Robert Colby to Speak at PLI’s “Fundamentals of Broker-Dealer Regulation” Program
June 25, 2012
New York, NY
Davis Polk partner Robert Colby will be among the speakers at Practising Law Institute’s “Fundamentals of Broker-Dealer Regulation 2012” program. Colby’s panel will provide an overview of the program, and will discuss the definition of a broker-dealer, exceptions to the definition and the status of finders and placement agents. The program will be held on June 25, 2012, in New York and via live webcast.

For more information, please visit the event website.
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