriting process: Lawyers as gatekeepers (MRPC 1.6)
The program will be held on March 2, 2018, in New York.
For more information, please visit the event website.