Rules Regarding the Use of Derivatives
The Latest SEC Proposed Derivatives Rules and How They Can Impact Your Business
January 14, 2016


On December 11th, 2015 the U.S. Securities and Exchange Commission (SEC) issued proposed rules regarding The Use of Derivatives by Registered Investment Companies and Business Development Companies. MSCI and Davis Polk held a panel discussion on the rules and the potential impact on your organization. We review the proposal, review specific requirements, describe similarities to European Regulations, and share our experience of implementing similar processes.

To view this webinar, please visit the event website.

  • Moderator: Max Belenitsky, Executive Director, Portfolio Management Analytics, MSCI
  • Nora M. Jordan, Partner, Davis Polk
  • Gregory S. Rowland, Partner, Davis Polk
  • Jeffrey Ho, Vice President, Analytics, MSCI