Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 31, 2018 Client Update Investment Management Regulatory Update - May 2018 Rules and Regulations SEC Proposes Rule Change to Address Auditor Independence with Respect to Certain Loans or Debtor-C... May 30, 2018 Client Update New Coalition Condemns Lack of Retail Investor Influence and Criticizes Current Investor Focus The Main Street Investors Coalition wants retail investors to have more influence in combating the rise of passive investo... May 23, 2018 Client Update Companies Commit to Including Diverse Candidates in Board Searches Six shareholder proposals are on ballots this season asking for increased board diversity, or disclosure about board diver... May 22, 2018 Client Update Bipartisan Banking Act Will Rebalance the Financial Regulatory Landscape This visual memorandum describes the key changes the Bipartisan Banking Act – which the House passed today – makes to ... May 21, 2018 Client Update FFIEC Issues New Procedures on Examining Financial Institutions for Compliance with FinCEN’s CDD Rule, while FinCEN and Congressional Review Continues On May 11, 2018, the customer due diligence rule, 31 C.F.R. § 1010.230 (the “CDD Rule”), issued by the Financial Crim... May 17, 2018 Client Update Status of Financial Regulatory Leadership Changes (May 2018) As mid-year 2018 approaches, we have updated our brief deck summarizing the leadership and staffing changes among federal ... May 16, 2018 Client Update Banking Regulators’ Examination Authority Does Not Override Attorney-Client Privilege Notwithstanding the venerable status of the attorney-client privilege and the important purposes it serves, the federal ba... May 16, 2018 Client Update Proxy C&DIs Updated by SEC Staff The SEC staff recently updated Compliance and Disclosure Interpretations (C&DIs) on the proxy rules and Schedules 14A/C. ... May 11, 2018 Client Update OCC Adds Recovery Planning to the Comptroller’s Handbooks The increased emphasis by the prudential banking agencies on recovery planning is evidenced by the Comptroller’s recent ... May 10, 2018 Client Update Delaware Court Finds Continued Compensation to Incapacitated Chairman Could Render Directors Liable for Claims of Waste and Bad Faith In an unusual finding, the Delaware Court of Chancery held that demand was partly excused and claims for corporate waste, ... Load More
May 31, 2018 Client Update Investment Management Regulatory Update - May 2018 Rules and Regulations SEC Proposes Rule Change to Address Auditor Independence with Respect to Certain Loans or Debtor-C...
May 30, 2018 Client Update New Coalition Condemns Lack of Retail Investor Influence and Criticizes Current Investor Focus The Main Street Investors Coalition wants retail investors to have more influence in combating the rise of passive investo...
May 23, 2018 Client Update Companies Commit to Including Diverse Candidates in Board Searches Six shareholder proposals are on ballots this season asking for increased board diversity, or disclosure about board diver...
May 22, 2018 Client Update Bipartisan Banking Act Will Rebalance the Financial Regulatory Landscape This visual memorandum describes the key changes the Bipartisan Banking Act – which the House passed today – makes to ...
May 21, 2018 Client Update FFIEC Issues New Procedures on Examining Financial Institutions for Compliance with FinCEN’s CDD Rule, while FinCEN and Congressional Review Continues On May 11, 2018, the customer due diligence rule, 31 C.F.R. § 1010.230 (the “CDD Rule”), issued by the Financial Crim...
May 17, 2018 Client Update Status of Financial Regulatory Leadership Changes (May 2018) As mid-year 2018 approaches, we have updated our brief deck summarizing the leadership and staffing changes among federal ...
May 16, 2018 Client Update Banking Regulators’ Examination Authority Does Not Override Attorney-Client Privilege Notwithstanding the venerable status of the attorney-client privilege and the important purposes it serves, the federal ba...
May 16, 2018 Client Update Proxy C&DIs Updated by SEC Staff The SEC staff recently updated Compliance and Disclosure Interpretations (C&DIs) on the proxy rules and Schedules 14A/C. ...
May 11, 2018 Client Update OCC Adds Recovery Planning to the Comptroller’s Handbooks The increased emphasis by the prudential banking agencies on recovery planning is evidenced by the Comptroller’s recent ...
May 10, 2018 Client Update Delaware Court Finds Continued Compensation to Incapacitated Chairman Could Render Directors Liable for Claims of Waste and Bad Faith In an unusual finding, the Delaware Court of Chancery held that demand was partly excused and claims for corporate waste, ...