Davis Polk partner Gabe Rosenberg will be among the speakers at PLI’s “The Volcker Rule 2019: What it Means for Financial Institutions and Markets” program. Rosenberg will speak on “The Volcker Rule – Proprietary Trading” panel. Topics discussed will include:
- What proprietary trading does the Volcker Rule prohibit
- Exemptions for underwriting, market-making and risk-mitigating hedging
- Preparing for examinations
- Violations and enforcement risk
The program will be held on May 2, 2019, in New York.
For more information, please visit the event website.