Linda Chatman Thomsen and Richard Truesdell to Speak at PLI’s Institute on Securities Regulation
October 28, 2015
New York, NY

Davis Polk partners Linda Chatman Thomsen and Richard Truesdell will be among the speakers at PLI’s 47th Annual Institute on Securities Regulation, which will be held October 28-30, 2015, in New York.

Thomsen will moderate “The Defense Perspective: Strategies and Practical Considerations from the Source.” The panel will address civil and criminal enforcement priorities and trends; successful defense strategies; handling public dissent in regulatory actions; managing multi-agency and cross border investigations; and dealing with whistleblowers and anti-retaliation protections.

Truesdell will speak on the “How’s Life in the Capital Markets (How Strong is the Pulse)?” panel, which will address topics including the strength of market conditions and whether this impacts how deals are done; whether offering methods for emerging growth companies spreading to other parts of the market; methods for reaching investors outside of the prospectus; current practice in conducting public and private offerings together and switching from one to the other; how private companies are raising capital; and Reg D and other private offering methods.  

For more information, please visit the event website.